0000899243-17-008549.txt : 20170324 0000899243-17-008549.hdr.sgml : 20170324 20170324180044 ACCESSION NUMBER: 0000899243-17-008549 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170322 FILED AS OF DATE: 20170324 DATE AS OF CHANGE: 20170324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPFOLIO INC CENTRAL INDEX KEY: 0001433195 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260359894 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8053646093 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIAM ERNST OBERNDORF TRUST CENTRAL INDEX KEY: 0001252472 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 17713753 BUSINESS ADDRESS: STREET 1: 615 FRONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155006900 MAIL ADDRESS: STREET 1: 615 FRONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oberndorf Caroline G CENTRAL INDEX KEY: 0001559795 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 17713754 MAIL ADDRESS: STREET 1: 615 FRONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETER C OBERNDORF TRUST CENTRAL INDEX KEY: 0001252471 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 17713755 BUSINESS ADDRESS: STREET 1: 615 FRONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155006900 MAIL ADDRESS: STREET 1: 615 FRONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBERNDORF WILLIAM E CENTRAL INDEX KEY: 0001218663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 17713756 MAIL ADDRESS: STREET 1: 615 FRONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-22 0 0001433195 APPFOLIO INC APPF 0001218663 OBERNDORF WILLIAM E 615 FRONT STREET SAN FRANCISCO CA 94111 0 0 1 0 0001252471 PETER C OBERNDORF TRUST 615 FRONT STREET SAN FRANCISCO CA 94111 0 0 1 0 0001559795 Oberndorf Caroline G 615 FRONT STREET SAN FRANCISCO CA 94111 0 0 1 0 0001252472 WILLIAM ERNST OBERNDORF TRUST 615 FRONT STREET SAN FRANCISCO CA 94111 0 0 1 0 Class A common stock 2017-03-22 4 S 0 35200 24.07 D 10700 I See Footnote Class A common stock 2017-03-22 4 S 0 300 24.07 D 30 I See Footnote Class A common stock 2017-03-22 4 S 0 4500 24.07 D 8612 I See Footnote Class A common stock 506171 D Class A common stock 185269 I See Footnote Class A common stock 631086 I See Footnote Class A common stock 4100 I See Footnote These shares are owned directly by the Peter Oberndorf Irrevocable Trust, dated 6/30/89 ("PCO Trust"), and may be deemed to be indirectly beneficially owned by William E. Oberndorf ("WEO") in his capacity as trustee for the PCO Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. These shares are directly owned by WEO's aunt, Caroline G. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO in his capacity as an authorized signatory for the account of Caroline G. Oberndorf. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. These shares are owned directly by the William E. Oberndorf Irrevocable Trust, dated 6/30/89 ("Oberndorf Irrevocable Trust"), and may be deemed to be indirectly beneficially owned by WEO in his capacity as trustee for the Oberndorf Irrevocable Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. These shares are held in the self-directed Individual Retirement Account of WEO. These shares are owned directly by the Bill & Susan Oberndorf Foundation, a California corporation ("Oberndorf Foundation"), and may be deemed to be indirectly beneficially owned by WEO as a controlling person of Oberndorf Foundation. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. These shares are owned directly by Oberndorf Investments LLC, a Delaware limited liability company ("OBI"), and may be deemed to be indirectly beneficially owned by WEO as the sole controlling person of OBI. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. These shares are directly owned by WEO's child, Peter C. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Gary Scheier, Gary Scheier as Attorney-in-Fact for William E. Oberndorf 2017-03-24 /s/ Gary Scheier, Gary Scheier as Attorney-in-Fact for Peter Oberndorf Irrevocable Trust, dated 6/30/89 2017-03-24 /s/ Gary Scheier, Gary Scheier as Attorney-in-Fact for Caroline G. Oberndorf 2017-03-24 /s/ Gary Scheier, Gary Scheier as Attorney-in-Fact for William E. Oberndorf Irrevocable Trust, dated 6/30/89 2017-03-24