0001104659-23-018724.txt : 20230210 0001104659-23-018724.hdr.sgml : 20230210 20230210185920 ACCESSION NUMBER: 0001104659-23-018724 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220802 FILED AS OF DATE: 20230210 DATE AS OF CHANGE: 20230210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGGINS THOMAS T CENTRAL INDEX KEY: 0001219548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33351 FILM NUMBER: 23614078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeuroMetrix, Inc. CENTRAL INDEX KEY: 0001289850 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 043308180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (781) 890-9989 MAIL ADDRESS: STREET 1: 1000 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 4 1 tm236400-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-08-02 0 0001289850 NeuroMetrix, Inc. NURO 0001219548 HIGGINS THOMAS T C/O NEUROMETRIX, INC. 4B GILL STREET WOBURN MA 01801 0 1 0 0 Senior Vice President, CFO Common Stock 2022-08-02 4 M 0 3983 A 43051 D Common Stock 2022-08-02 4 F 0 1169 3.59 D 41882 D Common Stock 2022-11-02 4 M 0 3983 A 45865 D Common Stock 2022-11-02 4 F 0 861 1.57 D 45004 D Common Stock 2023-02-02 4 M 0 3983 A 48987 D Common Stock 2023-02-02 4 F 0 1119 1.92 D 47868 D Restricted Stock Unit 2022-08-02 4 M 0 3983 0 D Common Stock 3983 43811 D Restricted Stock Unit 2022-11-02 4 M 0 3983 0 D Common Stock 3983 39828 D Restricted Stock Unit 2023-02-02 4 M 0 3983 0 D Common Stock 3983 35845 D Restricted stock units convert into common stock on a one-for-one basis. On May 24, 2022, the reporting person was granted 47,794 restricted stock units, which vest in equal quarterly installments over three years beginning on 8/2/2022. /s/ Thomas T. Higgins 2023-02-10