0000950142-21-001061.txt : 20210325 0000950142-21-001061.hdr.sgml : 20210325 20210325180113 ACCESSION NUMBER: 0000950142-21-001061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210323 FILED AS OF DATE: 20210325 DATE AS OF CHANGE: 20210325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shumway Chris CENTRAL INDEX KEY: 0001222119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40227 FILM NUMBER: 21773775 MAIL ADDRESS: STREET 1: 28 HAVEMEYER PLACE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: SHUMWAY CHRISTOPHER DATE OF NAME CHANGE: 20030307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crestovo Investor LLC CENTRAL INDEX KEY: 0001849829 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40227 FILM NUMBER: 21773776 BUSINESS ADDRESS: STREET 1: 28 HAVEMEYER PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-485-8550 MAIL ADDRESS: STREET 1: 28 HAVEMEYER PLACE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Finch Therapeutics Group, Inc. CENTRAL INDEX KEY: 0001733257 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 823433558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 INNER BELT ROAD CITY: SOMERVILLE STATE: MA ZIP: 02143 BUSINESS PHONE: 617-229-6499 MAIL ADDRESS: STREET 1: 200 INNER BELT ROAD CITY: SOMERVILLE STATE: MA ZIP: 02143 4 1 es210138417_4-finch.xml OWNERSHIP DOCUMENT X0306 4 2021-03-23 0 0001733257 Finch Therapeutics Group, Inc. FNCH 0001849829 Crestovo Investor LLC 28 HAVEMEYER PLACE GREENWICH CT 06830 1 0 1 0 0001222119 Shumway Chris 28 HAVEMEYER PLACE GREENWICH CT 06830 1 0 1 0 Common Stock 2021-03-23 4 C 0 11906147 A 11906147 D Common Stock 2021-03-23 4 P 0 735294 17.00 A 12641441 D Series A Preferred Stock 2021-03-23 4 C 0 8672117 D Common Stock 8672117 0 D Series B Preferred Stock 2021-03-23 4 C 0 1064466 D Common Stock 1064466 0 D Series C Preferred Stock 2021-03-23 4 C 0 1172480 D Common Stock 1172480 0 D Series D Preferred Stock 2021-03-23 4 C 0 997084 D Common Stock 997084 0 D Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock is convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a one for one basis, has no expiration date and automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering. Held directly by Crestovo Investor LLC ("Crestovo"). Mr. Shumway exercises voting and investment power with respect to the shares held by Crestovo. Mr. Shumway disclaims beneficial ownership of the shares held directly by Crestovo, except to the extent of his pecuniary interest therein. Crestovo Investor LLC By: /s/ Chris Shumway, Authorized Signatory 2021-03-25 /s/ Chris Shumway 2021-03-25