0001179110-18-009648.txt : 20180712
0001179110-18-009648.hdr.sgml : 20180712
20180712172623
ACCESSION NUMBER: 0001179110-18-009648
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180627
FILED AS OF DATE: 20180712
DATE AS OF CHANGE: 20180712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STAFFORD JOHN S III
CENTRAL INDEX KEY: 0001218981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36182
FILM NUMBER: 18951098
MAIL ADDRESS:
STREET 1: 230 SOUTH LASALLE STREET 400
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ronin Capital, LLC
CENTRAL INDEX KEY: 0001512282
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36182
FILM NUMBER: 18951099
BUSINESS ADDRESS:
STREET 1: 350 N. ORLEANS, SUITE 2N
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-244-5284
MAIL ADDRESS:
STREET 1: 350 N. ORLEANS, SUITE 2N
CITY: CHICAGO
STATE: IL
ZIP: 60654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Xencor Inc
CENTRAL INDEX KEY: 0001326732
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 201622502
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 WEST LEMON AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 626-305-5900
MAIL ADDRESS:
STREET 1: 111 WEST LEMON AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
4
1
edgar.xml
FORM 4 -
X0306
4
2018-06-27
0
0001326732
Xencor Inc
XNCR
0001218981
STAFFORD JOHN S III
350 N. ORLEANS STREET
SUITE 2N
CHICAGO
IL
60654-1975
0
0
1
0
0001512282
Ronin Capital, LLC
350 N. ORLEANS STREET
SUITE 2N
CHICAGO
IL
60654-1975
0
0
1
0
Common Stock
2018-06-27
5
G
0
E
7500
0
D
0
D
Common Stock
2018-06-27
5
G
0
E
7500
0
A
5268848
I
By Ronin Capital, LLC
Common Stock
2018-07-10
4
S
0
50293
39.89
D
5218555
I
By Ronin Capital, LLC
Common Stock
2018-07-11
4
S
0
30007
39.63
D
5188548
I
By Ronin Capital, LLC
Common Stock
2018-07-12
4
S
0
58000
39.55
D
5130548
I
By Ronin Capital, LLC
On June 27, 2018, the reporting person transferred 7,500 shares of common stock for no consideration to his class C capital account at Ronin Capital, LLC.
This transaction was executed in multiple trades at prices ranging from $39.59 to $40.14. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $39.44 to $39.79. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $39.38 to $39.80. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected
/s/ John S. Stafford, III
2018-07-12
/s/ Agnes Burda, authorized signatory
2018-07-12