0001510281-17-000140.txt : 20170830
0001510281-17-000140.hdr.sgml : 20170830
20170830111826
ACCESSION NUMBER: 0001510281-17-000140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170828
FILED AS OF DATE: 20170830
DATE AS OF CHANGE: 20170830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weinstein Boaz
CENTRAL INDEX KEY: 0001608233
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21309
FILM NUMBER: 171059706
MAIL ADDRESS:
STREET 1: 405 LEXINGTON AVENUE
STREET 2: 58TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10174
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Saba Capital Management, L.P.
CENTRAL INDEX KEY: 0001510281
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21309
FILM NUMBER: 171059707
BUSINESS ADDRESS:
STREET 1: 405 LEXINGTON AVENUE
STREET 2: 58TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10174
BUSINESS PHONE: 212-542-4635
MAIL ADDRESS:
STREET 1: 405 LEXINGTON AVENUE
STREET 2: 58TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10174
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
CENTRAL INDEX KEY: 0001219120
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-08-28
0
0001219120
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
AVK
0001510281
Saba Capital Management, L.P.
405 LEXINGTON AVENUE
58TH FLOOR
NEW YORK
NY
10174
0
0
1
0
0001608233
Weinstein Boaz
405 LEXINGTON AVENUE
58TH FLOOR
NEW YORK
NY
10174
0
0
1
0
Common Stock
2017-08-28
4
S
0
2200
16.04
D
2458999
I
See notes
Common Stock
2017-08-29
4
S
0
41399
16.02
D
2417600
I
See notes
The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds".
Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general
partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment
manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the
extent of his or its pecuniary interest therein.
Muqu Karim
2017-08-30
Boaz Weinstein
2017-08-30
William Manzolillo
2017-08-30