0001085037-23-000065.txt : 20230518
0001085037-23-000065.hdr.sgml : 20230518
20230518161320
ACCESSION NUMBER: 0001085037-23-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230516
FILED AS OF DATE: 20230518
DATE AS OF CHANGE: 20230518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAZARAN FRANK
CENTRAL INDEX KEY: 0001221888
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38754
FILM NUMBER: 23936214
MAIL ADDRESS:
STREET 1: 6809 LAHONTAN DRIVE
CITY: FORTH WORTH
STATE: TX
ZIP: 76132
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALKALINE WATER Co INC
CENTRAL INDEX KEY: 0001532390
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140]
IRS NUMBER: 990367049
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8541 E ANDERSON DRIVE
STREET 2: SUITE 100/101
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
BUSINESS PHONE: 480-656-2423
MAIL ADDRESS:
STREET 1: 8541 E ANDERSON DRIVE
STREET 2: SUITE 100/101
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL LINES INC
DATE OF NAME CHANGE: 20111011
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-05-16
0
0001532390
ALKALINE WATER Co INC
WTER
0001221888
LAZARAN FRANK
6809 LAHONTAN DRIVE
FORTH WORTH
TX
76132
1
0
0
0
0
Common Stock
63000
D
Common Stock
2023-05-16
4
A
0
16666
A
79666
D
Stock Options
7.95
2020-04-03
2030-04-02
Common
6666
6666
D
Stock Options
16.35
2021-03-31
2031-03-31
Common
3333
9999
D
Stock Options
6.42
2023-07-29
2032-07-29
Common
66666
76665
D
Stock Options
3.75
2023-11-16
2032-11-16
Common
11666
88331
D
Warrants
18.75
2021-09-30
2024-07-06
Common
3333
3333
D
One third vest on each anniversary of the date of grant.
50% vest on March 31, 2022 and 50% vest on March 31, 2023.
50% vest on July 29, 2023 and 50% vest on July 29, 2024.
50% vest on November 16, 2023 and 50% vest on November 16, 2024.
These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting.
Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.
/s/ Frank Lazaran
2023-05-18