0001209191-23-038947.txt : 20230621 0001209191-23-038947.hdr.sgml : 20230621 20230621202447 ACCESSION NUMBER: 0001209191-23-038947 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230208 FILED AS OF DATE: 20230621 DATE AS OF CHANGE: 20230621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAUN DAVID CENTRAL INDEX KEY: 0001219078 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 231031280 MAIL ADDRESS: STREET 1: 870 MAUDE AVENUE CITY: SUNNVALE STATE: CA ZIP: 94085 FORMER NAME: FORMER CONFORMED NAME: RAUN DAVID K DATE OF NAME CHANGE: 20030214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC. CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 330885351 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER COMPANY: FORMER CONFORMED NAME: ONE STOP SYSTEMS INC DATE OF NAME CHANGE: 20070322 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0407 4/A 2023-02-08 2023-02-10 0 0001394056 ONE STOP SYSTEMS, INC. OSS 0001219078 RAUN DAVID 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 1 1 0 0 President and CEO 0 Common Stock 445888 D On February 10, 2023, the Reporting Person filed a Form 4 which, due to a mathematical error, inadvertently reported that, following the conversion of 67,000 vested and outstanding restricted stock units into shares of common stock and the forfeiture of 24,757 shares of common stock to cover tax withholdings in connection therewith (the "Transaction"), the Reporting Person held 403,645 shares of common stock. The correct number of shares of common stock held by the Reporting Person after the Transaction was 445,888 shares. All of the other information included in the initial Form 4 filing was accurate, and is not modified by this Form 4/A. /s/ David Raun 2023-06-21