0001181431-13-059678.txt : 20131119 0001181431-13-059678.hdr.sgml : 20131119 20131119174320 ACCESSION NUMBER: 0001181431-13-059678 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131107 FILED AS OF DATE: 20131119 DATE AS OF CHANGE: 20131119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IKANOS COMMUNICATIONS CENTRAL INDEX KEY: 0001219210 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 943326559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 47669 FREMONT BLVD. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (510) 979-0400 MAIL ADDRESS: STREET 1: 47669 FREMONT BLVD. CITY: FREMONT STATE: CA ZIP: 94538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANATAO DIOSDADO P CENTRAL INDEX KEY: 0001134607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51532 FILM NUMBER: 131231050 MAIL ADDRESS: STREET 1: C/O TALLWOOD VENTURE CAPITAL STREET 2: 635 WAVERLY STREET CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 rrd395657.xml FORM 4 X0306 4 2013-11-07 0 0001219210 IKANOS COMMUNICATIONS IKAN 0001134607 BANATAO DIOSDADO P C/O TALLWOOD VENTURE CAPITAL 3000 SAND HILL ROAD, BLDG. 3, SUITE 240 MENLO PARK CA 94025-7113 1 0 1 0 Common Stock 2013-11-07 4 A 0 2000000 1.00 A 2000000 I See Footnotes Common Stock 16000 D Common Stock 18187904 I By Tallwood III Annex, L.P. See Footnotes Common Stock 10074743 I By Tallwood III, L.P. See Footnotes Common Stock 1275771 I By Tallwood III Partners, L.P. See Footnotes Common Stock 78057 I By Tallwood III Associates, L.P. See Footnotes Tallwood Partners, LLC is the direct owner of the shares reported herein. The Banatao Living Trust DTD 7/21/99 is the managing member of Tallwood Partners, LLC. The Reporting Person, as a trustee of the Banatao Living Trust DTD 7/21/99, directly or indirectly, holds 100% of the membership interests in Tallwood Partners, LLC, and holds shared voting and dispositive power over the securities held by this entity, but disclaims such beneficial ownership except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of these shares. Tallwood III, L.P. ("Tallwood III"), Tallwood III Partners, L.P. ("Tallwood III Partners"), Tallwood III Associates, L.P. ("Tallwood III Associates") and Tallwood III Annex, L.P. ("Tallwood III Annex" and, together with Tallwood III, Tallwood III Partners and Tallwood III Associates, the "Tallwood Funds") are the direct owners of the shares reported herein. Tallwood III Management, LLC ("Tallwood Management") is the general partner of Tallwood III, Tallwood III Partners and Tallwood III Associates. Tallwood III Annex Management, LLC ("Tallwood Annex Management") is the general partner of Tallwood III Annex. The Reporting Person is a managing member of Tallwood Management and Tallwood Annex Management and may be deemed to share voting and dispositive power with respect to the shares owned by the Tallwood Funds, but disclaims such beneficial ownership except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of these shares. This Form 4 is also filed to reflect the correct number of shares indirectly held by the Reporting Person. The 5,616,475 shares acquired by Tallwood III Annex, L.P. on 11/15/2010 have not been previously reported on Form 4 by the Reporting Person. /s/ Kristi Grey, by power of attorney 2013-11-19