0001104659-12-021330.txt : 20120327 0001104659-12-021330.hdr.sgml : 20120327 20120327141248 ACCESSION NUMBER: 0001104659-12-021330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120314 FILED AS OF DATE: 20120327 DATE AS OF CHANGE: 20120327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PANCOAST SCOTT R CENTRAL INDEX KEY: 0001221822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50344 FILM NUMBER: 12716747 MAIL ADDRESS: STREET 1: C/O LPATH, INC STREET 2: 6335 FERRIS SQUARE, SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LPATH, INC CENTRAL INDEX KEY: 0001251769 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 161630142 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4025 SORRENTO VALLEY BLVD. CITY: SAN DIEGO STATE: CA ZIP: 92121-1404 BUSINESS PHONE: 858-678-0800 MAIL ADDRESS: STREET 1: 4025 SORRENTO VALLEY BLVD. CITY: SAN DIEGO STATE: CA ZIP: 92121-1404 FORMER COMPANY: FORMER CONFORMED NAME: LPATH INC DATE OF NAME CHANGE: 20051202 FORMER COMPANY: FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: JCG INC DATE OF NAME CHANGE: 20030702 4 1 a4.xml 4 X0305 4 2012-03-14 0 0001251769 LPATH, INC LPTN 0001221822 PANCOAST SCOTT R C/O LPATH, INC. 4025 SORRENTO VALLEY BLVD. SAN DIEGO CA 92121 1 1 0 0 President & CEO Restricted Stock Units 0 2012-03-14 4 A 0 100000 0 A Class A Common Stock 100000 100000 D Each restricted stock unit represents a contingent right to receive one share of Lpath, Inc. Class A Common Stock. The Restricted Stock Units were granted to the reporting person pursuant to the Lpath, Inc. Amended and Restated 2005 Equity Incentive Plan and are subject to a vesting schedule described in footnote (3) below. The Restricted Stock Units will vest over four years. Twenty-five percent of the Restricted Stock Units will vest on the date one year following the date of the grant, and the remaining seventy-five percent will vest in 12 equal quarterly installments thereafter. Vested shares will be delivered to the reporting person on the fifth anniversary of the date of grant or upon an earlier termination of the reporting person's service to Lpath, disability, death, or sale of Lpath. /s/ Scott Pancoast 2012-03-27