0001821268-21-000368.txt : 20210825
0001821268-21-000368.hdr.sgml : 20210825
20210825093936
ACCESSION NUMBER: 0001821268-21-000368
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210825
DATE AS OF CHANGE: 20210825
EFFECTIVENESS DATE: 20210825
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CONVERTIBLE & INCOME FUND
CENTRAL INDEX KEY: 0001219120
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21309
FILM NUMBER: 211204224
BUSINESS ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
DATE OF NAME CHANGE: 20030219
N-PX
1
gug82616avk-npx.txt
AVK
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21309
---------
Advent Convertible and Income Fund
----------------------------------
(Exact name of registrant as specified in charter)
888 Seventh Avenue, 31st Floor
------------------------------
New York, NY 10019
------------------
(Address of principal executive offices) (Zip code)
---------------------------------------------------
Edward C. Delk
--------------
888 Seventh Avenue, 31st Floor
------------------------------
New York, NY 10019
------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 212-482-1600
------------
Date of fiscal year end: October 31
----------
Date of reporting period: July 1, 2020 - June 30, 2021
----------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21309
Reporting Period: 07/01/2020 - 06/30/2021
Advent Convertible and Income Fund
====================== Advent Convertible and Income Fund ======================
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
9 Ratify the appointment of Ernst & For For Management
Young LLP as our independent
registered public accounting firm for
the current fiscal year.
1 Election of Director: John E. Caldwell For For Management
2 Election of Director: Nora M. Denzel For For Management
3 Election of Director: Mark Durcan For For Management
4 Election of Director: Michael P. For For Management
Gregoire
5 Election of Director: Joseph A. For For Management
Householder
6 Election of Director: John W. Marren For For Management
7 Election of Director: Lisa T. Su For For Management
8 Election of Director: Abhi Y. Talwalkar For For Management
10 Advisory vote to approve the executive For For Management
compensation of our named executive
officers.
--------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC.
Ticker: CZR Security ID: 12769G100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR For For Management
1.2 DIRECTOR For For Management
1.3 DIRECTOR For For Management
1.4 DIRECTOR For For Management
1.5 DIRECTOR For For Management
1.6 DIRECTOR For For Management
1.7 DIRECTOR For For Management
1.8 DIRECTOR For For Management
1.9 DIRECTOR For For Management
4 RATIFY THE SELECTION OF DELOITTE & For For Management
TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2021.
6 TO APPROVE AND ADOPT AN AMENDMENT TO For For Management
THE COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
AUTHORIZE THE ISSUANCE OF 150,000,000
SHARES OF PREFERRED STOCK.
5 TO APPROVE AND ADOPT AN AMENDMENT TO For For Management
THE COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK TO 500,000,000.
3 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 1 Management
OF ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
2 ADVISORY VOTE TO APPROVE NAMED For For Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
15 Shareholder Proposal - Report on Against For Shareholder
Diversity and Inclusion.
14 Shareholder Proposal - Report on Against For Shareholder
Climate Policy.
12 Ratification of our Independent For For Management
Registered Public Accounting Firm.
16 Shareholder Proposal - Transition to a Against Against Shareholder
Public Benefit Corporation.
17 Shareholder Proposal - Shareholder Against Against Shareholder
Action by Written Consent.
1 Election of Director: Kelly A. Ayotte For For Management
2 Election of Director: David L. Calhoun For For Management
3 Election of Director: Daniel M. For For Management
Dickinson
4 Election of Director: Gerald Johnson For For Management
5 Election of Director: David W. For For Management
MacLennan
6 Election of Director: Debra L. For For Management
Reed-Klages
7 Election of Director: Edward B. Rust, For For Management
Jr.
8 Election of Director: Susan C. Schwab For For Management
9 Election of Director: D. James Umpleby For For Management
III
10 Election of Director: Miles D. White For For Management
11 Election of Director: Rayford Wilkins, For For Management
Jr.
13 Advisory Vote to Approve Executive For For Management
Compensation.
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
23 Stockholder proposal requesting a Against Against Shareholder
report disclosing information
regarding Citi's lobbying payments,
policies and activities.
17 Proposal to ratify the selection of For For Management
KPMG LLP as Citi's independent
registered public accounting firm for
2021.
20 Stockholder proposal requesting an Against Against Shareholder
amendment to Citi's proxy access
by-law provisions pertaining to the
aggregation limit.
22 Stockholder proposal requesting Against Against Shareholder
non-management employees on director
nominee candidate lists.
24 Stockholder proposal requesting a Against For Shareholder
racial equity audit analyzing Citi's
adverse impacts on nonwhite
stakeholders and communities of color.
25 Stockholder proposal requesting that Against Against Shareholder
the Board approve an amendment to
Citi's Certificate of Incorporation to
become a Public Benefit Corporation
and to submit the proposed amendment
to stockholders for approval.
1 Election of Director: Ellen M. Costello For For Management
2 Election of Director: Grace E. Dailey For For Management
3 Election of Director: Barbara J. Desoer For For Management
4 Election of Director: John C. Dugan For For Management
5 Election of Director: Jane N. Fraser For For Management
6 Election of Director: Duncan P. Hennes For For Management
7 Election of Director: Peter B. Henry For For Management
8 Election of Director: S. Leslie Ireland For For Management
9 Election of Director: Lew W. (Jay) For For Management
Jacobs, IV
10 Election of Director: Renee J. James For For Management
11 Election of Director: Gary M. Reiner For For Management
12 Election of Director: Diana L. Taylor For For Management
13 Election of Director: James S. Turley For For Management
14 Election of Director: Deborah C. Wright For For Management
15 Election of Director: Alexander R. For For Management
Wynaendts
16 Election of Director: Ernesto Zedillo For For Management
Ponce de Leon
19 Approval of additional authorized For For Management
shares under the Citigroup 2019 Stock
Incentive Plan.
21 Stockholder proposal requesting an Against Against Shareholder
Independent Board Chairman.
18 Advisory vote to approve Citi's 2020 For For Management
Executive Compensation.
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
16 Proposal to ratify appointment of For For Management
Ernst & Young LLP as ConocoPhillips'
independent registered public
accounting firm for 2021.
18 Simple Majority Vote Standard. For For Management
19 Emission Reduction Targets. Against For Management
1 ELECTION OF DIRECTOR: Charles E. Bunch For For Management
2 ELECTION OF DIRECTOR: Caroline Maury For For Management
Devine
3 ELECTION OF DIRECTOR: John V. Faraci For For Management
4 ELECTION OF DIRECTOR: Jody Freeman For For Management
5 ELECTION OF DIRECTOR: Gay Huey Evans For For Management
6 ELECTION OF DIRECTOR: Jeffrey A. For For Management
Joerres
7 ELECTION OF DIRECTOR: Ryan M. Lance For For Management
8 ELECTION OF DIRECTOR: Timothy A. Leach For For Management
9 ELECTION OF DIRECTOR: William H. For For Management
McRaven
10 ELECTION OF DIRECTOR: Sharmila Mulligan For For Management
11 ELECTION OF DIRECTOR: Eric D. Mullins For For Management
12 ELECTION OF DIRECTOR: Arjun N. Murti For For Management
13 ELECTION OF DIRECTOR: Robert A. Niblock For For Management
14 ELECTION OF DIRECTOR: David T. Seaton For For Management
15 ELECTION OF DIRECTOR: R.A. Walker For For Management
17 Advisory Approval of Executive For For Management
Compensation.
--------------------------------------------------------------------------------
DOCUSIGN, INC.
Ticker: DOCU Security ID: 256163106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR For For Management
1.2 DIRECTOR For For Management
1.3 DIRECTOR For For Management
1.4 DIRECTOR For For Management
2 Ratification of the selection of For For Management
PricewaterhouseCoopers LLP as the
Company's independent registered
public accounting firm for fiscal year
ending January 31, 2022.
3 Approval, on an advisory basis, of our For For Management
named executive officers' compensation.
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
12 To ratify the appointment of For For Management
PricewaterhouseCoopers LLP as our
independent registered public
accounting firm for 2021.
14 To consider a shareholder proposal Against Against Management
regarding the right to allow
shareholders to act by written consent.
1 Election of Director: Deborah L. DeHaas For For Management
2 Election of Director: H. J. For For Management
Gilbertson, Jr.
3 Election of Director: K. C. Graham For For Management
4 Election of Director: M. F. Johnston For For Management
5 Election of Director: E. A. Spiegel For For Management
6 Election of Director: R. J. Tobin For For Management
7 Election of Director: S. M. Todd For For Management
8 Election of Director: S. K. Wagner For For Management
9 Election of Director: K. E. Wandell For For Management
10 Election of Director: M. A. Winston For For Management
11 To adopt the Dover Corporation 2021 For For Management
Omnibus Incentive Plan.
13 To approve, on an advisory basis, For For Management
named executive officer compensation.
--------------------------------------------------------------------------------
DUPONT DE NEMOURS INC
Ticker: DD Security ID: 26614N102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
18 Annual Report on Plastic Pollution. Against For Management
14 Ratification of the appointment of For For Management
PricewaterhouseCoopers LLP as the
Company's independent registered
public accounting firm for 2021.
16 Right to Act by Written Consent. Against Against Management
15 Amendment and Restatement of the For For Management
Company's Certificate of Incorporation
to Decrease the Ownership Threshold
for Stockholders to Call a Special
Meeting.
1 Election of Director: Amy G. Brady For For Management
2 Election of Director: Edward D. Breen For For Management
3 Election of Director: Ruby R. Chandy For For Management
4 Election of Director: Franklin K. For For Management
Clyburn, Jr.
5 Election of Director: Terrence R. For For Management
Curtin
6 Election of Director: Alexander M. For For Management
Cutler
7 Election of Director: Eleuthere I. du For For Management
Pont
8 Election of Director: Luther C. Kissam For For Management
9 Election of Director: Frederick M. For For Management
Lowery
10 Election of Director: Raymond J. For For Management
Milchovich
11 Election of Director: Deanna M. For For Management
Mulligan
12 Election of Director: Steven M. Sterin For For Management
17 Annual Disclosure of EEO-1 Data. Against For Management
13 Advisory Resolution to Approve For For Management
Executive Compensation.
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
16 Ratification of the appointment of the For For Management
firm of Deloitte & Touche LLP to serve
as the independent external audit firm
for the Company for the year 2021.
20 Approval of an amendment to the Fifth For For Management
Third Bancorp Articles of
Incorporation to eliminate statutory
supermajority vote requirements.
21 Approval of an amendment to the Fifth For For Management
Third Bancorp Articles of
Incorporation to eliminate cumulative
voting.
1 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022:
Nicholas K. Akins
2 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022: B.
Evan Bayh, III
3 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022: Jorge
L. Benitez
4 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022:
Katherine B. Blackburn
5 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022:
Emerson L. Brumback
6 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022: Greg
D. Carmichael
7 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022: Linda
W. Clement-Holmes
8 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022: C.
Bryan Daniels
9 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022:
Mitchell S. Feiger
10 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022:
Thomas H. Harvey
11 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022: Gary
R. Heminger
12 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022:
Jewell D. Hoover
13 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022:
Eileen A. Mallesch
14 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022:
Michael B. McCallister
15 Election of member of the Board of For For Management
Directors to serve until the Annual
Meeting of Shareholders in 2022:
Marsha C. Williams
19 Approval of the Fifth Third Bancorp For For Management
2021 Incentive Compensation Plan,
including the issuance of shares of
common stock authorized thereunder.
18 An advisory vote to determine whether 1 1 Management
the shareholder vote on the
compensation of the Company's
executives will occur every 1, 2, or 3
years.
17 An advisory vote on approval of the For For Management
Company's executive compensation.
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
8 To ratify the appointment of Deloitte For For Management
& Touche LLP as the Company's
independent registered public
accounting firm for the current fiscal
year.
1 Election of Director: Peter M. Carlino For For Management
2 Election of Director: Carol ("Lili") For For Management
Lynton
3 Election of Director: Joseph W. For For Management
Marshall, III
4 Election of Director: James B. Perry For For Management
5 Election of Director: Barry F. Schwartz For For Management
6 Election of Director: Earl C. Shanks For For Management
7 Election of Director: E. Scott Urdang For For Management
9 To approve, on a non-binding advisory For For Management
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------
HANESBRANDS INC.
Ticker: HBI Security ID: 410345102
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
10 To ratify the appointment of For For Management
PricewaterhouseCoopers LLP as
Hanesbrands' independent registered
public accounting firm for
Hanesbrands' 2021 fiscal year.
1 Election of Director: Cheryl K. Beebe For For Management
2 Election of Director: Stephen B. For For Management
Bratspies
3 Election of Director: Geralyn R. Breig For For Management
4 Election of Director: Bobby J. Griffin For For Management
5 Election of Director: James C. Johnson For For Management
6 Election of Director: Franck J. Moison For For Management
7 Election of Director: Robert F. Moran For For Management
8 Election of Director: Ronald L. Nelson For For Management
9 Election of Director: Ann E. Ziegler For For Management
11 To approve, on an advisory basis, For For Management
named executive officer compensation
as described in the proxy statement
for the Annual Meeting.
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
13 Approval of Independent Accountants. For For Management
14 Shareholder Right To Act By Written Against Against Management
Consent.
1 Election of Director: Darius Adamczyk For For Management
2 Election of Director: Duncan B. Angove For For Management
3 Election of Director: William S. Ayer For For Management
4 Election of Director: Kevin Burke For For Management
5 Election of Director: D. Scott Davis For For Management
6 Election of Director: Deborah Flint For For Management
7 Election of Director: Judd Gregg For For Management
8 Election of Director: Grace D. Lieblein For For Management
9 Election of Director: Raymond T. For For Management
Odierno
10 Election of Director: George Paz For For Management
11 Election of Director: Robin L. For For Management
Washington
12 Advisory Vote to Approve Executive For For Management
Compensation.
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
14 The ratification of the appointment of For For Management
PricewaterhouseCoopers LLP as the
Company's independent registered
public accounting firm.
1 Election of Director: Kurt J. Hilzinger For For Management
2 Election of Director: Raquel C. Bono, For For Management
M.D.
3 Election of Director: Bruce D. For For Management
Broussard
4 Election of Director: Frank A. D'Amelio For For Management
5 Election of Director: Wayne A. I. For For Management
Frederick, M.D.
6 Election of Director: John W. Garratt For For Management
7 Election of Director: David A. Jones, For For Management
Jr.
8 Election of Director: Karen W. Katz For For Management
9 Election of Director: Marcy S. Klevorn For For Management
10 Election of Director: William J. For For Management
McDonald
11 Election of Director: Jorge S. Mesquita For For Management
12 Election of Director: James J. O'Brien For For Management
13 Election of Director: Marissa T. For For Management
Peterson
15 Non-binding advisory vote for the For For Management
approval of the compensation of the
named executive officers as disclosed
in the 2021 proxy statement.
--------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512816109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR For For Management
1.2 DIRECTOR For For Management
1.3 DIRECTOR For For Management
1.4 DIRECTOR For For Management
1.5 DIRECTOR For For Management
1.6 DIRECTOR For For Management
1.7 DIRECTOR For For Management
1.8 DIRECTOR For For Management
1.9 DIRECTOR For For Management
2 Ratify the appointment of KPMG LLP as For For Management
the Company's independent registered
public accounting firm for fiscal 2021.
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR For For Management
1.2 DIRECTOR For For Management
1.3 DIRECTOR For For Management
1.4 DIRECTOR For For Management
1.5 DIRECTOR For For Management
1.6 DIRECTOR For For Management
1.7 DIRECTOR For For Management
1.8 DIRECTOR For For Management
1.9 DIRECTOR For For Management
1.10 DIRECTOR For For Management
2 Ratification of the appointment of For For Management
Deloitte & Touche LLP as the Company's
independent registered public
accounting firm for the year ending
December 31, 2021.
3 An advisory (non-binding) vote to For For Management
approve the compensation of the named
executive officers.
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
12 Ratification of Appointment of Ernst & For For Management
Young LLP as Independent Auditors for
2021.
14 Stockholder Proposal to Adopt Against Against Shareholder
Stockholder Action By Written Consent.
1 Election of Director: Daniel F. Akerson For For Management
2 Election of Director: David B. Burritt For For Management
3 Election of Director: Bruce A. Carlson For For Management
4 Election of Director: Joseph F. For For Management
Dunford, Jr.
5 Election of Director: James O. Ellis, For For Management
Jr.
6 Election of Director: Thomas J. Falk For For Management
7 Election of Director: Ilene S. Gordon For For Management
8 Election of Director: Vicki A. Hollub For For Management
9 Election of Director: Jeh C. Johnson For For Management
10 Election of Director: Debra L. For For Management
Reed-Klages
11 Election of Director: James D. Taiclet For For Management
15 Stockholder Proposal to issue a Report Against For Shareholder
on Human Rights Due Diligence.
13 Advisory Vote to Approve the For For Management
Compensation of our Named Executive
Officers (Say-on-Pay).
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
15 Appointment of PricewaterhouseCoopers For For Management
Accountants N.V. as the Auditor of our
2021 Dutch Statutory Annual Accounts.
16 Ratification of PricewaterhouseCoopers For For Management
LLP as our Independent Registered
Public Accounting Firm.
21 Amendment and Restatement of Employee For For Management
Stock Purchase Plan.
18 Authorization to Conduct Share For For Management
Repurchases.
19 Cancellation of Shares. For For Management
1 Election of Director: Jacques Aigrain For For Management
2 Election of Director: Lincoln Benet For For Management
3 Election of Director: Jagjeet (Jeet) For For Management
Bindra
4 Election of Director: Robin Buchanan For For Management
5 Election of Director: Anthony (Tony) For For Management
Chase
6 Election of Director: Stephen Cooper For For Management
7 Election of Director: Nance Dicciani For For Management
8 Election of Director: Robert (Bob) For For Management
Dudley
9 Election of Director: Claire Farley For For Management
10 Election of Director: Michael Hanley For For Management
11 Election of Director: Albert Manifold For For Management
12 Election of Director: Bhavesh (Bob) For For Management
Patel
20 Amendment and Restatement of Long Term For For Management
Incentive Plan.
14 Adoption of 2020 Dutch Statutory For For Management
Annual Accounts.
13 Discharge of Directors from Liability. For For Management
17 Advisory Vote Approving Executive For For Management
Compensation (Say-on-Pay).
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
15 Appointment of PricewaterhouseCoopers For For Management
Accountants N.V. as the Auditor of our
2021 Dutch Statutory Annual Accounts.
16 Ratification of PricewaterhouseCoopers For For Management
LLP as our Independent Registered
Public Accounting Firm.
21 Amendment and Restatement of Employee For For Management
Stock Purchase Plan.
18 Authorization to Conduct Share For For Management
Repurchases.
19 Cancellation of Shares. For For Management
1 Election of Director: Jacques Aigrain For For Management
2 Election of Director: Lincoln Benet For For Management
3 Election of Director: Jagjeet (Jeet) For For Management
Bindra
4 Election of Director: Robin Buchanan For For Management
5 Election of Director: Anthony (Tony) For For Management
Chase
6 Election of Director: Stephen Cooper For For Management
7 Election of Director: Nance Dicciani For For Management
8 Election of Director: Robert (Bob) For For Management
Dudley
9 Election of Director: Claire Farley For For Management
10 Election of Director: Michael Hanley For For Management
11 Election of Director: Albert Manifold For For Management
12 Election of Director: Bhavesh (Bob) For For Management
Patel
20 Amendment and Restatement of Long Term For For Management
Incentive Plan.
14 Adoption of 2020 Dutch Statutory For For Management
Annual Accounts.
13 Discharge of Directors from Liability. For For Management
17 Advisory Vote Approving Executive For For Management
Compensation (Say-on-Pay).
--------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
14 RATIFICATION OF THE APPOINTMENT OF For For Management
ERNST & YOUNG AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2021.
16 AMEND THE COMPANY'S RESTATED For For Management
CERTIFICATE OF INCORPORATION AND
BYLAWS TO REMOVE SUPERMAJORITY VOTING
STANDARDS: AMENDMENTS TO REMOVE THE
SUPERMAJORITY VOTING STANDARD FOR
REMOVAL OF DIRECTORS.
17 AMEND THE COMPANY'S RESTATED For For Management
CERTIFICATE OF INCORPORATION AND
BYLAWS TO REMOVE SUPERMAJORITY VOTING
STANDARDS: AMENDMENTS TO REMOVE THE
SUPERMAJORITY VOTING STANDARDS FOR
FUTURE AMENDMENTS TO THE CERTIFICATE
OF INCORPORATION APPROVED BY OUR
STOCKHOLDERS.
18 AMEND THE COMPANY'S RESTATED For For Management
CERTIFICATE OF INCORPORATION AND
BYLAWS TO REMOVE SUPERMAJORITY VOTING
STANDARDS: AMENDMENTS TO REMOVE THE
REQUIREMENT FOR A SUPERMAJORITY
STOCKHOLDER VOTE FOR FUTURE AMENDMENTS
TO CERTAIN BYLAW PROVISIONS.
19 AMEND THE COMPANY'S RESTATED For For Management
CERTIFICATE OF INCORPORATION AND
BYLAWS TO REMOVE SUPERMAJORITY VOTING
STANDARDS: AMENDMENT TO REMOVE THE
REQUIREMENT FOR A SUPERMAJORITY
STOCKHOLDER VOTE FOR CERTAIN
TRANSACTIONS.
20 AMEND THE COMPANY'S RESTATED For For Management
CERTIFICATE OF INCORPORATION AND
BYLAWS TO REMOVE SUPERMAJORITY VOTING
STANDARDS: AMENDMENT TO REMOVE THE
SUPERMAJORITY VOTING STANDARD FOR
CERTAIN BUSINESS COMBINATIONS.
1 ELECTION OF DIRECTOR: J.W. Marriott, For For Management
Jr.
2 ELECTION OF DIRECTOR: Anthony G. For For Management
Capuano
3 ELECTION OF DIRECTOR: Deborah M. For For Management
Harrison
4 ELECTION OF DIRECTOR: Frederick A. For For Management
Henderson
5 ELECTION OF DIRECTOR: Eric Hippeau For For Management
6 ELECTION OF DIRECTOR: Lawrence W. For For Management
Kellner
7 ELECTION OF DIRECTOR: Debra L. Lee For For Management
8 ELECTION OF DIRECTOR: Aylwin B. Lewis For For Management
9 ELECTION OF DIRECTOR: David S. Marriott For For Management
10 ELECTION OF DIRECTOR: Margaret M. For For Management
McCarthy
11 ELECTION OF DIRECTOR: George Munoz For For Management
12 ELECTION OF DIRECTOR: Horacio D. For For Management
Rozanski
13 ELECTION OF DIRECTOR: Susan C. Schwab For For Management
15 ADVISORY VOTE TO APPROVE EXECUTIVE For For Management
COMPENSATION.
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
13 To ratify, in a non-binding vote, the For For Management
appointment of PricewaterhouseCoopers
LLP as the Company's independent
auditor for fiscal year 2021 and to
authorize, in a binding vote, the
Board of Directors, acting through the
Audit Committee, to set the auditor's
16 To renew the Board's authority to opt For For Management
out of pre-emption rights.
15 To renew the Board's authority to For For Management
issue shares.
17 Authorizing the Company and any For For Management
subsidiary of the Company to make
overseas market purchases of Medtronic
ordinary shares.
1 Election of Director: Richard H. For For Management
Anderson
2 Election of Director: Craig Arnold For For Management
3 Election of Director: Scott C. Donnelly For For Management
4 Election of Director: Andrea J. For For Management
Goldsmith, Ph.D.
5 Election of Director: Randall J. For For Management
Hogan, III
6 Election of Director: Michael O. For For Management
Leavitt
7 Election of Director: James T. Lenehan For For Management
8 Election of Director: Kevin E. Lofton For For Management
9 Election of Director: Geoffrey S. For For Management
Martha
10 Election of Director: Elizabeth G. For For Management
Nabel, M.D.
11 Election of Director: Denise M. O'Leary For For Management
12 Election of Director: Kendall J. Powell For For Management
14 To approve, in a non-binding advisory For For Management
vote, named executive officer
compensation (a "Say-on-Pay" vote).
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
14 Ratification of Deloitte & Touche LLP For For Management
as our independent auditor for fiscal
year 2021.
15 Shareholder Proposal - Report on Against Against Shareholder
Employee Representation on Board of
Directors.
1 Election of Director: Reid G. Hoffman For For Management
2 Election of Director: Hugh F. Johnston For For Management
3 Election of Director: Teri L. For For Management
List-Stoll
4 Election of Director: Satya Nadella For For Management
5 Election of Director: Sandra E. For For Management
Peterson
6 Election of Director: Penny S. Pritzker For For Management
7 Election of Director: Charles W. Scharf For For Management
8 Election of Director: Arne M. Sorenson For For Management
9 Election of Director: John W. Stanton For For Management
10 Election of Director: John W. Thompson For For Management
11 Election of Director: Emma N. Walmsley For For Management
12 Election of Director: Padmasree Warrior For For Management
13 Advisory vote to approve named For For Management
executive officer compensation.
--------------------------------------------------------------------------------
NIO INC
Ticker: NIO Security ID: 62914V106
Meeting Date: JUN 03, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 AS A SPECIAL RESOLUTION, THAT the / For Management
Company's Eleventh Amended and
Restated Memorandum and Articles of
Association (the "Current M&AA") be
amended and restated by the deletion
in their entirety and by the
substitution in their place of the
Twelfth Amended a
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
15 Ratification of the selection of For For Management
PricewaterhouseCoopers LLP as our
independent registered public
accounting firm for fiscal year 2022.
16 Approval of an amendment to our For For Management
charter to increase the number of
authorized shares of common stock from
2 billion shares to 4 billion shares.
1 Election of Director: Robert K. Burgess For For Management
2 Election of Director: Tench Coxe For For Management
3 Election of Director: John O. Dabiri For For Management
4 Election of Director: Persis S. Drell For For Management
5 Election of Director: Jen-Hsun Huang For For Management
6 Election of Director: Dawn Hudson For For Management
7 Election of Director: Harvey C. Jones For For Management
8 Election of Director: Michael G. For For Management
McCaffery
9 Election of Director: Stephen C. Neal For For Management
10 Election of Director: Mark L. Perry For For Management
11 Election of Director: A. Brooke Seawell For For Management
12 Election of Director: Aarti Shah For For Management
13 Election of Director: Mark A. Stevens For For Management
14 Approval of our executive compensation. For For Management
--------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC.
Ticker: PENN Security ID: 707569109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR For For Management
1.2 DIRECTOR For For Management
4 Ratification of the selection of For For Management
Deloitte & Touche LLP as the Company's
independent registered public
accounting firm for the 2021 fiscal
year.
2 Approval of the Company's Second For For Management
Amended and Restated Articles of
Incorporation to increase the number
of authorized shares of common stock
from 200,000,000 to 400,000,000.
3 Approval of the Company's Amended and For For Management
Restated 2018 Long Term Incentive
Compensation Plan.
5 Approval, on an advisory basis, of the For For Management
compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------
QORVO, INC.
Ticker: QRVO Security ID: 74736K101
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR For For Management
1.2 DIRECTOR For For Management
1.3 DIRECTOR For For Management
1.4 DIRECTOR For For Management
1.5 DIRECTOR For For Management
1.6 DIRECTOR For For Management
1.7 DIRECTOR For For Management
1.8 DIRECTOR For For Management
1.9 DIRECTOR For For Management
3 To ratify the appointment of Ernst & For For Management
Young LLP as our independent
registered public accounting firm for
the fiscal year ending April 3, 2021.
2 To approve, on an advisory basis, the For For Management
compensation of our Named Executive
Officers (as defined in the proxy
statement).
--------------------------------------------------------------------------------
SIX FLAGS ENTERTAINMENT CORPORATION
Ticker: SIX Security ID: 83001A102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR For For Management
1.2 DIRECTOR For For Management
1.3 DIRECTOR For For Management
1.4 DIRECTOR For For Management
1.5 DIRECTOR For For Management
1.6 DIRECTOR For For Management
1.7 DIRECTOR For For Management
5 Advisory vote to ratify the For For Management
appointment of KPMG LLP as independent
registered public accounting firm for
the fiscal year ending January 2, 2022.
3 Approve amendments to Restated For For Management
Certificate of Incorporation to
eliminate supermajority voting
provision.
4 Approve amendments to Restated For For Management
Certificate of Incorporation to allow
stockholder action by written consent.
2 Advisory vote to approve executive For For Management
compensation.
--------------------------------------------------------------------------------
SPIRIT AIRLINES, INC.
Ticker: SAVE Security ID: 848577102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR For For Management
1.2 DIRECTOR For For Management
1.3 DIRECTOR For For Management
2 To ratify the selection, by the Audit For For Management
Committee of the Board of Directors,
of Ernst & Young LLP as the
independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2021.
4 To approve the First Amendment to the For For Management
Spirit Airlines Inc. 2015 Incentive
Award Plan to increase the number of
shares of common stock authorized for
issuance under the plan and to make
certain other changes to the plan.
3 To approve, on a non-binding, advisory For For Management
basis, the compensation of our named
executive officers as disclosed in the
attached Proxy Statement pursuant to
executive compensation disclosure
rules under the Securities Exchange
Act of 1934, as amended.
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWT Security ID: 854502846
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 To consider a management proposal to For For Management
amend the Certificate of Incorporation
to eliminate supermajority vote
provisions of capital stock related to
approval of business combinations with
interested shareholders and clarify
when no shareholder vote is requi
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
16 Shareholder proposal regarding report Against Against Shareholder
on risk management and the nuclear
weapons industry.
14 Ratification of the Audit Committee's For For Management
selection of PricewaterhouseCoopers
LLP as PNC's independent registered
public accounting firm for 2021.
1 Election of Director: Joseph Alvarado For For Management
2 Election of Director: Charles E. Bunch For For Management
3 Election of Director: Debra A. Cafaro For For Management
4 Election of Director: Marjorie Rodgers For For Management
Cheshire
5 Election of Director: David L. Cohen For For Management
6 Election of Director: William S. For For Management
Demchak
7 Election of Director: Andrew T. For For Management
Feldstein
8 Election of Director: Richard J. For For Management
Harshman
9 Election of Director: Daniel R. Hesse For For Management
10 Election of Director: Linda R. Medler For For Management
11 Election of Director: Martin Pfinsgraff For For Management
12 Election of Director: Toni For For Management
Townes-Whitley
13 Election of Director: Michael J. Ward For For Management
15 Advisory vote to approve named For For Management
executive officer compensation.
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
15 Shareholder proposal requesting an Against For Shareholder
EEO-1 Report Disclosure, if properly
presented at the Annual Meeting.
16 Shareholder proposal requesting an Against For Shareholder
Annual Diversity and Inclusion Efforts
Report, if properly presented at the
Annual Meeting.
11 Ratification of the appointment of For For Management
Deloitte & Touche LLP as the
independent registered public
accounting firm of the Company for
2021.
1 Election of Director: Andrew H. Card For For Management
Jr.
2 Election of Director: William J. For For Management
DeLaney
3 Election of Director: David B. Dillon For For Management
4 Election of Director: Lance M. Fritz For For Management
5 Election of Director: Deborah C. For For Management
Hopkins
6 Election of Director: Jane H. Lute For For Management
7 Election of Director: Michael R. For For Management
McCarthy
8 Election of Director: Thomas F. For For Management
McLarty III
9 Election of Director: Jose H. For For Management
Villarreal
10 Election of Director: Christopher J. For For Management
Williams
13 Adoption of the Union Pacific For For Management
Corporation 2021 Stock Incentive Plan.
14 Adoption of the Union Pacific For For Management
Corporation 2021 Employee Stock
Purchase Plan.
17 Shareholder proposal requesting an Against For Shareholder
Annual Emissions Reduction Plan &
annual advisory vote on Emissions
Reduction Plan, if properly presented
at the Annual Meeting.
12 An advisory vote to approve executive For For Management
compensation ("Say on Pay").
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
12 Ratification of Appointment of Public For For Management
Accounting Firm.
14 Stockholder Proposal to Improve Against Against Shareholder
Shareholder Written Consent.
1 Election of Director: Jose B. Alvarez For For Management
2 Election of Director: Marc A. Bruno For For Management
3 Election of Director: Matthew J. For For Management
Flannery
4 Election of Director: Bobby J. Griffin For For Management
5 Election of Director: Kim Harris Jones For For Management
6 Election of Director: Terri L. Kelly For For Management
7 Election of Director: Michael J. For For Management
Kneeland
8 Election of Director: Gracia C. Martore For For Management
9 Election of Director: Filippo Passerini For For Management
10 Election of Director: Donald C. Roof For For Management
11 Election of Director: Shiv Singh For For Management
13 Advisory Approval of Executive For For Management
Compensation.
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
12 Ratify the appointment of KPMG LLP as For For Management
Valero's independent registered public
accounting firm for 2021.
1 Election of Director to serve until For For Management
the 2022 Annual Meeting of
Stockholders: H. Paulett Eberhart
2 Election of Director to serve until For For Management
the 2022 Annual Meeting of
Stockholders: Joseph W. Gorder
3 Election of Director to serve until For For Management
the 2022 Annual Meeting of
Stockholders: Kimberly S. Greene
4 Election of Director to serve until For For Management
the 2022 Annual Meeting of
Stockholders: Deborah P. Majoras
5 Election of Director to serve until For For Management
the 2022 Annual Meeting of
Stockholders: Eric D. Mullins
6 Election of Director to serve until For For Management
the 2022 Annual Meeting of
Stockholders: Donald L. Nickles
7 Election of Director to serve until For For Management
the 2022 Annual Meeting of
Stockholders: Philip J. Pfeiffer
8 Election of Director to serve until For For Management
the 2022 Annual Meeting of
Stockholders: Robert A. Profusek
9 Election of Director to serve until For For Management
the 2022 Annual Meeting of
Stockholders: Stephen M. Waters
10 Election of Director to serve until For For Management
the 2022 Annual Meeting of
Stockholders: Randall J. Weisenburger
11 Election of Director to serve until For For Management
the 2022 Annual Meeting of
Stockholders: Rayford Wilkins, Jr.
13 Approve, by non-binding vote, the 2020 For For Management
compensation of our named executive
officers.
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
13 Ratification of the selection of KPMG For For Management
LLP as our independent registered
public accounting firm for fiscal year
2021.
1 Election of Director: Melody C. Barnes For For Management
2 Election of Director: Debra A. Cafaro For For Management
3 Election of Director: Jay M. Gellert For For Management
4 Election of Director: Matthew J. Lustig For For Management
5 Election of Director: Roxanne M. For For Management
Martino
6 Election of Director: Marguerite M. For For Management
Nader
7 Election of Director: Sean P. Nolan For For Management
8 Election of Director: Walter C. For For Management
Rakowich
9 Election of Director: Robert D. Reed For For Management
10 Election of Director: James D. Shelton For For Management
11 Election of Director: Maurice S. Smith For For Management
12 Approval, on an advisory basis, of the For For Management
compensation of our named executive
officers.
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
13 Shareholder proposal, if properly Against Against Shareholder
presented at the meeting, regarding a
report on lobbying activities.
14 Shareholder proposal, if properly Against Against Shareholder
presented at the meeting, regarding a
report on political spending.
11 Ratification of Ernst & Young LLP as For For Management
independent Registered Public
Accounting firm for the year ending
December 31, 2021.
1 Election of Director: Sangeeta Bhatia For For Management
2 Election of Director: Lloyd Carney For For Management
3 Election of Director: Alan Garber For For Management
4 Election of Director: Terrence Kearney For For Management
5 Election of Director: Reshma For For Management
Kewalramani
6 Election of Director: Yuchun Lee For For Management
7 Election of Director: Jeffrey Leiden For For Management
8 Election of Director: Margaret McGlynn For For Management
9 Election of Director: Diana McKenzie For For Management
10 Election of Director: Bruce Sachs For For Management
12 Advisory vote to approve named For For Management
executive officer compensation.
--------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC.
Ticker: WGO Security ID: 974637100
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR For For Management
1.2 DIRECTOR For For Management
1.3 DIRECTOR For For Management
3 Ratify the selection of Deloitte & For For Management
Touche LLP as our independent
registered public accountant for
Fiscal 2021.
4 Amend the Company's Articles of For For Management
Incorporation to increase the
authorized common stock.
2 Approve, on an advisory basis, the For Against Management
compensation of our Named Executive
Officers.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Advent Convertible and Income Fund
----------------------------------------------
By: /s/ Tracy V. Maitland
----------------------------------------------
Name: Tracy V. Maitland
----------------------------------------------
Title: President and Chief Executive Officer
----------------------------------------------
Date: 08/25/2021
----------------------------------------------