-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FcZIOkimvOgfAQTt29lcg/BjxzymmFbcnE4aEfDmLdM7EulGTfStxj3Y0b1x9it3 yduSwaq9LFVX+gNB3bxWIQ== 0001181431-07-066156.txt : 20071105 0001181431-07-066156.hdr.sgml : 20071105 20071105111035 ACCESSION NUMBER: 0001181431-07-066156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071102 FILED AS OF DATE: 20071105 DATE AS OF CHANGE: 20071105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMTOTAL SYSTEMS INC CENTRAL INDEX KEY: 0001269132 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 421607228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1808 N. SHORLINE BLVD. CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509349500 MAIL ADDRESS: STREET 1: 1808 N. SHORLINE BLVD. CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FORMER COMPANY: FORMER CONFORMED NAME: HOCKEY MERGER CORP DATE OF NAME CHANGE: 20031105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAIRD NEIL J CENTRAL INDEX KEY: 0001220021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50640 FILM NUMBER: 071212736 BUSINESS ADDRESS: STREET 1: 2444 CHARLESTON ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509349525 4 1 rrd177040.xml NEIL LAIRD FORM 4 X0202 4 2007-11-02 0 0001269132 SUMTOTAL SYSTEMS INC SUMT 0001220021 LAIRD NEIL J C/O SUMTOTAL SYSTEMS, INC. 1808 N. SHORELINE BLVD. MT. VIEW CA 94043 0 1 0 0 Chief Financial Officer Common Stock 2007-11-02 4 P 0 400 4.94 A 95400 I See footnote Common Stock 2007-11-02 4 P 0 1416 4.93 A 96816 I See footnote Common Stock 2007-11-02 4 P 0 100 4.92 A 96916 I See footnote Common Stock 2007-11-02 4 P 0 300 4.95 A 97216 I See footnote Common Stock 2007-11-02 4 P 0 2784 4.99 A 100000 I See footnote The shares are held by Neil J. Laird, Trustee of the Neil J. Laird 2002 Living Trust, dated July 31, 2002. /s/ Erika Rottenberg by Power of Attorney for Neil J. Laird 2007-11-02 -----END PRIVACY-ENHANCED MESSAGE-----