The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ATLAS ENERGY LP | COM UNITS LP | 04930A104 | 2,065 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | 595 | 55,581 | SH | SOLE | 55,581 | 0 | 0 | ||
| BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 1,447 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 1,575 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
| CAREER EDUCATION CORP | COM | 141665109 | 3,654 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
| DHT HOLDINGS INC | SHS NEW | Y2065G121 | 914 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| DRYSHIPS INC | SHS | Y2109Q101 | 1,060 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 620 | 52,700 | SH | SOLE | 52,700 | 0 | 0 | ||
| GULF COAST ULTRA DEEP RTY TR | ROYALTY TR UNT | 40222T104 | 1,651 | 1,300,000 | SH | SOLE | 1,300,000 | 0 | 0 | ||
| MACQUARIE INFRASTR CO LLC | MEMBERSHIP INT | 55608B105 | 1,950 | 27,429 | SH | SOLE | 27,429 | 0 | 0 | ||
| MCDERMOTT INTL INC | COM | 580037109 | 146 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| MCDERMOTT INTL INC | COM | 580037109 | 4 | 2,335,000 | SH | Call | SOLE | 2,335,000 | 0 | 0 | |
| NUVEEN CA DIV ADV MUNI FD 3 | COM SH BEN INT | 67070Y109 | 879 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | 737 | 52,748 | SH | SOLE | 52,748 | 0 | 0 | ||
| OCWEN FINL CORP | COM NEW | 675746309 | 31 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
| OCWEN FINL CORP | COM NEW | 675746309 | 755 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | 906 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| RADIOSHACK CORP | COM | 750438103 | 13 | 1,250,000 | SH | Call | SOLE | 1,250,000 | 0 | 0 | |
| SANDRIDGE ENERGY INC | COM | 80007P307 | 1 | 2,000,000 | SH | Call | SOLE | 2,000,000 | 0 | 0 | |
| SANDRIDGE ENERGY INC | COM | 80007P307 | 1,820 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 395 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 0 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 2 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
| WALTER INVT MGMT CORP | NOTE 4.500%11/0 | 93317WAA0 | 3,775 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| WMI HOLDINGS CORP | Common | 92936P100 | 3,741 | 1,825,108 | SH | SOLE | 1,825,108 | 0 | 0 | ||