0001652252-15-000035.txt : 20150914 0001652252-15-000035.hdr.sgml : 20150914 20150914180428 ACCESSION NUMBER: 0001652252-15-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150910 FILED AS OF DATE: 20150914 DATE AS OF CHANGE: 20150914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIO RAD LABORATORIES INC CENTRAL INDEX KEY: 0000012208 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 941381833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 ALFRED NOBEL DR CITY: HERCULES STATE: CA ZIP: 94547 BUSINESS PHONE: 5107247000 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DR CITY: HERCULES STATE: CA ZIP: 94547 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ NORMAN D CENTRAL INDEX KEY: 0000940805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07928 FILM NUMBER: 151106396 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DRIVE CITY: HERCULES STATE: CA ZIP: 94547 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-09-10 0000012208 BIO RAD LABORATORIES INC BIO, BIOB 0000940805 SCHWARTZ NORMAN D C/O BIO-RAD LABORATORIES, INC. 1000 ALFRED NOBEL DRIVE HERCULES CA 94547 1 1 1 0 Chairman, President, and CEO Bio-Rad B Common Stock 2015-09-10 4 M 0 2000 0 A 195308 D Bio-Rad B Common Stock 2015-09-10 4 J 0 1058 0 D 194250 D Bio-Rad A Common Stock 2015-09-11 4 S 0 1058 137.3628 D 411252 D Bio-Rad B Common Stock 2015-09-11 4 M 0 2600 0 A 196850 D Bio-Rad B Common Stock 2015-09-11 4 J 0 1371 0 D 195479 D Bio-Rad A Common Stock 2015-09-14 4 S 0 1371 138.5006 D 411252 D Bio-Rad B Common Stock 2015-09-12 4 M 0 2617 0 A 198096 D Bio-Rad B Common Stock 2015-09-12 4 J 0 1380 0 D 196716 D Bio-Rad A Common Stock 2015-09-14 4 S 0 1380 138.4978 D 411252 D Bio-Rad B Common Stock 12486 I By Spouse Bio-Rad B Common Stock 4060054 I By Blue Raven Partners, L.P. Bio-Rad B Common Stock 13726 I By DANSA Partnership Restricted Stock Units 0 2015-09-10 4 M 0 2000 0 D Bio-Rad B Common Stock 2000 8000 D Restricted Stock Units 0 2015-09-11 4 A 0 16000 0 A Bio-Rad B Common Stock 16000 16000 D Non-Qualified Stock Option (right to buy) 139.56 2015-09-11 4 A 0 16000 0 A 2025-09-11 Bio-Rad B Common Stock 16000 16000 D Restricted Stock Units 0 2015-09-11 4 M 0 2600 0 D Bio-Rad B Common Stock 2600 7800 D Restricted Stock Units 0 2015-09-12 4 M 0 2617 0 D Bio-Rad B Common Stock 2617 5234 D Shares of Class B common stock acquired on the vesting of restricted stock units. The reporting person elected to convert shares of Class B common stock into Class A common stock on a 1-for-1 basis. Sold by the issuer on behalf of the reporting person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement. The reporting person disclaims beneficial ownership of these shares. The shares are held by a limited partnership of which the reporting person is a limited and general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The shares are held by a limited partnership of which the reporting person is a limited partner. Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B common stock. The restricted stock units vest in five equal annual installments beginning September 10, 2015. The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant. The stock option vests over five years at 20% per year on the yearly anniversary date of the grant. The restricted stock units vest in five equal annual installments beginning September 11, 2014. The restricted stock units vest in five equal annual installments beginning September 12, 2013. Norman D. Schwartz 2015-09-14