0000891804-19-000277.txt : 20190731
0000891804-19-000277.hdr.sgml : 20190731
20190731092322
ACCESSION NUMBER: 0000891804-19-000277
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190731
DATE AS OF CHANGE: 20190731
EFFECTIVENESS DATE: 20190731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CONVERTIBLE & INCOME FUND
CENTRAL INDEX KEY: 0001219120
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21309
FILM NUMBER: 19987537
BUSINESS ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
DATE OF NAME CHANGE: 20030219
N-PX
1
gug77292avk-npx.txt
AVK
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21309
---------
Advent Claymore Convertible Securities and Income Fund
------------------------------------------------------
(Exact name of registrant as specified in charter)
888 Seventh Avenue, 31st Floor
------------------------------
New York, NY 10019
------------------
(Address of principal executive offices) (Zip code)
---------------------------------------------------
Edward C. Delk
--------------
888 Seventh Avenue, 31st Floor
------------------------------
New York, NY 10019
------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 212-482-1600
------------
Date of fiscal year end: October 31
----------
Date of reporting period: July 1, 2018 - June 30, 2019
----------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21309
Reporting Period: 07/01/2018 - 06/30/2019
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
============ ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND ============
BP P.L.C.
Ticker: BP Security ID: 055622104
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Accounts for Past Year For For Management
2 Approve Remuneration of Directors and For For Management
Auditors
3 Election of Directors (Majority Voting) For For Management
4 Election of Directors (Majority Voting) For For Management
5 Election of Directors (Majority Voting) For For Management
6 Election of Directors (Majority Voting) For For Management
7 Election of Directors (Majority Voting) For For Management
8 Election of Directors (Majority Voting) For For Management
9 Election of Directors (Majority Voting) For For Management
10 Election of Directors (Majority Voting) For For Management
11 Election of Directors (Majority Voting) For For Management
12 Election of Directors (Majority Voting) For For Management
13 Election of Directors (Majority Voting) For For Management
14 Election of Directors (Majority Voting) For For Management
15 Ratify Appointment of Independent For For Management
Auditors
16 Approve Charter Amendment For For Management
17 Allot Securities For For Management
18 Eliminate Pre-Emptive Rights For For Management
19 Eliminate Pre-Emptive Rights For For Management
20 Stock Repurchase Plan For For Management
21 Approve Charter Amendment For For Management
22 Approve Charter Amendment For For Management
23 S/H Proposal - Environmental Against Abstain Shareholder
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Directors (Majority Voting) For For Management
2 Election of Directors (Majority Voting) For For Management
3 Election of Directors (Majority Voting) For For Management
4 Election of Directors (Majority Voting) For For Management
5 Election of Directors (Majority Voting) For For Management
6 Election of Directors (Majority Voting) For For Management
7 Election of Directors (Majority Voting) For For Management
8 Election of Directors (Majority Voting) For For Management
9 Election of Directors (Majority Voting) For For Management
10 Election of Directors (Majority Voting) For For Management
11 Ratify Appointment of Independent For For Management
Auditors
12 14A Executive Compensation For For Management
--------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V.
Ticker: FCAU Security ID: N31738102
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Accounts for Past Year For For Management
2 Dividends For For Management
3 Approve Discharge of Board and For For Management
President
4 Election of Directors (Majority Voting) For For Management
5 Election of Directors (Majority Voting) For For Management
6 Election of Directors (Majority Voting) For For Management
7 Election of Directors (Majority Voting) For For Management
8 Election of Directors (Majority Voting) For For Management
9 Election of Directors (Majority Voting) For For Management
10 Election of Directors (Majority Voting) For For Management
11 Election of Directors (Majority Voting) For For Management
12 Election of Directors (Majority Voting) For For Management
13 Election of Directors (Majority Voting) For For Management
14 Election of Directors (Majority Voting) For For Management
15 Election of Directors (Majority Voting) For For Management
16 Ratify Appointment of Independent For For Management
Auditors
17 Stock Issuance For For Management
18 Eliminate Pre-Emptive Rights For For Management
19 Eliminate Pre-Emptive Rights For For Management
20 Authorize Directors to Repurchase For For Management
Shares
21 Miscellaneous Corporate Actions For For Management
22 14A Extraordinary Transaction For For Management
Executive Compensation
23 Approve Option Grants For For Management
1 Adopt Accounts for Past Year For For Management
2 Dividends For For Management
3 Approve Discharge of Board and For For Management
President
4 Election of Directors (Majority Voting) For For Management
5 Election of Directors (Majority Voting) For For Management
6 Election of Directors (Majority Voting) For For Management
7 Election of Directors (Majority Voting) For For Management
8 Election of Directors (Majority Voting) For For Management
9 Election of Directors (Majority Voting) For For Management
10 Election of Directors (Majority Voting) For For Management
11 Election of Directors (Majority Voting) For For Management
12 Election of Directors (Majority Voting) For For Management
13 Election of Directors (Majority Voting) For For Management
14 Election of Directors (Majority Voting) For For Management
15 Election of Directors (Majority Voting) For For Management
16 Ratify Appointment of Independent For For Management
Auditors
17 Stock Issuance For For Management
18 Eliminate Pre-Emptive Rights For For Management
19 Eliminate Pre-Emptive Rights For For Management
20 Authorize Directors to Repurchase For For Management
Shares
21 Miscellaneous Corporate Actions For For Management
22 14A Extraordinary Transaction For For Management
Executive Compensation
23 Approve Option Grants For For Management
--------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V.
Ticker: FCAU Security ID: N31738102
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Accounts for Past Year For For Management
2 Dividends For For Management
3 Approve Discharge of Board and For For Management
President
4 Election of Directors (Majority Voting) For For Management
5 Election of Directors (Majority Voting) For For Management
6 Election of Directors (Majority Voting) For For Management
7 Election of Directors (Majority Voting) For For Management
8 Election of Directors (Majority Voting) For For Management
9 Election of Directors (Majority Voting) For For Management
10 Election of Directors (Majority Voting) For For Management
11 Election of Directors (Majority Voting) For For Management
12 Election of Directors (Majority Voting) For For Management
13 Election of Directors (Majority Voting) For For Management
14 Election of Directors (Majority Voting) For For Management
15 Election of Directors (Majority Voting) For For Management
16 Ratify Appointment of Independent For For Management
Auditors
17 Stock Issuance For For Management
18 Eliminate Pre-Emptive Rights For For Management
19 Eliminate Pre-Emptive Rights For For Management
20 Authorize Directors to Repurchase For For Management
Shares
21 Miscellaneous Corporate Actions For For Management
22 14A Extraordinary Transaction For For Management
Executive Compensation
23 Approve Option Grants For For Management
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Accounts for Past Year For For Management
2 Adopt Accounts for Past Year For For Management
3 Election of Directors (Majority Voting) For For Management
4 Election of Directors (Full Slate) For For Management
5 Election of Directors (Full Slate) For For Management
6 Election of Directors (Full Slate) For For Management
7 Election of Directors (Full Slate) For For Management
8 Election of Directors (Full Slate) For For Management
9 Election of Directors (Full Slate) For For Management
10 Election of Directors (Full Slate) For For Management
11 Election of Directors (Full Slate) For For Management
12 Election of Directors (Full Slate) For For Management
13 Election of Directors (Full Slate) For For Management
14 Ratify Appointment of Independent For For Management
Auditors
15 Approve Remuneration of Directors and For For Management
Auditors
16 Miscellaneous Corporate Actions For Abstain Management
17 Allot Securities For For Management
18 Eliminate Pre-Emptive Rights For For Management
19 Eliminate Pre-Emptive Rights For For Management
20 Stock Repurchase Plan For For Management
21 Miscellaneous Corporate Actions For For Management
22 Miscellaneous Corporate Actions For For Management
23 Miscellaneous Corporate Actions For For Management
--------------------------------------------------------------------------------
GLENCORE PLC
Ticker: Security ID: G39420107
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Management Proposal For For Management
2 Management Proposal For For Management
3 Management Proposal For For Management
4 Management Proposal For For Management
5 Management Proposal For For Management
6 Management Proposal For For Management
7 Management Proposal For For Management
8 Management Proposal For For Management
9 Management Proposal For For Management
10 Management Proposal For For Management
11 Management Proposal For For Management
12 Management Proposal For For Management
13 Management Proposal For For Management
14 Management Proposal For For Management
15 Management Proposal For For Management
16 Management Proposal For For Management
17 Management Proposal For For Management
1 Management Proposal For For Management
2 Management Proposal For For Management
3 Management Proposal For For Management
4 Management Proposal For For Management
5 Management Proposal For For Management
6 Management Proposal For For Management
7 Management Proposal For For Management
8 Management Proposal For For Management
9 Management Proposal For For Management
10 Management Proposal For For Management
11 Management Proposal For For Management
12 Management Proposal For For Management
13 Management Proposal For For Management
14 Management Proposal For For Management
15 Management Proposal For For Management
16 Management Proposal For For Management
17 Management Proposal For For Management
--------------------------------------------------------------------------------
LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 23, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
2 14A Executive Compensation For For Management
3 Ratify Appointment of Independent For For Management
Auditors
--------------------------------------------------------------------------------
MACY'S INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 17, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Directors (Majority Voting) For For Management
2 Election of Directors (Majority Voting) For For Management
3 Election of Directors (Majority Voting) For For Management
4 Election of Directors (Majority Voting) For For Management
5 Election of Directors (Majority Voting) For For Management
6 Election of Directors (Majority Voting) For For Management
7 Election of Directors (Majority Voting) For For Management
8 Election of Directors (Majority Voting) For For Management
9 Election of Directors (Majority Voting) For For Management
10 Election of Directors (Majority Voting) For For Management
11 Election of Directors (Majority Voting) For For Management
12 Ratify Appointment of Independent For For Management
Auditors
13 14A Executive Compensation For For Management
14 S/H Proposal - Political/Government Against Against Shareholder
15 S/H Proposal - Human Rights Related Against Abstain Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Directors (Majority Voting) For For Management
2 Election of Directors (Majority Voting) For For Management
3 Election of Directors (Majority Voting) For For Management
4 Election of Directors (Majority Voting) For For Management
5 Election of Directors (Majority Voting) For For Management
6 Election of Directors (Majority Voting) For For Management
7 Election of Directors (Majority Voting) For For Management
8 Election of Directors (Majority Voting) For For Management
9 Election of Directors (Majority Voting) For For Management
10 Election of Directors (Majority Voting) For For Management
11 Election of Directors (Majority Voting) For For Management
12 Ratify Appointment of Independent For For Management
Auditors
13 14A Executive Compensation For For Management
14 Approve Stock Compensation Plan For For Management
15 S/H Proposal - Corporate Governance Against Abstain Shareholder
16 S/H Proposal - Political/Government Against Abstain Shareholder
17 S/H Proposal - Establish Independent Against Abstain Shareholder
Chairman
18 S/H Proposal - Corporate Governance Against Abstain Shareholder
--------------------------------------------------------------------------------
SIX FLAGS ENTERTAINMENT CORPORATION
Ticker: SIX Security ID: 83001A102
Meeting Date: MAY 01, 2019 Meeting Type: Annual
Record Date: MAR 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
2 Ratify Appointment of Independent For For Management
Auditors
3 14A Executive Compensation For For Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
1 Election of Directors For For Management
2 14A Executive Compensation For For Management
3 Ratify Appointment of Independent For For Management
Auditors
--------------------------------------------------------------------------------
TPG PACE ENERGY HOLDINGS CORP
Ticker: TPGEU Security ID: 872656202
Meeting Date: JUL 17, 2018 Meeting Type: Special
Record Date: JUN 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Miscellaneous Corporate Actions For For Management
2 Miscellaneous Corporate Actions For For Management
3 Approve New Class of Stock For For Management
4 Authorize Common Stock Increase For For Management
5 Amend Articles-Board Related For For Management
6 Limit/Eliminate Written Consent For For Management
7 Approve Reincorporation For For Management
8 Approve Charter Amendment For For Management
9 Stock Issuance For For Management
10 Approve Stock Compensation Plan For For Management
11 Approve Motion to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Directors (Majority Voting) For For Management
2 Election of Directors (Majority Voting) For For Management
3 Election of Directors (Majority Voting) For For Management
4 Election of Directors (Majority Voting) For For Management
5 Election of Directors (Majority Voting) For For Management
6 Election of Directors (Majority Voting) For For Management
7 Election of Directors (Majority Voting) For For Management
8 Election of Directors (Majority Voting) For For Management
9 Election of Directors (Majority Voting) For For Management
10 Election of Directors (Majority Voting) For For Management
11 Election of Directors (Majority Voting) For For Management
12 Election of Directors (Majority Voting) For For Management
13 Ratify Appointment of Independent For For Management
Auditors
14 S/H Proposal - Political/Government Against Against Shareholder
15 S/H Proposal - Corporate Governance Against Against Shareholder
16 S/H Proposal - Report on Executive Against Against Shareholder
Compensation
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: MAY 17, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Directors (Majority Voting) For For Management
2 Election of Directors (Majority Voting) For For Management
3 Election of Directors (Majority Voting) For For Management
4 Election of Directors (Majority Voting) For For Management
5 Election of Directors (Majority Voting) For For Management
6 Election of Directors (Majority Voting) For For Management
7 Election of Directors (Majority Voting) For For Management
8 Election of Directors (Majority Voting) For For Management
9 Election of Directors (Majority Voting) For For Management
10 Election of Directors (Majority Voting) For For Management
11 14A Executive Compensation For For Management
12 Ratify Appointment of Independent For For Management
Auditors
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Advent Claymore Convertible Securities and Income Fund
------------------------------------------------------
By: /s/ Tracy V. Maitland
----------------------------------------------
Name: Tracy V. Maitland
----------------------------------------------
Title: President and Chief Executive Officer
----------------------------------------------
Date: July 31, 2019
----------------------------------------------