0001085037-23-000065.txt : 20230518 0001085037-23-000065.hdr.sgml : 20230518 20230518161320 ACCESSION NUMBER: 0001085037-23-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230516 FILED AS OF DATE: 20230518 DATE AS OF CHANGE: 20230518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAZARAN FRANK CENTRAL INDEX KEY: 0001221888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38754 FILM NUMBER: 23936214 MAIL ADDRESS: STREET 1: 6809 LAHONTAN DRIVE CITY: FORTH WORTH STATE: TX ZIP: 76132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKALINE WATER Co INC CENTRAL INDEX KEY: 0001532390 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 990367049 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8541 E ANDERSON DRIVE STREET 2: SUITE 100/101 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-656-2423 MAIL ADDRESS: STREET 1: 8541 E ANDERSON DRIVE STREET 2: SUITE 100/101 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL LINES INC DATE OF NAME CHANGE: 20111011 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-05-16 0 0001532390 ALKALINE WATER Co INC WTER 0001221888 LAZARAN FRANK 6809 LAHONTAN DRIVE FORTH WORTH TX 76132 1 0 0 0 0 Common Stock 63000 D Common Stock 2023-05-16 4 A 0 16666 A 79666 D Stock Options 7.95 2020-04-03 2030-04-02 Common 6666 6666 D Stock Options 16.35 2021-03-31 2031-03-31 Common 3333 9999 D Stock Options 6.42 2023-07-29 2032-07-29 Common 66666 76665 D Stock Options 3.75 2023-11-16 2032-11-16 Common 11666 88331 D Warrants 18.75 2021-09-30 2024-07-06 Common 3333 3333 D One third vest on each anniversary of the date of grant. 50% vest on March 31, 2022 and 50% vest on March 31, 2023. 50% vest on July 29, 2023 and 50% vest on July 29, 2024. 50% vest on November 16, 2023 and 50% vest on November 16, 2024. These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. /s/ Frank Lazaran 2023-05-18