0001171843-17-003120.txt : 20170516 0001171843-17-003120.hdr.sgml : 20170516 20170516160151 ACCESSION NUMBER: 0001171843-17-003120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170512 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSWALD BRIAN H CENTRAL INDEX KEY: 0001219862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 17848581 4 1 f4_oswald051617.xml OWNERSHIP DOCUMENT X0306 4 2017-05-12 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001219862 OSWALD BRIAN H 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016 0 1 0 0 CFO, CCO, TREASURY & SECRETARY COMMON STOCK 2017-05-12 4 P 0 4453 8.05 A 490000 D /s/ Brian H. Oswald 2017-05-16