0001179110-19-012126.txt : 20191127
0001179110-19-012126.hdr.sgml : 20191127
20191127180813
ACCESSION NUMBER: 0001179110-19-012126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190516
FILED AS OF DATE: 20191127
DATE AS OF CHANGE: 20191127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOTHA ROELOF
CENTRAL INDEX KEY: 0001222287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 191259285
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 2800 SAND HILL RD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natera, Inc.
CENTRAL INDEX KEY: 0001604821
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 010894487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-249-9090
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
4
1
edgar.xml
FORM 4 -
X0306
4
2019-05-16
0
0001604821
Natera, Inc.
NTRA
0001222287
BOTHA ROELOF
C/O SEQUOIA CAPITAL
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
1
0
1
0
Common Stock
2019-05-16
4
M
0
7278
A
7278
D
Common Stock
1017509
I
By estate planning vehicles
Common Stock
2030367
I
Sequoia Capital XII, L.P.
Common Stock
216999
I
Sequoia Capital XII Principals Fund, LLC
Common Stock
75972
I
Sequoia Technology Partners XII, L.P.
Restricted Stock Unit
2019-05-16
4
M
0
7278
0
D
Common Stock
7278
0
D
Represents the full vesting and settlement of Restricted Stock Units ("RSUs"), on May 16, 2019.
Each RSU represents a contingent right to receive one share of the common stock of the issuer.
The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.
SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
/s/ Tami Chen, attorney-in-fact
2019-11-27