0000891804-13-000806.txt : 20130625 0000891804-13-000806.hdr.sgml : 20130625 20130625160101 ACCESSION NUMBER: 0000891804-13-000806 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130430 FILED AS OF DATE: 20130625 DATE AS OF CHANGE: 20130625 EFFECTIVENESS DATE: 20130625 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND CENTRAL INDEX KEY: 0001219120 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21309 FILM NUMBER: 13932127 BUSINESS ADDRESS: STREET 1: 2455 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 630-505-3700 MAIL ADDRESS: STREET 1: 2455 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 NSAR-A 1 answer.fil AVK PAGE 1 000 A000000 04/30/2013 000 C000000 0001219120 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ADVENT CLAYMORE CONVERTIBLE SECURITIES 001 B000000 811-21309 001 C000000 2124821600 002 A000000 1271 AVENUE OF THE AMERICAS, 45TH FLOOR 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10020 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 ADVENT CAPITAL MANAGEMENT, LLC 008 B000001 A 008 C000001 801-000000 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10020 010 A000001 RYDEX FUND SERVICES, LLC 010 B000001 801-000000 010 C010001 LISLE 010 C020001 IL 010 C030001 60532 011 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 011 B000001 8-00000000 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10080 012 A000001 COMPUTERSHARE SHAREOWNER SERVICES 012 B000001 84-0000000 012 C010001 PITTSBURGH PAGE 2 012 C020001 PA 012 C030001 15252 012 C040001 8015 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 NEW YORK 013 B020001 NY 013 B030001 10036 015 A000001 THE BANK OF NEW YORK MELLON 015 B000001 C 015 C010001 NEW YORK 015 C020001 NY 015 C030001 10286 015 E010001 X 015 A000002 BHF-BANK, FRANKFURT 015 B000002 S 015 C010002 FRANKFURT 015 D010002 GERMANY 015 E040002 X 015 A000003 HONGKONG AND SHANGHAI BANKING CORP. 015 B000003 S 015 C010003 KOWLOON 015 D010003 HONG KONG 015 E040003 X 015 A000004 BANK OF TOKYO-MITSUBISHI UFJ LTD., TOKYO 015 B000004 S 015 C010004 TOKYO 015 D010004 JAPAN 015 E040004 X 015 A000005 BANQUE ET CAISSE D'EPARGNE DELETAT LUXEMBOURG 015 B000005 S 015 C010005 LUXEMBOURG 015 D010005 LUXEMBOURG 015 E040005 X 015 A000006 DNB NOR BANK ASA, OSLO 015 B000006 S 015 C010006 OSLO 015 D010006 NORWAY 015 E040006 X 015 A000007 THE BANK OF NEW YORK, LONDON 015 B000007 S 015 C010007 LONDON 015 D010007 UNITED KINGDOM 015 E040007 X 015 A000008 CIBC MELLON TRUST COMPANY 015 B000008 S 015 C010008 TORONTO 015 D010008 CANADA 015 E040008 X 018 000000 Y 019 A000000 N 019 B000000 0 PAGE 3 020 A000001 MPS GLOBAL SECURITIES 020 B000001 43-1977695 020 C000001 192 020 A000002 SMITH BARNEY SHEARSON INC 020 B000002 UNKNOWN 020 C000002 47 020 A000003 CITIGROUP 020 B000003 UNKNOWN 020 C000003 42 020 A000004 CITIBANK 020 B000004 13-2771536 020 C000004 26 020 A000005 REDIPLUS 020 B000005 UNKNOWN 020 C000005 23 020 A000006 MERRILL LYNCH & CO. 020 B000006 13-2740599 020 C000006 22 020 A000007 JP MORGAN SECURITIES LLC 020 B000007 UNKNOWN 020 C000007 4 020 A000008 BARCLAYS CAPITAL 020 B000008 UNKNOWN 020 C000008 1 020 A000009 SALOMON SMITH BARNEY INTERNATIONAL LTD 020 B000009 UNKNOWN 020 C000009 1 020 A000010 FIRST BOSTON CORP 020 B000010 UNKNOWN 020 C000010 1 021 000000 360 022 A000001 MERRILL LYNCH & CO., INC. 022 B000001 13-2740599 022 C000001 142243 022 D000001 365272 022 A000002 CITIGROUP GLOBAL MARKETS 022 B000002 13-2771536 022 C000002 85297 022 D000002 104390 022 A000003 JP MORGAN SECURITIES LLC 022 B000003 UNKNOWN 022 C000003 86990 022 D000003 97004 022 A000004 RW PRESSPRICH 022 B000004 UNKNOWN 022 C000004 70452 022 D000004 78274 022 A000005 GOLDMAN SACHS & CO. 022 B000005 13-5108880 022 C000005 73915 022 D000005 47763 PAGE 4 022 A000006 DEUTSCHE BANK SECURITIES CORP. 022 B000006 13-2730828 022 C000006 45223 022 D000006 24544 022 A000007 FIRST BOSTON CORP. 022 B000007 05-0546650 022 C000007 30388 022 D000007 34356 022 A000008 BARCLAYS BANK PLC 022 B000008 13-3551367 022 C000008 22294 022 D000008 33315 022 A000009 MORGAN STANLEY & CO. INC. 022 B000009 UNKNOWN 022 C000009 25707 022 D000009 11208 022 A000010 BNP PARIBAS 022 B000010 UNKNOWN 022 C000010 13267 022 D000010 21392 023 C000000 933394 023 D000000 1164978 024 000000 Y 025 A000001 BANK OF AMERICA CORP. 025 B000001 56-0906609 025 C000001 E 025 D000001 9183 025 A000002 CITIGROUP, INC. 025 B000002 52-1568099 025 C000002 E 025 D000002 8307 025 A000003 DELETE 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 PAGE 5 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.540 048 A010000 0 PAGE 6 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 N 054 M000000 Y 054 N000000 N 054 O000000 N 055 A000000 N 055 B000000 N 056 000000 N 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 0 062 A000000 Y PAGE 7 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 5.4 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 139.2 062 Q000000 0.0 062 R000000 12.5 063 A000000 0 063 B000000 6.0 064 A000000 N 064 B000000 N 066 A000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 Y 070 B010000 Y 070 B020000 Y 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 Y 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 Y 070 L010000 Y 070 L020000 Y 070 M010000 Y PAGE 8 070 M020000 Y 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 Y 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 Y 070 R020000 N 071 A000000 753425 071 B000000 760871 071 C000000 662605 071 D000000 114 072 A000000 6 072 B000000 13186 072 C000000 1693 072 D000000 0 072 E000000 0 072 F000000 1840 072 G000000 71 072 H000000 0 072 I000000 716 072 J000000 42 072 K000000 0 072 L000000 42 072 M000000 84 072 N000000 12 072 O000000 0 072 P000000 1634 072 Q000000 64 072 R000000 62 072 S000000 102 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 190 072 X000000 4859 072 Y000000 0 072 Z000000 10020 072AA000000 15795 072BB000000 0 072CC010000 27270 072CC020000 0 072DD010000 13285 072DD020000 0 072EE000000 0 073 A010000 0.5634 073 A020000 0.0000 073 B000000 0.0000 PAGE 9 073 C000000 0.0000 074 A000000 0 074 B000000 0 074 C000000 0 074 D000000 619047 074 E000000 39742 074 F000000 11320 074 G000000 100 074 H000000 0 074 I000000 28456 074 J000000 21884 074 K000000 0 074 L000000 6705 074 M000000 632 074 N000000 727886 074 O000000 16825 074 P000000 441 074 Q000000 170000 074 R010000 92000 074 R020000 0 074 R030000 1063 074 R040000 1175 074 S000000 1575 074 T000000 444807 074 U010000 23581 074 U020000 0 074 V010000 18.86 074 V020000 0.00 074 W000000 0.0000 074 X000000 23758 074 Y000000 23691 075 A000000 0 075 B000000 687489 076 000000 17.55 077 A000000 N 078 000000 N 080 C000000 0 081 B000000 0 082 B000000 0 083 B000000 0 084 B000000 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 10417 086 D020000 257821 086 E010000 0 086 E020000 0 PAGE 10 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 00764C109 087 A030000 AVK 088 A000000 N 088 B000000 N 088 C000000 Y 088 D000000 Y SIGNATURE ROBERT WHITE TITLE CFO & TREASURER