0001012975-14-000328.txt : 20140515
0001012975-14-000328.hdr.sgml : 20140515
20140515195547
ACCESSION NUMBER: 0001012975-14-000328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140513
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Receptos, Inc.
CENTRAL INDEX KEY: 0001463729
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 264190792
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10835 ROAD TO THE CURE
STREET 2: SUITE 205
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-652-5700
MAIL ADDRESS:
STREET 1: 10835 ROAD TO THE CURE
STREET 2: SUITE 205
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Receptos, Inc. (f.k.a. Receptor Pharmaceuticals Inc.)
DATE OF NAME CHANGE: 20090522
FORMER COMPANY:
FORMER CONFORMED NAME: Receptor Pharmaceuticals Inc.
DATE OF NAME CHANGE: 20090507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NELSEN ROBERT
CENTRAL INDEX KEY: 0001219042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35900
FILM NUMBER: 14849507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BYBEE CLINTON
CENTRAL INDEX KEY: 0001219043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35900
FILM NUMBER: 14849508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRANDELL KEITH
CENTRAL INDEX KEY: 0001219039
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35900
FILM NUMBER: 14849509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCH VENTURE PARTNERS VI LLC
CENTRAL INDEX KEY: 0001274412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35900
FILM NUMBER: 14849510
BUSINESS ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
BUSINESS PHONE: 7733806600
MAIL ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD. #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCH VENTURE FUND VI LP
CENTRAL INDEX KEY: 0001222135
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35900
FILM NUMBER: 14849512
MAIL ADDRESS:
STREET 1: 8725 W HIGGINS RD
STREET 2: STE 290
CITY: CHICAGO
STATE: IL
ZIP: 60631
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCH Venture Partners VII, LLC
CENTRAL INDEX KEY: 0001544443
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35900
FILM NUMBER: 14849513
BUSINESS ADDRESS:
STREET 1: 8725 W. HIGGINS ROAD
STREET 2: SUITE 290
CITY: CHICAGO
STATE: IL
ZIP: 60631
BUSINESS PHONE: 773-380-6600
MAIL ADDRESS:
STREET 1: 8725 W. HIGGINS ROAD
STREET 2: SUITE 290
CITY: CHICAGO
STATE: IL
ZIP: 60631
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCH Venture Partners VII, L.P.
CENTRAL INDEX KEY: 0001544444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35900
FILM NUMBER: 14849514
BUSINESS ADDRESS:
STREET 1: 8725 W. HIGGINS ROAD
STREET 2: SUITE 290
CITY: CHICAGO
STATE: IL
ZIP: 60631
BUSINESS PHONE: 773-380-6600
MAIL ADDRESS:
STREET 1: 8725 W. HIGGINS ROAD
STREET 2: SUITE 290
CITY: CHICAGO
STATE: IL
ZIP: 60631
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arch Venture Fund VII LP
CENTRAL INDEX KEY: 0001402439
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35900
FILM NUMBER: 14849515
BUSINESS ADDRESS:
STREET 1: 8725 W Higgins
CITY: Chicago
STATE: IL
ZIP: 60631
BUSINESS PHONE: 773-380-6600
MAIL ADDRESS:
STREET 1: 8725 W Higgins
CITY: Chicago
STATE: IL
ZIP: 60631
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCH VENTURE PARTNERS VI LP
CENTRAL INDEX KEY: 0001274410
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35900
FILM NUMBER: 14849511
BUSINESS ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
BUSINESS PHONE: 7733806600
MAIL ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-05-13
1
0001463729
Receptos, Inc.
RCPT
0001402439
Arch Venture Fund VII LP
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001544444
ARCH Venture Partners VII, L.P.
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001544443
ARCH Venture Partners VII, LLC
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001222135
ARCH VENTURE FUND VI LP
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001274410
ARCH VENTURE PARTNERS VI LP
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001274412
ARCH VENTURE PARTNERS VI LLC
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001219039
CRANDELL KEITH
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001219043
BYBEE CLINTON
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001219042
NELSEN ROBERT
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
Common Stock
2014-05-13
4
S
0
616
28.72
D
129139
D
Common Stock
2014-05-13
4
S
0
1535
30.44
D
127604
D
Common Stock
2014-05-14
4
S
0
488
28.39
D
127116
D
Common Stock
2014-05-13
4
S
0
10013
28.72
D
2091363
D
Common Stock
2014-05-13
4
S
0
24822
30.44
D
2066541
D
Common Stock
2014-05-14
4
S
0
7907
28.39
D
2058634
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.60 to $29.60, inclusive. The reporting person takes to provide to RCPT, any security holder of RCPT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $31.00, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $29.00, inclusive.
Beneficial ownership consists of an aggregate of 127,116 shares of common stock held by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Beneficial ownership consists of 2,058,634 shares of common stock held by ARCH Venture Fund VII, L.P. ("ARCH Fund VII"). The sole general partner of ARCH Fund VII is ARCH Venture Partners VII, L.P. ("ARCH Partners VII"), which may be deemed to be the beneficial owner of the shares held by ARCH Fund VII. The sole general partner of ARCH Partners VII is ARCH Venture Partners VII, LLC ("ARCH VII LLC"), which may be deemed to be the beneficial owner of the shares held by ARCH Fund VII. ARCH Partners VII and ARCH VII LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
The managing directors of ARCH VI LLC and ARCH VII LLC are Keith Crandell, Clinton Bybee and Robert Nelsen, and they may be deemed to beneficially own the shares held by ARCH Fund VI and ARCH Fund VII. Messrs. Crandell, Bybee and Nelsen disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
/s/ Mark McDonnell - as Attorney-in-Fact for Keith Crandell, Managing Director of the general partner of the general partner of ARCH Fund VII
2014-05-15
/s/ Mark McDonnell - as Attorney-in-Fact for Keith Crandell, Managing Director of the general partner of ARCH Partners VII
2014-05-15
/s/ Mark McDonnell - as Attorney-in-Fact for Keith Crandell, Managing Director of ARCH VII LLC
2014-05-15
/s/ Mark McDonnell - as Attorney-in-Fact for Keith Crandell, Managing Director of the general partner of the general partner of ARCH Fund VI
2014-05-15
/s/ Mark McDonnell - as Attorney-in-Fact for Keith Crandell, Managing Director of the general partner of ARCH Partners VI
2014-05-15
/s/ Mark McDonnell - as Attorney-in-Fact for Keith Crandell, Managing Director of ARCH VI LLC
2014-05-15
/s/ Mark McDonnell - as Attorney-in-Fact for Keith Crandell
2014-05-15
/s/ Mark McDonnell - as Attorney-in-Fact for Clinton Bybee
2014-05-15
/s/ Mark McDonnell - as Attorney-in-Fact for Robert Nelsen
2014-05-15