0001179110-18-011768.txt : 20181001
0001179110-18-011768.hdr.sgml : 20181001
20181001161400
ACCESSION NUMBER: 0001179110-18-011768
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180927
FILED AS OF DATE: 20181001
DATE AS OF CHANGE: 20181001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAITLAND TRACY V
CENTRAL INDEX KEY: 0001251345
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21309
FILM NUMBER: 181097628
MAIL ADDRESS:
STREET 1: 10865 AVENUE OF THE AMERICAS,
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
CENTRAL INDEX KEY: 0001219120
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
edgar.xml
FORM 4 -
X0306
4
2018-09-27
0
0001219120
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
AVK
0001251345
MAITLAND TRACY V
888 7TH AVENUE
31ST FLOOR
NEW YORK
NY
10019
1
1
0
1
Chairman, President & CEO
Trustee
Common Stock
2018-09-27
4
P
0
6000
15.6923
A
121250
I
By Advent Capital Management, LLC. See Footnotes.
Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
Totals include 41,250 shares which are directly held by Mr. Maitland.
/s/ Tracy V. Maitland, by Mark Mathiasen pursuant to Power of Attorney
2018-10-01
EX-24
2
poatvm.txt
POWER OF ATTORNEY
The undersigned,
being a person required
to file a statement
under Section 16(a) of
the Securities Exchange
Act of 1934, as amended
(the '1934 Act'), with
respect to
Advent Claymore Convertible
Securities and Income Fund,
a Delaware statutory
trust, hereby
authorizes, designates
and appoints Amy J. Lee
and Mark E. Mathiasen
to act as
attorney-in-fact to
execute and file
statements on Form 3,
Form 4 and Form 5 and
any successor forms
adopted by the
Securities Exchange
Commission, as required
by the 1934 Act and the
Investment Company Act
of 1940 and
the rules thereunder,
and to take such other
actions as such
attorney-in-fact may
deem necessary or
appropriate in
connection with such
statements, hereby
confirming and ratifying
all actions that such
attorney-in-fact has
taken or may take in
reliance hereon. This
power of attorney shall
continue in effect until
the undersigned no
longer has an obligation
to file statements under
the section cited above,
or until specifically
terminated in writing by
the undersigned.
IN WITNESS WHEREOF,
the undersigned has duly
executed this power of
attorney as of the 31st
day of August, 2016.
Signature
/s/ Tracy V. Maitland
-----------------------
Tracy V. Maitland