0000919574-24-001130.txt : 20240214 0000919574-24-001130.hdr.sgml : 20240214 20240213181211 ACCESSION NUMBER: 0000919574-24-001130 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240213 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 24630681 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-226-1700 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001218583 XXXXXXXX 12-31-2023 12-31-2023 false SHEPHERD KAPLAN KROCHUK, LLC

53 State Street 23rd Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 000127304 801-62286 N Timothy A. Krochuk 617-896-1600 /s/Timothy A. Krochuk Boston MA 02-13-2024 1 54 123013301 1 0001710524 028-18093 000141488 801-69009 Peak Capital Management LLC INFORMATION TABLE 2 infotable.xml ALPS ETF TR ALERIAN MLP 00162Q452 2408205 56637 SH SOLE 0 0 56637 APPLE INC COM 037833100 9207035 47821 SH SOLE 0 0 47821 AT&T INC COM 00206R102 236193 14076 SH SOLE 0 0 14076 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3104725 8705 SH SOLE 0 0 8705 BIOVIE INC CL A NEW 09074F207 37107 29450 SH SOLE 0 0 29450 BLACKSTONE INC COM 09260D107 1458580 11141 SH SOLE 0 0 11141 CAMPBELL SOUP CO COM 134429109 6543812 151372 SH SOLE 0 0 151372 DBX ETF TR XTRACK MSCI EAFE 233051630 2310517 93619 SH SOLE 0 0 93619 DUKE ENERGY CORP NEW COM NEW 26441C204 1055116 10873 SH SOLE 0 0 10873 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 3546226 256973 SH SOLE 0 0 256973 ENTERPRISE PRODS PARTNERS L COM 293792107 593876 22538 SH SOLE 0 0 22538 GALECTIN THERAPEUTICS INC COM NEW 363225202 19920 12000 SH SOLE 0 0 12000 GENERAL DYNAMICS CORP COM 369550108 1278096 4922 SH SOLE 0 0 4922 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1094535 33513 SH SOLE 0 0 33513 GSK PLC SPONSORED ADR 37733W204 1165982 31462 SH SOLE 0 0 31462 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1737739 151503 SH SOLE 0 0 151503 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 7141945 113979 SH SOLE 0 0 113979 ISHARES TR MSCI ACWI ETF 464288257 2777508 27292 SH SOLE 0 0 27292 ISHARES TR SHORT TREAS BD 464288679 6813192 61865 SH SOLE 0 0 61865 ISHARES TR CORE S&P SCP ETF 464287804 4160717 38436 SH SOLE 0 0 38436 ISHARES TR 20 YR TR BD ETF 464287432 2735037 27660 SH SOLE 0 0 27660 ISHARES TR S&P 500 GRWT ETF 464287309 596029 7936 SH SOLE 0 0 7936 ISHARES TR 0-3 MNTH TREASRY 46436E718 503445 5021 SH SOLE 0 0 5021 ISHARES TR MSCI USA MMENTM 46432F396 5525727 35220 SH SOLE 0 0 35220 ISHARES TR CORE S&P500 ETF 464287200 400031 838 SH SOLE 0 0 838 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 1468067 28075 SH SOLE 0 0 28075 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 2824381 51371 SH SOLE 0 0 51371 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 5694438 118981 SH SOLE 0 0 118981 JANUS DETROIT STR TR HENDERSON MTG 47103U852 3478485 75718 SH SOLE 0 0 75718 KINDER MORGAN INC DEL COM 49456B101 1414257 80173 SH SOLE 0 0 80173 MERCK & CO INC COM 58933Y105 928414 8516 SH SOLE 0 0 8516 NETFLIX INC COM 64110L106 844737 1735 SH SOLE 0 0 1735 NEWMONT CORP COM 651639106 455745 11011 SH SOLE 0 0 11011 NUVEEN MUN VALUE FD INC COM 670928100 544277 63288 SH SOLE 0 0 63288 PFIZER INC COM 717081103 857021 29768 SH SOLE 0 0 29768 PIMCO ETF TR INV GRD CRP BD 72201R817 3691114 37951 SH SOLE 0 0 37951 PROSHARES TR SHRT 20+YR TRE 74347X849 646386 29235 SH SOLE 0 0 29235 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 5590580 79752 SH SOLE 0 0 79752 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4464796 58647 SH SOLE 0 0 58647 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1445028 25508 SH SOLE 0 0 25508 SYNTAX ETF TR STRATIFIED US TT 87166N403 2015891 44757 SH SOLE 0 0 44757 SYNTAX ETF TR STRATIFD LRG CAP 87166N106 1259157 17698 SH SOLE 0 0 17698 SYNTAX ETF TR STRATIFIED US TT 87166N502 675279 16682 SH SOLE 0 0 16682 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 7550462 262351 SH SOLE 0 0 262351 VANECK ETF TRUST GOLD MINERS ETF 92189F106 874857 28212 SH SOLE 0 0 28212 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 1088538 10974 SH SOLE 0 0 10974 VANGUARD INDEX FDS TOTAL STK MKT 922908769 889732 3751 SH SOLE 0 0 3751 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3061762 34651 SH SOLE 0 0 34651 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 592527 1357 SH SOLE 0 0 1357 VANGUARD INDEX FDS SMALL CP ETF 922908751 318402 1493 SH SOLE 0 0 1493 VANGUARD INDEX FDS GROWTH ETF 922908736 1043612 3357 SH SOLE 0 0 3357 VANGUARD INDEX FDS MID CAP ETF 922908629 1823759 7839 SH SOLE 0 0 7839 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 802710 15724 SH SOLE 0 0 15724 VISA INC COM CL A 92826C839 217592 836 SH SOLE 0 0 836