The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | 2,496 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| ATLAS ENERGY GROUP LLC | COM | 04929Q102 | 1,691 | 758,416 | SH | SOLE | 758,416 | 0 | 0 | ||
| ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | 2,716 | 970,000 | SH | SOLE | 970,000 | 0 | 0 | ||
| BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 3,248 | 1,600,000 | SH | SOLE | 1,600,000 | 0 | 0 | ||
| BROOKDALE SR LIVING INC | COM | 112463104 | 4,107 | 178,867 | SH | SOLE | 178,867 | 0 | 0 | ||
| CAREER EDUCATION CORP | COM | 141665109 | 7,516 | 1,999,000 | SH | SOLE | 1,999,000 | 0 | 0 | ||
| FIBROCELL SCIENCE INC | COM NEW | 315721209 | 192 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| GULF COAST ULTRA DEEP RTY TR | ROYALTY TR UNT | 40222T104 | 2,810 | 9,689,329 | SH | SOLE | 9,689,329 | 0 | 0 | ||
| HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 11,836 | 13,350 | PRN | SOLE | 13,350 | 0 | 0 | ||
| MCDERMOTT INTL INC | COM | 580037109 | 8,075 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| OCWEN FINL CORP | COM NEW | 675746309 | 3,577 | 533,100 | SH | SOLE | 533,100 | 0 | 0 | ||
| PEABODY ENERGY CORP | SDCV 4.750%12/1 | 704549AG9 | 1,288 | 11,450 | PRN | SOLE | 11,450 | 0 | 0 | ||
| SANDRIDGE ENERGY INC | COM | 80007P307 | 3,618 | 13,400,000 | SH | SOLE | 13,400,000 | 0 | 0 | ||
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 127 | 667,000 | SH | SOLE | 667,000 | 0 | 0 | ||
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 2,951 | 89,864 | SH | SOLE | 89,864 | 0 | 0 | ||
| VUZIX CORP | COM NEW | 92921W300 | 1,850 | 395,200 | SH | SOLE | 395,200 | 0 | 0 | ||
| WALTER INVT MGMT CORP | NOTE 4.500%11/0 | 93317WAA0 | 2,443 | 3,350 | PRN | SOLE | 3,350 | 0 | 0 | ||
| WMIH CORP | COM | 92936P100 | 4,760 | 1,830,727 | SH | SOLE | 1,830,727 | 0 | 0 | ||
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 761 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||