0000919574-24-003017.txt : 20240515 0000919574-24-003017.hdr.sgml : 20240515 20240514174436 ACCESSION NUMBER: 0000919574-24-003017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240515 DATE AS OF CHANGE: 20240514 EFFECTIVENESS DATE: 20240515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 24946112 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-226-1700 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001218583 XXXXXXXX 03-31-2024 03-31-2024 false SHEPHERD KAPLAN KROCHUK, LLC

53 State Street 23rd Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 000127304 801-62286 N Timothy A. Krochuk 617-896-1600 /s/Timothy A. Krochuk Boston MA 05-14-2024 1 55 125295070 1 0001710524 028-18093 000141488 801-69009 Peak Capital Management LLC INFORMATION TABLE 2 infotable.xml ALPS ETF TR ALERIAN MLP 00162Q452 2845528 59956 SH SOLE 0 0 59956 APPLE INC COM 037833100 8200883 47824 SH SOLE 0 0 47824 AT&T INC COM 00206R102 247736 14076 SH SOLE 0 0 14076 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3776690 8981 SH SOLE 0 0 8981 BIOVIE INC CL A NEW 09074F207 15567 29450 SH SOLE 0 0 29450 BLACKSTONE INC COM 09260D107 1496304 11390 SH SOLE 0 0 11390 CAMPBELL SOUP CO COM 134429109 6815919 153339 SH SOLE 0 0 153339 DBX ETF TR XTRACK MSCI EAFE 233051630 2305189 93441 SH SOLE 0 0 93441 DUKE ENERGY CORP NEW COM NEW 26441C204 1079090 11158 SH SOLE 0 0 11158 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 4130433 262583 SH SOLE 0 0 262583 ENTERPRISE PRODS PARTNERS L COM 293792107 657659 22538 SH SOLE 0 0 22538 GALECTIN THERAPEUTICS INC COM NEW 363225202 28680 12000 SH SOLE 0 0 12000 GENERAL DYNAMICS CORP COM 369550108 1422055 5034 SH SOLE 0 0 5034 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 973140 28380 SH SOLE 0 0 28380 GSK PLC SPONSORED ADR 37733W204 1366653 31879 SH SOLE 0 0 31879 INTERNATIONAL BUSINESS MACHS COM 459200101 356522 1867 SH SOLE 0 0 1867 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1872787 157642 SH SOLE 0 0 157642 ISHARES TR MSCI USA MIN VOL 46429B697 8164930 97690 SH SOLE 0 0 97690 ISHARES TR S&P 500 GRWT ETF 464287309 670176 7937 SH SOLE 0 0 7937 ISHARES TR CORE S&P500 ETF 464287200 586300 1115 SH SOLE 0 0 1115 ISHARES TR MSCI USA MMENTM 46432F396 6309584 33678 SH SOLE 0 0 33678 ISHARES TR CORE S&P SCP ETF 464287804 3344180 30259 SH SOLE 0 0 30259 ISHARES TR 0-3 MNTH TREASRY 46436E718 640508 6360 SH SOLE 0 0 6360 ISHARES TR MSCI ACWI ETF 464288257 3005669 27292 SH SOLE 0 0 27292 ISHARES TR SHORT TREAS BD 464288679 6687117 60495 SH SOLE 0 0 60495 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 1218519 22799 SH SOLE 0 0 22799 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 6113725 115637 SH SOLE 0 0 115637 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 4625394 79941 SH SOLE 0 0 79941 JANUS DETROIT STR TR HENDERSON MTG 47103U852 2858799 63388 SH SOLE 0 0 63388 KINDER MORGAN INC DEL COM 49456B101 1496958 81623 SH SOLE 0 0 81623 MERCK & CO INC COM 58933Y105 1108380 8400 SH SOLE 0 0 8400 NETFLIX INC COM 64110L106 1053718 1735 SH SOLE 0 0 1735 NEWMONT CORP COM 651639106 394634 11011 SH SOLE 0 0 11011 NUVEEN MUN VALUE FD INC COM 670928100 535073 61432 SH SOLE 0 0 61432 PFIZER INC COM 717081103 882382 31798 SH SOLE 0 0 31798 PIMCO ETF TR INV GRD CRP BD 72201R817 3386435 35257 SH SOLE 0 0 35257 PIMCO ETF TR 25YR+ ZERO U S 72201R882 2238654 28248 SH SOLE 0 0 28248 PROSHARES TR SHRT 20+YR TRE 74347X849 823361 35505 SH SOLE 0 0 35505 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4372691 54232 SH SOLE 0 0 54232 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 6237818 82098 SH SOLE 0 0 82098 SPDR GOLD TR GOLD SHS 78463V107 204074 992 SH SOLE 0 0 992 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 204261 3526 SH SOLE 0 0 3526 SYNTAX ETF TR STRATIFD LRG CAP 87166N106 1362431 17698 SH SOLE 0 0 17698 SYNTAX ETF TR STRATIFIED US TT 87166N502 700956 16682 SH SOLE 0 0 16682 SYNTAX ETF TR STRATIFIED US TT 87166N403 734913 15152 SH SOLE 0 0 15152 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1041015 32923 SH SOLE 0 0 32923 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 7231407 249187 SH SOLE 0 0 249187 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 1113888 10974 SH SOLE 0 0 10974 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1504373 5788 SH SOLE 0 0 5788 VANGUARD INDEX FDS MID CAP ETF 922908629 1966482 7870 SH SOLE 0 0 7870 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 418854 871 SH SOLE 0 0 871 VANGUARD INDEX FDS GROWTH ETF 922908736 1156700 3361 SH SOLE 0 0 3361 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2280996 26376 SH SOLE 0 0 26376 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 795634 15724 SH SOLE 0 0 15724 VISA INC COM CL A 92826C839 233246 836 SH SOLE 0 0 836