0001219120-20-000001.txt : 20200131
0001219120-20-000001.hdr.sgml : 20200131
20200131154115
ACCESSION NUMBER: 0001219120-20-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200129
FILED AS OF DATE: 20200131
DATE AS OF CHANGE: 20200131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEIZERT GERALD L
CENTRAL INDEX KEY: 0001251344
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21309
FILM NUMBER: 20564944
MAIL ADDRESS:
STREET 1: 10865 AVENUE OF THE AMERICAS,
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CONVERTIBLE & INCOME FUND
CENTRAL INDEX KEY: 0001219120
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
DATE OF NAME CHANGE: 20030219
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-01-29
0
0001219120
ADVENT CONVERTIBLE & INCOME FUND
AVK
0001251344
SEIZERT GERALD L
227 W. MONROE STREET
CHICAGO
IL
60606
1
0
0
1
Trustee
Common Stock
2020-01-29
2020-01-29
4
S
0
18249
15.6369
D
0
D
Common Stock
2020-01-30
2020-01-30
4
S
0
0.6803
15.52
D
14289.68
I
Gerlad L. Seizert ttee, Seizert Capital Partners
Common Stock
2020-01-30
2020-01-30
4
S
0
14289
15.5294
D
0
I
Gerlad L. Seizert ttee, Seizert Capital Partners
Common Stock
2020-01-30
2020-01-30
4
S
0
27072
15.4893
D
7024
I
Candace Seizert & P Seizert ttee Gerald L. Seizert Irrevocable Trust
Common Stock
24940
I
Seivest LLC, a family partnership
Common Stock
3755
I
Candace Seizert Trust
Common Stock
11115
I
Candace Seizert 2012 Gift Trust
Common Stock
1700
I
Dean K Seizert Residuary Trust fbo Donna Henson (Sister)
/s/ Gerald L. Seizert, by Mark E. Mathiasen Pursuant to a Power of Attorney
2020-01-31
EX-99.POA
2
poagls.txt
POWER OF ATTORNEY FOR GERALD L. SEIZERT
POWER OF ATTORNEY
The undersigned,
being a person required
to file a statement
under Section 16(a) of
the Securities Exchange
Act of 1934, as amended
(the '1934 Act'), with
respect to
Advent Claymore Convertible
Securities & Income Fund, a
Delaware statutory
trust, hereby
authorizes, designates
and appoints Kevin M.
Robinson and Mark Mathiasen
to act as
attorney-in-fact to
execute and file
statements on Form 3,
Form 4 and Form 5 and
any successor forms
adopted by the
Securities Exchange
Commission, as required
by the 1934 Act and the
Investment Company Act
of 1940 and
the rules thereunder,
and to take such other
actions as such
attorney-in-fact may
deem necessary or
appropriate in
connection with such
statements, hereby
confirming and ratifying
all actions that such
attorney-in-fact has
taken or may take in
reliance hereon. This
power of attorney shall
continue in effect until
the undersigned no
longer has an obligation
to file statements under
the section cited above,
or until specifically
terminated in writing by
the undersigned.
IN WITNESS WHEREOF,
the undersigned has duly
executed this power of
attorney as of the 29th
day of May, 2008.
Signature
/s/ Gerald L. Seizert
-----------------------
Gerald L. Seizert