0000891804-11-003713.txt : 20110825 0000891804-11-003713.hdr.sgml : 20110825 20110825093838 ACCESSION NUMBER: 0000891804-11-003713 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110825 DATE AS OF CHANGE: 20110825 EFFECTIVENESS DATE: 20110825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND CENTRAL INDEX KEY: 0001219120 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21309 FILM NUMBER: 111055448 BUSINESS ADDRESS: STREET 1: 2455 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 630-505-3700 MAIL ADDRESS: STREET 1: 2455 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 N-PX 1 gug52175-npx.txt AVK UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21309 --------- Advent Claymore Convertible Securities and Income Fund ------------------------------------------------------ (Exact name of registrant as specified in charter) 1271 Avenue of the Americas, 45th Floor New York, NY 10020 ------------------ (Address of principal executive offices) (Zip code) Robert Schwartz 1271 Avenue of the Americas, 45th Floor New York, NY 10020 ------------------ (Name and address of agent for service) Registrant's telephone number, including area code: (212)482-1600 ------------- Date of fiscal year end: October 31 ---------- Date of reporting period: July 1, 2010 - June 30, 2011 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 ( 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. 3507. ITEM 1. PROXY VOTING RECORD. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21309 Reporting Period: 07/01/2010 - 06/30/2011 Advent Claymore Convertible Securities and Income Fund
============ ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND ============ El Paso Corporation Ticker: EP Security ID: CUSIP 28336L109 Meeting Date: 05/17/2011 Meeting Type: Annual Country of Trade: United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1A Election of Director Management For For For - Juan Carlos Braniff 1B Election of Director Management For For For - David W. Crane 1C Election of Director Management For For For - Douglas L. Foshee 1D Election of Director Management For For For - Robert W. Goldman 1E Election of Director Management For For For - Anthony W. Hall, Jr 1F Election of Director Management For For For - Thomas R. Hix 1G Election of Director Management For For For - Ferrell P. McClean 1H Election of Director Management For For For - Timothy J. Probert 1I Election of Director Management For For For - Steven P. Shapiro 1J Election of Director Management For For For - J. Michael Talbert 1K Election of Director Management For For For - Robert F. Vagt 1L Election of Director Management For For For - John L. Whitmire 2 Approval of the Advisory vote on Management For For For Executive compensation 3 Advisory vote on the frequency of Management 1 year 1 year For the advisory vote on executive compensation 4 Ratification of the appointment of Management For For For Ernst & Young LLP as our Independent Registered Public Accounting Firm. --------------------------------------------------------------------------------------------------- Healthsouth Corporation Ticker: HLS Security ID: CUSIP 421924408 Meeting Date: 05/05/2011 Meeting Type: Annual Country of Trade: United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Election of Director Management For For For - Edward A. Blechschmidt 1.2 Election of Director Management For For For - John W. Chidsey 1.3 Election of Director Management For For For - Donald L. Correll 1.4 Election of Director Management For For For - Yvonne M. Curl 1.5 Election of Director Management For For For - Charles M. Elson 1.6 Election of Director Management For For For - Jay Grinney 1.7 Election of Director Management For For For - Jon F. Hanson 1.8 Election of Director Management For For For - Leo I. Higdon, Jr. 1.9 Election of Director Management For For For - John E. Maupin, Jr. 1.10 Election of Director Management For For For - L. Edward Shaw, Jr. 2 Proposal to ratify the appointment Management For For For of Pricewaterhousecoopers LLP as the Independent Registered Public Accounting Firm for 2011. 3 An advisory vote on Executive Management For For For Compensation 4 An advisory vote on the frequency of Management 1 year 1 year For holding an advisory vote on Executive Compensation 5 To approve the Healthsouth Management For Abstain N/A Corporation amended and restated 2008 Equity Incentive Plan --------------------------------------------------------------------------------------------------- JP Morgan Chase & Co. Ticker: JPM Security ID:CUSIP 46625H100 Meeting Date: 05/17/2011 Meeting Type:Annual Country of Trade: United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1A Election of Director Management For For For - Crandall C. Bowles 1B Election of Director Management For For For - Stephen D. Burke 1C Election of Director Management For For For - David M. Cote 1D Election of Director Management For For For - James S. Crown 1E Election of Director Management For For For - James Dimon 1F Election of Director Management For For For - Ellen V. Futter 1G Election of Director Management For For For - William H. Gray, III 1H Election of Director Management For For For - Laban P. Jackson, Jr. 1I Election of Director Management For For For - David C. Novak 1J Election of Director Management For For For - Lee R. Raymond 1K Election of Director Management For For For - William C. Weldon 2 Appointment of Independent Management For For For Registered Public Accounting Firm 3 Advisory vote on Executive Management For For For Compensation 4 Advisory vote on Frequency of Management 1 year 1 year For advisory vote on Executive Compensation. 5 Approval of Amendment to Long-Term Management For For For Incentive Plan 6 Political Non-partisanship Shareholder Against Abstain N/A 7 Shareholder action by written consent Shareholder Against Abstain N/A 8 Mortgage loan servicing Shareholder Against Against For 9 Political Contributions Shareholder Against Abstain N/A 10 Genocide-Free Investing Shareholder Against Abstain N/A 11 Independent Lead Director Shareholder Against Abstain N/A ========== END NPX REPORT
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Advent Claymore Convertible Securities and Income Fund ------------------------------------------------------ By: /s/ Tracy V. Maitland -------------------------- Name: Tracy V. Maitland Title: President and Chief Executive Officer Date: August 25, 2011