0001220300-24-000002.txt : 20240102
0001220300-24-000002.hdr.sgml : 20240102
20240102134748
ACCESSION NUMBER: 0001220300-24-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240102
DATE AS OF CHANGE: 20240102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOWNSEND KENT G
CENTRAL INDEX KEY: 0001220300
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34814
FILM NUMBER: 24501759
MAIL ADDRESS:
STREET 1: C/O CAPITOL FEDERAL FINANCIAL
STREET 2: 700 S. KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capitol Federal Financial, Inc.
CENTRAL INDEX KEY: 0001490906
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 700 S KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
BUSINESS PHONE: 785-235-1341
MAIL ADDRESS:
STREET 1: 700 S KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Federal Financial Inc
DATE OF NAME CHANGE: 20100503
4
1
wk-form4_1704221259.xml
FORM 4
X0508
4
2023-12-31
0
0001490906
Capitol Federal Financial, Inc.
CFFN
0001220300
TOWNSEND KENT G
C/O CAPITOL FEDERAL FINANCIAL, INC.
700 SOUTH KANSAS AVENUE
TOPEKA
KS
66603
0
1
0
0
Executive Vice President
0
CFFN common stock
2023-12-31
4
M
0
2654
12.50
A
125735
D
CFFN common stock
2023-12-31
4
D
0
2654
6.45
D
123081
D
CFFN common stock
69923
I
ESOP
CFFN common stock
39987
I
IRA
CFFN Phantom Stock 2020
12.50
2023-12-31
4
M
0
2654
12.50
D
2023-12-31
2023-12-31
CFFN common stock
2654
0
D
CFFN Phantom Stock 2021
11.33
2024-12-31
2024-12-31
CFFN common stock
7516
7516
D
CFFN Phantom Stock 2022
8.65
2025-12-31
2025-12-31
CFFN common stock
12439
12439
D
Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
During fiscal year 2018, Mr. Townsend diversified 50% of his ESOP shares, at the time, into an IRA
The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
/s/ Kent G. Townsend, under Power of Attorney
2024-01-02