0000919574-24-006588.txt : 20241114 0000919574-24-006588.hdr.sgml : 20241114 20241114101407 ACCESSION NUMBER: 0000919574-24-006588 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241114 DATE AS OF CHANGE: 20241114 EFFECTIVENESS DATE: 20241114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 241458149 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-226-1700 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001218583 XXXXXXXX 09-30-2024 09-30-2024 false SHEPHERD KAPLAN KROCHUK, LLC

53 State Street 23rd Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 000127304 801-62286 N Timothy A. Krochuk 617-896-1600 /s/ Timothy A. Krochuk Boston MA 11-14-2024 2 55 132561237 1 0001710524 028-18093 000141488 801-69009 Peak Capital Management LLC 2 0002035751 Shepherd Kaplan, LLC INFORMATION TABLE 2 infotable.xml ALPS ETF TR ALERIAN MLP 00162Q452 2942419 62432 SH SOLE 0 0 62432 APPLE INC COM 037833100 10847673 46557 SH SOLE 0 0 46557 AT&T INC COM 00206R102 309670 14076 SH SOLE 0 0 14076 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4200333 9126 SH SOLE 0 0 9126 CAMPBELL SOUP CO COM 134429109 7159540 146352 SH SOLE 0 0 146352 DBX ETF TR XTRACK MSCI EAFE 233051630 2304365 85696 SH SOLE 0 0 85696 DIREXION SHS ETF TR DLY S&P500 BR 1X 25460E869 1419589 126749 SH SOLE 0 0 126749 DUKE ENERGY CORP NEW COM NEW 26441C204 1060068 9194 SH SOLE 0 0 9194 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 4055886 252703 SH SOLE 0 0 252703 ENTERPRISE PRODS PARTNERS L COM 293792107 656081 22538 SH SOLE 0 0 22538 EXCHANGE LISTED FDS TR STRATIFIED LARGE 30151E533 2159053 27321 SH SOLE 0 0 27321 EXCHANGE LISTED FDS TR STRATIFIED LARGE 30151E525 753746 17419 SH SOLE 0 0 17419 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 745652 20615 SH SOLE 0 0 20615 GSK PLC SPONSORED ADR 37733W204 1306361 31956 SH SOLE 0 0 31956 HARBOR ETF TRUST INTERNATNAL COMP 41151J885 335530 11598 SH SOLE 0 0 11598 INTERNATIONAL BUSINESS MACHS COM 459200101 651570 2947 SH SOLE 0 0 2947 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 2030785 164436 SH SOLE 0 0 164436 ISHARES BITCOIN TRUST ETF SHS BEN INT 46438F101 474279 13127 SH SOLE 0 0 13127 ISHARES TR CORE S&P500 ETF 464287200 912529 1582 SH SOLE 0 0 1582 ISHARES TR S&P 500 GRWT ETF 464287309 775625 8101 SH SOLE 0 0 8101 ISHARES TR CORE S&P SCP ETF 464287804 3608835 30855 SH SOLE 0 0 30855 ISHARES TR MSCI ACWI ETF 464288257 3262987 27294 SH SOLE 0 0 27294 ISHARES TR SHORT TREAS BD 464288679 5015079 45332 SH SOLE 0 0 45332 ISHARES TR MSCI USA MIN VOL 46429B697 7393279 80969 SH SOLE 0 0 80969 ISHARES TR MSCI USA MMENTM 46432F396 3726931 18381 SH SOLE 0 0 18381 ISHARES TR 0-3 MNTH TREASRY 46436E718 2259266 22431 SH SOLE 0 0 22431 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 1020199 18016 SH SOLE 0 0 18016 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 2788639 46860 SH SOLE 0 0 46860 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 5273763 93225 SH SOLE 0 0 93225 JANUS DETROIT STR TR HENDERSON MTG 47103U852 3518203 75417 SH SOLE 0 0 75417 KINDER MORGAN INC DEL COM 49456B101 1653958 74874 SH SOLE 0 0 74874 MEDTRONIC PLC SHS G5960L103 1074418 11934 SH SOLE 0 0 11934 MERCK & CO INC COM 58933Y105 1561223 13748 SH SOLE 0 0 13748 NETFLIX INC COM 64110L106 1230583 1735 SH SOLE 0 0 1735 NEWMONT CORP COM 651639106 583727 10921 SH SOLE 0 0 10921 NUVEEN MUN VALUE FD INC COM 670928100 554117 61432 SH SOLE 0 0 61432 PFIZER INC COM 717081103 874322 30212 SH SOLE 0 0 30212 PIMCO ETF TR INV GRD CRP BD 72201R817 3749103 37698 SH SOLE 0 0 37698 PIMCO ETF TR 25YR+ ZERO U S 72201R882 5849842 70976 SH SOLE 0 0 70976 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 6204005 77193 SH SOLE 0 0 77193 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4011841 47461 SH SOLE 0 0 47461 SPDR GOLD TR GOLD SHS 78463V107 241116 992 SH SOLE 0 0 992 SPDR S&P 500 ETF TR TR UNIT 78462F103 336797 587 SH SOLE 0 0 587 SPDR SER TR S&P BIOTECH 78464A870 767577 7769 SH SOLE 0 0 7769 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 8631085 293475 SH SOLE 0 0 293475 VANECK ETF TRUST GOLD MINERS ETF 92189F106 982188 24666 SH SOLE 0 0 24666 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 1187196 10974 SH SOLE 0 0 10974 VANGUARD BD INDEX FDS INTERMED TERM 921937819 250235 3193 SH SOLE 0 0 3193 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2752407 28253 SH SOLE 0 0 28253 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 615881 1167 SH SOLE 0 0 1167 VANGUARD INDEX FDS GROWTH ETF 922908736 1183760 3083 SH SOLE 0 0 3083 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2173435 7676 SH SOLE 0 0 7676 VANGUARD INDEX FDS MID CAP ETF 922908629 2090880 7925 SH SOLE 0 0 7925 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 803811 15724 SH SOLE 0 0 15724 VISA INC COM CL A 92826C839 229795 836 SH SOLE 0 0 836