0001225208-17-014846.txt : 20170911 0001225208-17-014846.hdr.sgml : 20170911 20170911174237 ACCESSION NUMBER: 0001225208-17-014846 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170831 FILED AS OF DATE: 20170911 DATE AS OF CHANGE: 20170911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILCHOVICH RAYMOND J CENTRAL INDEX KEY: 0001221441 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38196 FILM NUMBER: 171079745 MAIL ADDRESS: STREET 1: C/O FOSTER WHEELER LTD STREET 2: PERRYVILLE CORP PARK CITY: CLINTON STATE: NJ ZIP: 08809-4000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DowDuPont Inc. CENTRAL INDEX KEY: 0001666700 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 811224539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 974 CENTRE ROAD CITY: WILMINGTON STATE: DE ZIP: 19805 3 1 doc3.xml X0206 3 2017-08-31 0 0001666700 DowDuPont Inc. DWDP 0001221441 MILCHOVICH RAYMOND J C/O THE DOW CHEMICAL COMPANY 2030 DOW CENTER MIDLAND MI 48674 1 Common Stock 13790.4071 D Stock Appreciation Rights Payable 2018 (2018 SAR) 50.4200 Common Stock 198334.0000 D Stock Appreciation Rights Payable 2020 (2020 SAR) 50.4200 Common Stock 198334.0000 D Pursuant to an agreement between the Reporting Person and Third Point LLC, the Reporting Person received a stock appreciation right payable in 2018 and a stock appreciation right payable in 2020 subject to continued service as a director by the Reporting Person on the applicable vesting date, subject to certain exceptions. The 2018 SAR vests as follows: 50% on January 1, 2017 and 50% on January 1, 2018. The 2018 SAR will be settled in cash by Third Point LLC within 30 days following January 1, 2018. The appreciation amount payable by Third Point LLC, if any, will be based upon the difference between $50.42 and the volume weighted average price of the Issuer's Common Stock during the 30 day period prior to January 1, 2018, in the case of the 2018 SAR and January 1, 2020, in the case of the 2020 SAR. The 2020 SAR vests as follows: 50% on January 1, 2019 and 50% on January 1, 2020. The 2020 SAR will be settled in cash by Third Point LLC within 30 days following January 1, 2020. /s/ Raymond J Milchovich 2017-09-11