0001140361-14-017844.txt : 20140429 0001140361-14-017844.hdr.sgml : 20140429 20140429160917 ACCESSION NUMBER: 0001140361-14-017844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140428 FILED AS OF DATE: 20140429 DATE AS OF CHANGE: 20140429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAEMER RICHARD A CENTRAL INDEX KEY: 0001219334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 14793949 MAIL ADDRESS: STREET 1: 4 MANSFIELD CIRCLE CITY: BLUFFTON STATE: SC ZIP: 29910 4 1 doc1.xml FORM 4 X0306 4 2014-04-28 0 0001371446 FBR & Co. FBRC 0001219334 KRAEMER RICHARD A 1001 NINETEENTH STREET NORTH ARLINGTON VA 22209 1 0 0 0 Common Stock 2014-04-28 4 M 0 12019 16.40 A 35050 D Common Stock 2014-04-28 4 S 0 7900 25.13 D 27150 D Options to purchase common stock 16.40 2014-04-28 4 M 0 12019 0 A 2011-06-03 2014-06-03 Common stock 12019 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $25.31, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Ann Marie Pulsch, as attorney in fact 2014-04-29