0000919574-25-003040.txt : 20250515 0000919574-25-003040.hdr.sgml : 20250515 20250514174407 ACCESSION NUMBER: 0000919574-25-003040 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20250331 FILED AS OF DATE: 20250515 DATE AS OF CHANGE: 20250514 EFFECTIVENESS DATE: 20250515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 25947378 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-226-1700 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001218583 XXXXXXXX 03-31-2025 03-31-2025 false SHEPHERD KAPLAN KROCHUK, LLC

53 State Street 23rd Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 000127304 801-62286 N Timothy A. Krochuk 617-896-1600 /s/ Timothy A. Krochuk Boston MA 05-14-2025 2 58 116799832 1 0001710524 028-18093 000141488 801-69009 Peak Capital Management LLC 2 0002035751 028-24477 000141488 801-69009 Shepherd Kaplan, LLC INFORMATION TABLE 2 infotable.xml ALPS ETF TR ALERIAN MLP 00162Q452 448408 8633 SH SOLE 0 0 8633 APPLE INC COM 037833100 6735053 30320 SH SOLE 0 0 30320 AT&T INC COM 00206R102 398066 14076 SH SOLE 0 0 14076 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3590122 6741 SH SOLE 0 0 6741 COMCAST CORP NEW CL A 20030N101 476674 12918 SH SOLE 0 0 12918 DBX ETF TR XTRACK MSCI EAFE 233051630 2281280 84056 SH SOLE 0 0 84056 DIREXION SHS ETF TR DLY S&P500 BR 1X 25460E869 3089836 266595 SH SOLE 0 0 266595 DOW INC COM 260557103 832982 23854 SH SOLE 0 0 23854 DUKE ENERGY CORP NEW COM NEW 26441C204 984054 8068 SH SOLE 0 0 8068 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 4274516 229936 SH SOLE 0 0 229936 ENERGY VAULT HOLDINGS INC COM 29280W109 49797 71609 SH SOLE 0 0 71609 ENTERPRISE PRODS PARTNERS L COM 293792107 769447 22538 SH SOLE 0 0 22538 EXCHANGE LISTED FDS TR STRATIFIED LARGE 30151E525 735887 17419 SH SOLE 0 0 17419 EXCHANGE LISTED FDS TR STRATIFIED LARGE 30151E533 2093228 26756 SH SOLE 0 0 26756 FRANKLIN RESOURCES INC COM 354613101 537287 27911 SH SOLE 0 0 27911 GILEAD SCIENCES INC COM 375558103 846874 7558 SH SOLE 0 0 7558 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 711297 19952 SH SOLE 0 0 19952 HARBOR ETF TRUST INTERNATNAL COMP 41151J885 309311 11657 SH SOLE 0 0 11657 INTERNATIONAL BUSINESS MACHS COM 459200101 734202 2953 SH SOLE 0 0 2953 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1632162 145469 SH SOLE 0 0 145469 ISHARES BITCOIN TRUST ETF SHS BEN INT 46438F101 615505 13149 SH SOLE 0 0 13149 ISHARES TR CORE S&P SCP ETF 464287804 3063823 29299 SH SOLE 0 0 29299 ISHARES TR S&P 500 GRWT ETF 464287309 737919 7949 SH SOLE 0 0 7949 ISHARES TR 0-3 MNTH TREASRY 46436E718 1770771 17590 SH SOLE 0 0 17590 ISHARES TR SHORT TREAS BD 464288679 3292481 29807 SH SOLE 0 0 29807 ISHARES TR CORE S&P500 ETF 464287200 737035 1312 SH SOLE 0 0 1312 ISHARES TR MSCI ACWI ETF 464288257 3179308 27316 SH SOLE 0 0 27316 ISHARES TR MSCI USA MIN VOL 46429B697 6822756 72846 SH SOLE 0 0 72846 ISHARES TR MSCI USA MMENTM 46432F396 4279444 21172 SH SOLE 0 0 21172 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 2849172 49863 SH SOLE 0 0 49863 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 932543 17688 SH SOLE 0 0 17688 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 4838962 85691 SH SOLE 0 0 85691 JANUS DETROIT STR TR HENDERSON MTG 47103U852 3237902 71635 SH SOLE 0 0 71635 KINDER MORGAN INC DEL COM 49456B101 1970884 69081 SH SOLE 0 0 69081 MAGNA INTL INC COM 559222401 675585 19876 SH SOLE 0 0 19876 NEWMONT CORP COM 651639106 527266 10921 SH SOLE 0 0 10921 NUVEEN MUN VALUE FD INC COM 670928100 538759 61432 SH SOLE 0 0 61432 PFIZER INC COM 717081103 961971 37963 SH SOLE 0 0 37963 PIMCO ETF TR 25YR+ ZERO U S 72201R882 2517938 35152 SH SOLE 0 0 35152 PIMCO ETF TR INV GRD CRP BD 72201R817 3185941 32923 SH SOLE 0 0 32923 PNC FINL SVCS GROUP INC COM 693475105 503405 2864 SH SOLE 0 0 2864 PROSHARES TR SHRT 20+YR TRE 74347X849 827204 35051 SH SOLE 0 0 35051 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 5375782 202249 SH SOLE 0 0 202249 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3560246 127334 SH SOLE 0 0 127334 SPDR GOLD TR GOLD SHS 78463V107 285835 992 SH SOLE 0 0 992 SPDR S&P 500 ETF TR TR UNIT 78462F103 330425 591 SH SOLE 0 0 591 THE CAMPBELLS COMPANY COM 134429109 5365967 134418 SH SOLE 0 0 134418 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 8914986 308905 SH SOLE 0 0 308905 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1182835 25731 SH SOLE 0 0 25731 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 1074625 11135 SH SOLE 0 0 11135 VANGUARD BD INDEX FDS INTERMED TERM 921937819 598455 7816 SH SOLE 0 0 7816 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 595360 1158 SH SOLE 0 0 1158 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3838232 13965 SH SOLE 0 0 13965 VANGUARD INDEX FDS GROWTH ETF 922908736 386211 1042 SH SOLE 0 0 1042 VANGUARD INDEX FDS MID CAP ETF 922908629 2064724 7984 SH SOLE 0 0 7984 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2302523 25431 SH SOLE 0 0 25431 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 780225 15724 SH SOLE 0 0 15724 VERIZON COMMUNICATIONS INC COM 92343V104 546344 12045 SH SOLE 0 0 12045