0001127602-19-005170.txt : 20190211 0001127602-19-005170.hdr.sgml : 20190211 20190211175031 ACCESSION NUMBER: 0001127602-19-005170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190207 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHEY ELLEN CENTRAL INDEX KEY: 0001222057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33977 FILM NUMBER: 19586824 MAIL ADDRESS: STREET 1: C/O VISA INC. STREET 2: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISA INC. CENTRAL INDEX KEY: 0001403161 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 260267673 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 BUSINESS PHONE: 650-432-3200 MAIL ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 FORMER COMPANY: FORMER CONFORMED NAME: Visa Inc. DATE OF NAME CHANGE: 20070614 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-07 0001403161 VISA INC. V 0001222057 RICHEY ELLEN C/O VISA INC. P.O. BOX 8999 SAN FRANCISCO CA 94128-8999 1 VICE CHAIRMAN & CRO Class A Common Stock 2019-02-07 4 M 0 19104 19.95 A 19104 D Class A Common Stock 2019-02-07 4 M 0 42328 23.16 A 61432 D Class A Common Stock 2019-02-07 4 J 0 61432 0 D 0 D Class A Common Stock 2019-02-07 4 J 0 61432 0 A 109928 I Held by the Richey 2007 Trust u/a/d 11-29-2007 Class A Common Stock 2019-02-07 4 S 0 81005 139.9888 D 28923 I Held by the Richey 2007 Trust u/a/d 11-29-2007 Employee Stock Option (Right to Buy) 19.95 2019-02-07 4 M 0 19104 0 D 2020-11-05 Class A Common Stock 19104 0 D Employee Stock Option (Right to Buy) 23.16 2019-02-07 4 M 0 42328 0 D 2021-11-05 Class A Common Stock 42328 0 D Since the date of the reporting person's last ownership report, 18,059 which were previously held directly were transferred to the Richey 2007 Trust u/a/d 11-29-2007, of which Ms. Richey is the sole trustee and beneficiary. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018. The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $139.2300 - $141.0200, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4. This option was granted on November 5, 2010 and vested in three installments over a three-year period after the date of grant. This option was granted on November 5, 2011 and vested in three installments over a three-year period after the date of grant. /s/ Sue Choi, Attorney-In-Fact 2019-02-11