-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UsT2vATGTitP/53gnccAo6ai7QygwWggvv4OXa3Grp+UU+AOmn0sGgHtawujvs95 c3HoIRnL0C120rdw6riC4A== 0001181431-06-036642.txt : 20060613 0001181431-06-036642.hdr.sgml : 20060613 20060613171045 ACCESSION NUMBER: 0001181431-06-036642 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060612 FILED AS OF DATE: 20060613 DATE AS OF CHANGE: 20060613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAIRD NEIL J CENTRAL INDEX KEY: 0001220021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50640 FILM NUMBER: 06902872 BUSINESS ADDRESS: STREET 1: 2444 CHARLESTON ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509349525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMTOTAL SYSTEMS INC CENTRAL INDEX KEY: 0001269132 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 421607228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1808 N. SHORLINE BLVD. CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509349500 MAIL ADDRESS: STREET 1: 1808 N. SHORLINE BLVD. CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FORMER COMPANY: FORMER CONFORMED NAME: HOCKEY MERGER CORP DATE OF NAME CHANGE: 20031105 4 1 rrd121392.xml X0202 4 2006-06-12 0 0001269132 SUMTOTAL SYSTEMS INC SUMT 0001220021 LAIRD NEIL J 1808 N. SHORELINE BLVD. MT. VIEW CA 94043 0 1 0 0 Chief Financial Officer Stock Option (right to buy) 6.00 2006-06-12 4 A 0 40000 0 A 2016-06-12 Common Stock 40000 40000 D 1/8th of the shares subject to the option vests and becomes exercisable on December 12, 2006 and 1/48th of the shares subject to the option vests and becomes exercisable on January 12, 2007 and each one-month anniversary thereafter. /s/ Erika Rottenberg by Power of Attorney for Neil J. Laird 2006-06-13 -----END PRIVACY-ENHANCED MESSAGE-----