X0306 4 2017-11-20 0 0000805928 AxoGen, Inc. AXGN 0001222362 NEELS GUIDO J 7916 DEAN ROAD INDIANAPOLIS IN 46240 1 0 0 0 Common Stock 2017-11-20 4 S 0 1150000 19.74 D 3371111 I By Essex Woodlands Fund IX, L.P. The reported shares are owned directly by Essex Woodlands Fund IX, L.P., a limited partnership of which Essex Woodlands Fund IX-GP, L.P., is the general partner, and of which Essex Woodlands Fund IX, LLC is the general partner. The reporting person is an owner of a limited partnership interest in Essex Woodlands Fund IX, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Guido J. Neels by Richard Kolodziejcyk, Attorney-in-Fact for Reporting Person 2017-11-20