0001437749-24-010190.txt : 20240401 0001437749-24-010190.hdr.sgml : 20240401 20240401092937 ACCESSION NUMBER: 0001437749-24-010190 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20240329 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20240401 DATE AS OF CHANGE: 20240401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPDR GOLD TRUST CENTRAL INDEX KEY: 0001222333 STANDARD INDUSTRIAL CLASSIFICATION: [6221] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 522369757 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32356 FILM NUMBER: 24805963 BUSINESS ADDRESS: STREET 1: C/O WORLD GOLD TRUST SERVICES, LLC STREET 2: 685 THIRD AVENUE, SUITE 2702 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123173800 MAIL ADDRESS: STREET 1: 685 THIRD AVENUE STREET 2: SUITE 2702 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: streetTRACKS GOLD TRUST DATE OF NAME CHANGE: 20041008 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY GOLD TRUST DATE OF NAME CHANGE: 20030310 8-K 1 gld20240318_8k.htm FORM 8-K gld20240318_8k.htm
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): March 29, 2024
 
 
SPDR® GOLD TRUST
SPONSORED BY WORLD GOLD TRUST SERVICES, LLC
(Exact name of registrant as specified in its charter)
 
 
New York
001-32356
81-6124035
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
c/o World Gold Trust Services, LLC
685 Third Avenue, Suite 2702
New York, New York 10017
(Address of principal executive offices; zip code)
 
Registrant’s telephone number, including area code: (212) 317-3800
(Former name or former address, if changed since last report):
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
  
Trading Symbol(s) Name
  
Name of each exchange on which registered
SPDR® Gold Trust
  
GLD®
  
NYSE Arca, Inc.
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company  ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
 
 
 
 
 
 
 
Item 5.02         Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
Effective March 29, 2024, James Lam will no longer serve as a member of the audit committee and board of directors of World Gold Trust Services, LLC (the “Sponsor”), the sponsor of the SPDR® Gold Trust (the “Trust”). Mr. Lam’s departure does not arise from any disagreement on any matter relating to the operations, policies or practices of the Trust.
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
     
Date: April 1, 2024
SPDR® GOLD TRUST
 
(Registrant)*
   
   
 
By:
World Gold Trust Services, LLC as the Sponsor of the Registrant
     
 
By:
/s/ Joseph R. Cavatoni
   
Name:  Joseph R. Cavatoni
Title:    Principal Executive Officer
 
 
 
 
 
*          As the Registrant is a trust, this report is being filed on behalf of the Registrant by World Gold Trust Services, LLC, only in its capacity as the sponsor of the Registrant. The identified person signing this report is signing in his capacity as an authorized officer of World Gold Trust Services, LLC.
 
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Entity, Incorporation, State or Country Code NY
Entity, File Number 001-32356
Entity, Tax Identification Number 81-6124035
Entity, Address, Address Line One 685 Third Avenue
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