0000891804-15-000566.txt : 20150811
0000891804-15-000566.hdr.sgml : 20150811
20150811153147
ACCESSION NUMBER: 0000891804-15-000566
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150811
DATE AS OF CHANGE: 20150811
EFFECTIVENESS DATE: 20150811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
CENTRAL INDEX KEY: 0001219120
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21309
FILM NUMBER: 151043740
BUSINESS ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
N-PX
1
gug62335-npx.txt
AVK
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21309
Advent Claymore Convertible Securities and Income Fund
------------------------------------------------------
(Exact name of registrant as specified in charter)
1271 Avenue of the Americas, 45th Floor
New York, NY 10020
------------------
(Address of principal executive offices) (Zip code)
Edward C. Delk
1271 Avenue of the Americas, 45th Floor
New York, NY 10020
------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 482-1600
Date of fiscal year end: October 31
Date of reporting period: July 1, 2014 - June 30, 2015
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE,
Washington, DC 20549-1090. The OMB has reviewed this collection of information
under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
Registrant : Advent Claymore Convertible Securities and Income Fund
Fund Name : Advent Claymore Convertible Securities and Income Fund
Date of fiscal year end: 10/31
________________________________________________________________________________
AMERICAN AIRLINES GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
AAL ISIN US02376R1023 06/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
JAMES
F.
ALBAUGH
1.2 ELECTION OF DIRECTOR: Mgmt For For For
JEFFREY
D.
BENJAMIN
1.3 ELECTION OF DIRECTOR: Mgmt For For For
JOHN T.
CAHILL
1.4 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL
J.
EMBLER
1.5 ELECTION OF DIRECTOR: Mgmt For For For
MATTHEW J.
HART
1.6 ELECTION OF DIRECTOR: Mgmt For For For
ALBERTO
IBARGUEN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
C.
KRAEMER
1.8 ELECTION OF DIRECTOR: Mgmt For For For
DENISE
M.
O'LEARY
1.9 ELECTION OF DIRECTOR: Mgmt For For For
W.
DOUGLAS
PARKER
________________________________________________________________________________
AMERICAN AIRLINES GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
AAL ISIN US02376R1023 06/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
RAY M.
ROBINSON
1.11 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
P.
SCHIFTER
2 A PROPOSAL TO RATIFY Mgmt For For For
THE
APPOINTMENT
OF KPMG LLP AS THE
INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING
FIRM.
3 A PROPOSAL TO CONSIDER Mgmt For For For
AND
APPROVE,
ON A NON-BINDING,
ADVISORY BASIS,
THE
COMPENSATION OF
AMERICAN
AIRLINES
GROUP INC.'S NAMED
EXECUTIVE
OFFICERS
AS DISCLOSED IN THE
PROXY
STATEMENT.
________________________________________________________________________________
AMERICAN AIRLINES GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
AAL ISIN US02376R1023 06/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
JAMES
F.
ALBAUGH
1.2 ELECTION OF DIRECTOR: Mgmt For For For
JEFFREY
D.
BENJAMIN
1.3 ELECTION OF DIRECTOR: Mgmt For For For
JOHN T.
CAHILL
1.4 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL
J.
EMBLER
1.5 ELECTION OF DIRECTOR: Mgmt For For For
MATTHEW J.
HART
1.6 ELECTION OF DIRECTOR: Mgmt For For For
ALBERTO
IBARGUEN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
C.
KRAEMER
1.8 ELECTION OF DIRECTOR: Mgmt For For For
DENISE
M.
O'LEARY
1.9 ELECTION OF DIRECTOR: Mgmt For For For
W.
DOUGLAS
PARKER
________________________________________________________________________________
AMERICAN AIRLINES GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
AAL ISIN US02376R1023 06/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
RAY M.
ROBINSON
1.11 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
P.
SCHIFTER
2 A PROPOSAL TO RATIFY Mgmt For For For
THE
APPOINTMENT
OF KPMG LLP AS THE
INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING
FIRM.
3 A PROPOSAL TO CONSIDER Mgmt For For For
AND
APPROVE,
ON A NON-BINDING,
ADVISORY BASIS,
THE
COMPENSATION OF
AMERICAN
AIRLINES
GROUP INC.'S NAMED
EXECUTIVE
OFFICERS
AS DISCLOSED IN THE
PROXY
STATEMENT.
________________________________________________________________________________
CITIGROUP INC.
Ticker Security ID: Meeting Date Meeting Status
C ISIN US1729674242 04/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL L.
CORBAT
1.2 ELECTION OF DIRECTOR: Mgmt For For For
DUNCAN P.
HENNES
1.3 ELECTION OF DIRECTOR: Mgmt For For For
PETER B.
HENRY
1.4 ELECTION OF DIRECTOR: Mgmt For For For
FRANZ B.
HUMER
1.5 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL E.
O'NEILL
1.6 ELECTION OF DIRECTOR: Mgmt For For For
GARY M.
REINER
1.7 ELECTION OF DIRECTOR: Mgmt For For For
JUDITH
RODIN
1.8 ELECTION OF DIRECTOR: Mgmt For For For
ANTHONY M.
SANTOMERO
1.9 ELECTION OF DIRECTOR: Mgmt For For For
JOAN E.
SPERO
________________________________________________________________________________
CITIGROUP INC.
Ticker Security ID: Meeting Date Meeting Status
C ISIN US1729674242 04/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
DIANA L.
TAYLOR
1.11 ELECTION OF DIRECTOR: Mgmt For For For
WILLIAM S. THOMPSON,
JR.
1.12 ELECTION OF DIRECTOR: Mgmt For For For
JAMES S.
TURLEY
1.13 ELECTION OF DIRECTOR: Mgmt For For For
ERNESTO ZEDILLO PONCE
DE
LEON
2 PROPOSAL TO RATIFY THE Mgmt For For For
SELECTION OF KPMG LLP
AS CITI'S INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2015
3 ADVISORY APPROVAL OF Mgmt For For For
CITI'S 2014 EXECUTIVE
COPMENSATION
4 APPROVAL OF AN Mgmt For For For
AMENDMENT TO THE
CITIGROUP 2014 STOCK
INCENTIVE PLAN
AUTHORIZING ADDITIONAL
SHARES
5 STOCKHOLDER PROPOSAL Sharehol For For For
REQUESTING PROXY
ACCESS FOR
SHAREHOLDERS
6 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUESTING A REPORT ON
LOBBYING AND
GRASSROOTS LOBBYING
CONTRIBUTIONS
7 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUESTING AN
AMENDMENT TO THE
GENERAL CLAWBACK
POLICY
8 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUSTING A BY-LAW
AMENDMENT TO EXCLUDE
FROM THE BOARD OF
DIRECTORS' AUDIT
COMMITTEE ANY DIRECTOR
WHO HAS A DIRECTOR AT
A PUBLIC COPMANY WHILE
THAT COPMANY FILED FOR
REORGANIZATION UNDER
CHAPTER
11
9 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUSTING A REPORT
REGARDING THE VESTING
OF EQUITY- BASED
AWARDS FOR SENIOR
EXECUTIVES DUE TO A
VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT
SERVICE.
________________________________________________________________________________
CITIGROUP INC.
Ticker Security ID: Meeting Date Meeting Status
C ISIN US1729674242 04/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL L.
CORBAT
1.2 ELECTION OF DIRECTOR: Mgmt For For For
DUNCAN P.
HENNES
1.3 ELECTION OF DIRECTOR: Mgmt For For For
PETER B.
HENRY
1.4 ELECTION OF DIRECTOR: Mgmt For For For
FRANZ B.
HUMER
1.5 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL E.
O'NEILL
1.6 ELECTION OF DIRECTOR: Mgmt For For For
GARY M.
REINER
1.7 ELECTION OF DIRECTOR: Mgmt For For For
JUDITH
RODIN
1.8 ELECTION OF DIRECTOR: Mgmt For For For
ANTHONY M.
SANTOMERO
1.9 ELECTION OF DIRECTOR: Mgmt For For For
JOAN E.
SPERO
________________________________________________________________________________
CITIGROUP INC.
Ticker Security ID: Meeting Date Meeting Status
C ISIN US1729674242 04/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
DIANA L.
TAYLOR
1.11 ELECTION OF DIRECTOR: Mgmt For For For
WILLIAM S. THOMPSON,
JR.
1.12 ELECTION OF DIRECTOR: Mgmt For For For
JAMES S.
TURLEY
1.13 ELECTION OF DIRECTOR: Mgmt For For For
ERNESTO ZEDILLO PONCE
DE
LEON
2 PROPOSAL TO RATIFY THE Mgmt For For For
SELECTION OF KPMG LLP
AS CITI'S INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2015
3 ADVISORY APPROVAL OF Mgmt For For For
CITI'S 2014 EXECUTIVE
COPMENSATION
4 APPROVAL OF AN Mgmt For For For
AMENDMENT TO THE
CITIGROUP 2014 STOCK
INCENTIVE PLAN
AUTHORIZING ADDITIONAL
SHARES
5 STOCKHOLDER PROPOSAL Sharehol For For For
REQUESTING PROXY
ACCESS FOR
SHAREHOLDERS
6 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUESTING A REPORT ON
LOBBYING AND
GRASSROOTS LOBBYING
CONTRIBUTIONS
7 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUESTING AN
AMENDMENT TO THE
GENERAL CLAWBACK
POLICY
8 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUSTING A BY-LAW
AMENDMENT TO EXCLUDE
FROM THE BOARD OF
DIRECTORS' AUDIT
COMMITTEE ANY DIRECTOR
WHO HAS A DIRECTOR AT
A PUBLIC COPMANY WHILE
THAT COPMANY FILED FOR
REORGANIZATION UNDER
CHAPTER
11
9 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUSTING A REPORT
REGARDING THE VESTING
OF EQUITY- BASED
AWARDS FOR SENIOR
EXECUTIVES DUE TO A
VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT
SERVICE.
________________________________________________________________________________
FREEPORT-MCMORAN INC.
Ticker Security ID: Meeting Date Meeting Status
FCX ISIN US35671D8570 06/10/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR Mgmt For For For
1 RICHARD C. ADKERSON
2 ROBERT J. ALLISON,
JR.
3 ALAN R. BUCKWALTER,
III
4 ROBERT A. DAY
5 JAMES C. FLORES
6 GERALD J. FORD
7 THOMAS A. FRY, III
8 H. DEVON GRAHAM, JR.
9 LYDIA H. KENNARD
10 CHARLES C. KRULAK
11 BOBBY LEE LACKEY
12 JON C.
2 APPROVAL, ON AN Mgmt For For For
ADVISORY BASIS,
OF
THE COMPENSATION OF OUR
NAMED
EXECUTIVE OFFICERS.
3 RATIFICATION OF THE Mgmt For For For
APPOINTMENT
OF
ERNST & YOUNG LLP AS
OUR
INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING
FIRM
FOR 2015.
4 REAPPROVAL OF THE Mgmt For For For
MATERIAL TERMS
OF
THE SECTION 162(M)
PERFORMANCE
GOALS
UNDER OUR AMENDED AND
RESTATED
2006
STOCK INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL Sharehol Against For Against
REGARDING
PROXY ACCESS.
________________________________________________________________________________
FREEPORT-MCMORAN INC.
Ticker Security ID: Meeting Date Meeting Status
FCX ISIN US35671D8570 06/10/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR Mgmt For For For
1 RICHARD C. ADKERSON
2 ROBERT J. ALLISON,
JR.
3 ALAN R. BUCKWALTER,
III
4 ROBERT A. DAY
5 JAMES C. FLORES
6 GERALD J. FORD
7 THOMAS A. FRY, III
8 H. DEVON GRAHAM, JR.
9 LYDIA H. KENNARD
10 CHARLES C. KRULAK
11 BOBBY LEE LACKEY
12 JON C.
2 APPROVAL, ON AN Mgmt For For For
ADVISORY BASIS,
OF
THE COMPENSATION OF OUR
NAMED
EXECUTIVE OFFICERS.
3 RATIFICATION OF THE Mgmt For For For
APPOINTMENT
OF
ERNST & YOUNG LLP AS
OUR
INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING
FIRM
FOR 2015.
4 REAPPROVAL OF THE Mgmt For For For
MATERIAL TERMS
OF
THE SECTION 162(M)
PERFORMANCE
GOALS
UNDER OUR AMENDED AND
RESTATED
2006
STOCK INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL Sharehol Against For Against
REGARDING
PROXY ACCESS.
________________________________________________________________________________
GILEAD SCIENCES, INC.
Ticker Security ID: Meeting Date Meeting Status
GILD ISIN US3755581036 05/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
JOHN F.
COGAN
1.2 ELECTION OF DIRECTOR: Mgmt For For For
ETIENNE
F.
DAVIGNON
1.3 ELECTION OF DIRECTOR: Mgmt For For For
CARLA A.
HILLS
1.4 ELECTION OF DIRECTOR: Mgmt For For For
KEVIN E.
LOFTON
1.5 ELECTION OF DIRECTOR: Mgmt For For For
JOHN W.
MADIGAN
1.6 ELECTION OF DIRECTOR: Mgmt For For For
JOHN C.
MARTIN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
NICHOLAS
G.
MOORE
1.8 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
J.
WHITLEY
1.9 ELECTION OF DIRECTOR: Mgmt For For For
GAYLE E.
WILSON
________________________________________________________________________________
GILEAD SCIENCES, INC.
Ticker Security ID: Meeting Date Meeting Status
GILD ISIN US3755581036 05/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
PER
WOLD-OLSEN
2 TO RATIFY THE SELECTION Mgmt For For For
OF ERNST
&
YOUNG LLP BY THE AUDIT
COMMITTEE
OF
THE BOARD OF DIRECTORS
AS
THE
INDEPENDENT REGISTERED
PUBLIC
ACCOUNTING FIRM OF
GILEAD FOR
THE
FISCAL YEAR ENDING
DECEMBER 31,
2015.
3 TO APPROVE AN AMENDMENT Mgmt For For For
AND
RESTATEMENT TO GILEAD'S
EMPLOYEE
STOCK PURCHASE PLAN AND
INTERNATIONAL EMPLOYEE
STOCK
PURCHASE PLAN.
4 TO APPROVE, ON AN Mgmt For For For
ADVISORY BASIS,
THE
COMPENSATION OF OUR
NAMED
EXECUTIVE OFFICERS AS
PRESENTED
IN
THE PROXY STATEMENT.
5 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD
TAKE
STEPS TO PERMIT
STOCKHOLDER
ACTION
BY WRITTEN CONSENT.
6 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD ADOPT
A
POLICY THAT THE
CHAIRMAN OF
THE
BOARD OF DIRECTORS BE AN
INDEPENDENT DIRECTOR.
7 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT GILEAD
ISSUE
AN
ANNUAL SUSTAINABILITY
REPORT.
8 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD REPORT
ON
CERTAIN RISKS TO GILEAD
FROM
RISING
PRESSURE TO CONTAIN
U.S.
SPECIALTY
DRUG PRICES.
________________________________________________________________________________
GILEAD SCIENCES, INC.
Ticker Security ID: Meeting Date Meeting Status
GILD ISIN US3755581036 05/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
JOHN F.
COGAN
1.2 ELECTION OF DIRECTOR: Mgmt For For For
ETIENNE
F.
DAVIGNON
1.3 ELECTION OF DIRECTOR: Mgmt For For For
CARLA A.
HILLS
1.4 ELECTION OF DIRECTOR: Mgmt For For For
KEVIN E.
LOFTON
1.5 ELECTION OF DIRECTOR: Mgmt For For For
JOHN W.
MADIGAN
1.6 ELECTION OF DIRECTOR: Mgmt For For For
JOHN C.
MARTIN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
NICHOLAS
G.
MOORE
1.8 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
J.
WHITLEY
1.9 ELECTION OF DIRECTOR: Mgmt For For For
GAYLE E.
WILSON
________________________________________________________________________________
GILEAD SCIENCES, INC.
Ticker Security ID: Meeting Date Meeting Status
GILD ISIN US3755581036 05/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
PER
WOLD-OLSEN
2 TO RATIFY THE SELECTION Mgmt For For For
OF ERNST
&
YOUNG LLP BY THE AUDIT
COMMITTEE
OF
THE BOARD OF DIRECTORS
AS
THE
INDEPENDENT REGISTERED
PUBLIC
ACCOUNTING FIRM OF
GILEAD FOR
THE
FISCAL YEAR ENDING
DECEMBER 31,
2015.
3 TO APPROVE AN AMENDMENT Mgmt For For For
AND
RESTATEMENT TO GILEAD'S
EMPLOYEE
STOCK PURCHASE PLAN AND
INTERNATIONAL EMPLOYEE
STOCK
PURCHASE PLAN.
4 TO APPROVE, ON AN Mgmt For For For
ADVISORY BASIS,
THE
COMPENSATION OF OUR
NAMED
EXECUTIVE OFFICERS AS
PRESENTED
IN
THE PROXY STATEMENT.
5 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD
TAKE
STEPS TO PERMIT
STOCKHOLDER
ACTION
BY WRITTEN CONSENT.
6 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD ADOPT
A
POLICY THAT THE
CHAIRMAN OF
THE
BOARD OF DIRECTORS BE AN
INDEPENDENT DIRECTOR.
7 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT GILEAD
ISSUE
AN
ANNUAL SUSTAINABILITY
REPORT.
8 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD REPORT
ON
CERTAIN RISKS TO GILEAD
FROM
RISING
PRESSURE TO CONTAIN
U.S.
SPECIALTY
DRUG PRICES.
________________________________________________________________________________
NORTHSTAR REALTY FINANCE CORP.
Ticker Security ID: Meeting Date Meeting Status
NRF ISIN US66704R7044 09/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR: 1. DAVID T. Mgmt For For For
HAMAMOTO, 2. JUDITH A.
HANNAWAY 3. WESLEY D.
MINAMI 4. LOUIS J.
PAGLIA 5. CHARLES W.
SCHOENHERR
2 ADOPTION OF A Mgmt For Against Against
RESOLUTION APPROVING,
ON A NON-BINDING,
ADVISORY BASIS, NAMED
EXECUTIVE OFFICER
COMPENSATION AS MORE
PARTICULARLY DESCRIBED
IN THE PROXY
STATEMENT
3 RATIFICATION OF THE Mgmt For For For
APPOINTMENT OF GRANT
THORNTON LLP AS THE
COMPANY'S INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING
DECEMBER 31,
2014
________________________________________________________________________________
NORTHSTAR REALTY FINANCE CORP.
Ticker Security ID: Meeting Date Meeting Status
NRF ISIN US66704R7044 09/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR: 1. DAVID T. Mgmt For For For
HAMAMOTO, 2. JUDITH A.
HANNAWAY 3. WESLEY D.
MINAMI 4. LOUIS J.
PAGLIA 5. CHARLES W.
SCHOENHERR
2 ADOPTION OF A Mgmt For Against Against
RESOLUTION APPROVING,
ON A NON-BINDING,
ADVISORY BASIS, NAMED
EXECUTIVE OFFICER
COMPENSATION AS MORE
PARTICULARLY DESCRIBED
IN THE PROXY
STATEMENT
3 RATIFICATION OF THE Mgmt For For For
APPOINTMENT OF GRANT
THORNTON LLP AS THE
COMPANY'S INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING
DECEMBER 31,
2014
________________________________________________________________________________
VODAFONE GROUP PLC
Ticker Security ID: Meeting Date Meeting Status
VOD ISIN US92857W1009 07/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To receive the Mgmt For For For
Company's accounts,
the strategic report
and reports of the
directors and the
auditor for the year
ended 31 March
2014
2 To re-elect Gerard Mgmt For For For
Kleisterlee as
director
3 To re-elect Vittorio Mgmt For For For
Colao as
director
4 To elect Nick Read as Mgmt For For For
director
5 To re-elect Stephen Mgmt For For For
Pusey as
director
6 To elect Sir Crispin Mgmt For For For
Davis as
director
7 To elect Dame Clara Mgmt For For For
Furses as director,
with effect from 1
Sept.
2014
8 To elect Valerie Mgmt For For For
Gooding as
director
9 To re-elect Renee James Mgmt For For For
as
director
10 To re-elect Samuel Mgmt For For For
Jonah as
director
11 To re-elect Omid Mgmt For For For
Kordestani as
director
12 To re-elect Nick Land Mgmt For For For
as
director
13 To re-elect Luc Mgmt For For For
Vandevelde as
director
14 To re-elect Philip Yea Mgmt For For For
as
director
15 To declare a final Mgmt For For For
dividend of 7.47 pence
per ordinary share for
the year ended 31
March
2014
16 To approve the Mgmt For For For
directors'
Remuneration Policy
for the year ended 31
March
2014
17 To approve the Mgmt For For For
Remuneration Report of
the Board for the year
ended 31 March
2014
18 To approve the Vodafone Mgmt For For For
Global Incentive Plan
rules
19 to confirm PwC's Mgmt For For For
appointment as
auditor
20 To authorise the Audit Mgmt For For For
and Risk Committee to
determine the
remuneration of the
auditor
21 To authorise the Mgmt For For For
directors to allot
shares
22 To authorise the Mgmt For For For
directors to dis-apply
pre emtion
rights
23 To authorise the Mgmt For For For
Company to purchase
its own
shares
24 To authorise political Mgmt For For For
donations and
expenditure
25 To authorise the Mgmt For For For
Company to call
general meetings
(other than AGMs) on
14 clear days'
notice
________________________________________________________________________________
WYNN RESORTS, LIMITED
Ticker Security ID: Meeting Date Meeting Status
WYNN ISIN US9831341071 04/24/2015 Voted
Meeting Type Country of Trade
Contested-Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
2 TO RATIFY THE Mgmt For For For
APPOINTMENT OF ERNST &
YOUNG LLP AS OUR
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
FOR
2015
3 TO APPROVE AN AMENDMENT Mgmt For For For
TO THE COMPANY'S
SECOND AMENDED AND
RESTATED ARTICLES OF
INCORPORATION TO
PROVIDE THE COPMANY
WITH ADDITIONAL
FLEXIBILITY IN MAKING
DISTRIBUTIONS TO ITS
STOCKHOLDERS
4 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER PROPOSAL
REGARDING A POLITICAL
CONTRIBUTIONS REPORT,
IF PROPERLY PRESENTED
AT THE ANNUAL
MEETING
________________________________________________________________________________
WYNN RESORTS, LIMITED
Ticker Security ID: Meeting Date Meeting Status
WYNN ISIN US9831341071 04/24/2015 Voted
Meeting Type Country of Trade
Contested-Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR: 1. JOHN J. Mgmt For For For
HAGENBUCH 2. J. EDWARD
VIRTUE
2 TO RATIFY THE Mgmt For For For
APPOINTMENT OF ERNST &
YOUNG LLP AS OUR
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
FOR
2015
3 TO APPROVE AN AMENDMENT Mgmt For For For
TO THE COMPANY'S
SECOND AMENDED AND
RESTATED ARTICLES OF
INCORPORATION TO
PROVIDE THE COPMANY
WITH ADDITIONAL
FLEXIBILITY IN MAKING
DISTRIBUTIONS TO ITS
STOCKHOLDERS
4 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER PROPOSAL
REGARDING A POLITICAL
CONTRIBUTIONS REPORT,
IF PROPERLY PRESENTED
AT THE ANNUAL
MEETING
________________________________________________________________________________
WYNN RESORTS, LIMITED
Ticker Security ID: Meeting Date Meeting Status
WYNN ISIN US9831341071 04/24/2015 Voted
Meeting Type Country of Trade
Contested-Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
2 TO RATIFY THE Mgmt For For For
APPOINTMENT OF ERNST &
YOUNG LLP AS OUR
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
FOR
2015
3 TO APPROVE AN AMENDMENT Mgmt For For For
TO THE COMPANY'S
SECOND AMENDED AND
RESTATED ARTICLES OF
INCORPORATION TO
PROVIDE THE COPMANY
WITH ADDITIONAL
FLEXIBILITY IN MAKING
DISTRIBUTIONS TO ITS
STOCKHOLDERS
4 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER PROPOSAL
REGARDING A POLITICAL
CONTRIBUTIONS REPORT,
IF PROPERLY PRESENTED
AT THE ANNUAL
MEETING
________________________________________________________________________________
WYNN RESORTS, LIMITED
Ticker Security ID: Meeting Date Meeting Status
WYNN ISIN US9831341071 04/24/2015 Voted
Meeting Type Country of Trade
Contested-Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR: 1. JOHN J. Mgmt For For For
HAGENBUCH 2. J. EDWARD
VIRTUE
2 TO RATIFY THE Mgmt For For For
APPOINTMENT OF ERNST &
YOUNG LLP AS OUR
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
FOR
2015
3 TO APPROVE AN AMENDMENT Mgmt For For For
TO THE COMPANY'S
SECOND AMENDED AND
RESTATED ARTICLES OF
INCORPORATION TO
PROVIDE THE COPMANY
WITH ADDITIONAL
FLEXIBILITY IN MAKING
DISTRIBUTIONS TO ITS
STOCKHOLDERS
4 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER PROPOSAL
REGARDING A POLITICAL
CONTRIBUTIONS REPORT,
IF PROPERLY PRESENTED
AT THE ANNUAL
MEETING
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Advent Claymore Convertible Securities and Income Fund
------------------------------------------------------
By: /s/ Tracy V. Maitland
---------------------
Name: Tracy V. Maitland
Title: President and Chief Executive Officer
Date: August 11, 2015