0001639691-24-000028.txt : 20240304
0001639691-24-000028.hdr.sgml : 20240304
20240304172245
ACCESSION NUMBER: 0001639691-24-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240229
FILED AS OF DATE: 20240304
DATE AS OF CHANGE: 20240304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOZY WILLIAM A
CENTRAL INDEX KEY: 0001221785
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37599
FILM NUMBER: 24715941
MAIL ADDRESS:
STREET 1: C/O BECTON DICKERSON & CO
STREET 2: 1 BECTON DR
CITY: FRANKLIN LAKES
STATE: NJ
ZIP: 07417
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LivaNova PLC
CENTRAL INDEX KEY: 0001639691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 981268150
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 EASTBOURNE TERRACE
CITY: LONDON
STATE: X0
ZIP: W2 6LG
BUSINESS PHONE: 4402033250662
MAIL ADDRESS:
STREET 1: 20 EASTBOURNE TERRACE
CITY: LONDON
STATE: X0
ZIP: W2 6LG
FORMER COMPANY:
FORMER CONFORMED NAME: Sand Holdco Plc
DATE OF NAME CHANGE: 20150420
FORMER COMPANY:
FORMER CONFORMED NAME: Sand Holdco Ltd
DATE OF NAME CHANGE: 20150415
4
1
wk-form4_1709590946.xml
FORM 4
X0508
4
2024-02-29
0
0001639691
LivaNova PLC
LIVN
0001221785
KOZY WILLIAM A
20 EASTBOURNE TERRACE
LONDON
X0
W2 6LG
UNITED KINGDOM
1
1
0
0
Chairman and CEO
0
Ordinary Shares
2024-02-29
4
M
0
14512
0
A
32333
D
Ordinary Shares
2024-02-29
4
F
0
4871
54.81
D
27462
D
Restricted Stock Units
2024-02-29
4
M
0
14512
54.81
D
Ordinary Shares
14512
0
D
Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
The referenced shares were withheld from distribution to satisfy tax liability.
Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.
On December 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse upon the earlier of (i) the commencement of employment of a successor Chief Executive Officer and (ii) April 13, 2024, subject to Mr. Kozy's continued employment through such vesting date.
/s/ Sarah K. Mohr, POA
2024-03-04