-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uk64zjobhB9PJOKNx+Gz+miDxgPaKga57vMBV5wVHP88li1JfpMMUFlH6i0mAk1/ XIr96cGndsCPQYOi5jCZ+A== 0001181431-06-047076.txt : 20060811 0001181431-06-047076.hdr.sgml : 20060811 20060811161856 ACCESSION NUMBER: 0001181431-06-047076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060809 FILED AS OF DATE: 20060811 DATE AS OF CHANGE: 20060811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 331073076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDQUIST SCOTT R CENTRAL INDEX KEY: 0001222410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 061025334 BUSINESS ADDRESS: STREET 1: C/O THE PHOENIX COMPANIES, INC STREET 2: ONE AMERICAN ROW CITY: HARTFORD STATE: CT ZIP: 06102-5056 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: GENWORTH FINANCIAL, INC. STREET 2: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4 1 rrd124510.xml LINDQUIST FORM 4 (8-9-06) X0202 4 2006-08-09 0 0001276520 GENWORTH FINANCIAL INC GNW 0001222410 LINDQUIST SCOTT R C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 0 1 0 0 Vice President and Controller Restricted Stock Units 2006-08-09 4 A 0 1600 A Class A Common Stock 1600 1600 D Stock Option 34.13 2006-08-09 4 A 0 7200 A 2016-08-09 Class A Common Stock 7200 7200 D Restricted Stock Unit settles in Class A Common Stock on a 1:1 basis. Vests 50% 8/9/2009; vests 50% 8/9/2011; no expiration date. Not applicable. Vests in 20% annual increments beginning on 8/9/2007. /s/ Richard J. Oelhafen, Jr., Attorney-in-fact 2006-08-11 -----END PRIVACY-ENHANCED MESSAGE-----