0001179110-18-009648.txt : 20180712 0001179110-18-009648.hdr.sgml : 20180712 20180712172623 ACCESSION NUMBER: 0001179110-18-009648 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180627 FILED AS OF DATE: 20180712 DATE AS OF CHANGE: 20180712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAFFORD JOHN S III CENTRAL INDEX KEY: 0001218981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36182 FILM NUMBER: 18951098 MAIL ADDRESS: STREET 1: 230 SOUTH LASALLE STREET 400 CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ronin Capital, LLC CENTRAL INDEX KEY: 0001512282 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36182 FILM NUMBER: 18951099 BUSINESS ADDRESS: STREET 1: 350 N. ORLEANS, SUITE 2N CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-244-5284 MAIL ADDRESS: STREET 1: 350 N. ORLEANS, SUITE 2N CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Xencor Inc CENTRAL INDEX KEY: 0001326732 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 201622502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST LEMON AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 626-305-5900 MAIL ADDRESS: STREET 1: 111 WEST LEMON AVE CITY: MONROVIA STATE: CA ZIP: 91016 4 1 edgar.xml FORM 4 - X0306 4 2018-06-27 0 0001326732 Xencor Inc XNCR 0001218981 STAFFORD JOHN S III 350 N. ORLEANS STREET SUITE 2N CHICAGO IL 60654-1975 0 0 1 0 0001512282 Ronin Capital, LLC 350 N. ORLEANS STREET SUITE 2N CHICAGO IL 60654-1975 0 0 1 0 Common Stock 2018-06-27 5 G 0 E 7500 0 D 0 D Common Stock 2018-06-27 5 G 0 E 7500 0 A 5268848 I By Ronin Capital, LLC Common Stock 2018-07-10 4 S 0 50293 39.89 D 5218555 I By Ronin Capital, LLC Common Stock 2018-07-11 4 S 0 30007 39.63 D 5188548 I By Ronin Capital, LLC Common Stock 2018-07-12 4 S 0 58000 39.55 D 5130548 I By Ronin Capital, LLC On June 27, 2018, the reporting person transferred 7,500 shares of common stock for no consideration to his class C capital account at Ronin Capital, LLC. This transaction was executed in multiple trades at prices ranging from $39.59 to $40.14. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $39.44 to $39.79. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $39.38 to $39.80. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected /s/ John S. Stafford, III 2018-07-12 /s/ Agnes Burda, authorized signatory 2018-07-12