0000919574-14-004623.txt : 20140814 0000919574-14-004623.hdr.sgml : 20140814 20140814105730 ACCESSION NUMBER: 0000919574-14-004623 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRT CAPITAL PARTNERS LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 141040382 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172261740 MAIL ADDRESS: STREET 1: ONE LIBERTY SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 06-30-2014 06-30-2014 false GRT CAPITAL PARTNERS LLC

One Liberty Square 11th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 N /s/ Timothy A. Krochuk 617-226-1700 /s/ Timothy A. Krochuk Boston MA 08-14-2014 2 798 943604 1 0001542728 028-14914 GRT Value Fund, a series of Advisors Inner Circle Fund II 2 0001502631 028-15243 Orinda Asset Management LLC INFORMATION TABLE 2 infotable.xml AAON INC COM PAR $0.004 000360206 115 3437 SH SOLE 3437 0 0 AAON INC COM PAR $0.004 000360206 199 5930 SH DFND 2 5930 0 0 ABRAXAS PETE CORP COM 003830106 167 26724 SH SOLE 26724 0 0 ABRAXAS PETE CORP COM 003830106 289 46139 SH DFND 2 46139 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 1213 118390 SH SOLE 118390 0 0 ACTUANT CORP CL A NEW 00508X203 600 17350 SH DFND 1 17350 0 0 ACTUANT CORP CL A NEW 00508X203 911 26363 SH SOLE 26363 0 0 ADVANCED ENERGY INDS COM 007973100 928 48221 SH DFND 1 48221 0 0 ADVANCED ENERGY INDS COM 007973100 92 4779 SH SOLE 4779 0 0 ADVANCED MICRO DEVICES INC COM 007903107 63 15000 SH Put SOLE 15000 0 0 ADVANCED PHOTONIX INC CL A 00754E107 70 114500 SH SOLE 114500 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 162 24101 SH SOLE 24101 0 0 ADVANTAGE OIL & GAS LTD 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SOLE 2000 0 0 PEABODY ENERGY CORP COM 704549104 9590 586532 SH SOLE 586532 0 0 PENN VA CORP COM 707882106 439 25914 SH DFND 1 25914 0 0 PENN VA CORP COM 707882106 42 2500 SH Call SOLE 2500 0 0 PENN VA CORP COM 707882106 27209 1605280 SH SOLE 1605280 0 0 PEPSICO INC COM 713448108 1607 17985 SH SOLE 17985 0 0 PERICOM SEMICONDUCTOR CORP COM 713831105 110 12220 SH SOLE 12220 0 0 PERICOM SEMICONDUCTOR CORP COM 713831105 192 21247 SH DFND 2 21247 0 0 PFIZER INC COM 717081103 272 9179 SH SOLE 9179 0 0 PHILLIPS 66 COM 718546104 475 5911 SH SOLE 5911 0 0 PIONEER NAT RES CO COM 723787107 22723 98878 SH SOLE 98878 0 0 POLYONE CORP COM 73179P106 126 3000 SH SOLE 3000 0 0 POLYONE CORP COM 73179P106 217 5152 SH DFND 2 5152 0 0 POST HLDGS INC COM 737446104 290 5687 SH SOLE 5687 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 282 3000 SH Put SOLE 3000 0 0 PRECISION DRILLING CORP COM 2010 74022D308 120 8509 SH SOLE 8509 0 0 PRECISION DRILLING CORP COM 2010 74022D308 209 14754 SH DFND 2 14754 0 0 PROCTER & GAMBLE CO COM 742718109 995 12667 SH SOLE 12667 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 1330 11700 SH Put SOLE 11700 0 0 PTC INC COM 69370C100 107 2757 SH SOLE 2757 0 0 PTC INC COM 69370C100 191 4931 SH DFND 2 4931 0 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 72 13920 SH SOLE 13920 0 0 QUALITY SYS INC COM 747582104 193 12000 SH Call SOLE 12000 0 0 QUALITY SYS INC COM 747582104 48 3000 SH SOLE 3000 0 0 RACKSPACE HOSTING INC COM 750086100 545 16200 SH Put SOLE 16200 0 0 RAND LOGISTICS INC COM 752182105 281 46804 SH DFND 1 46804 0 0 RAND LOGISTICS INC COM 752182105 31 5196 SH SOLE 5196 0 0 RANGE RES CORP COM 75281A109 24941 286840 SH SOLE 286840 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 110 1029 SH SOLE 1029 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 190 1779 SH DFND 2 1779 0 0 REPLIGEN CORP COM 759916109 157 6893 SH SOLE 6893 0 0 REPLIGEN CORP COM 759916109 271 11904 SH DFND 2 11904 0 0 RESOLUTE ENERGY CORP COM 76116A108 11384 1317581 SH SOLE 1317581 0 0 REVLON INC CL A NEW 761525609 118 3879 SH SOLE 3879 0 0 REVLON INC CL A NEW 761525609 203 6647 SH DFND 2 6647 0 0 REX ENERGY CORPORATION COM 761565100 7844 442908 SH SOLE 442908 0 0 RIO TINTO PLC SPONSORED ADR 767204100 1520 28000 SH SOLE 28000 0 0 ROCKWELL COLLINS INC COM 774341101 361 4615 SH DFND 1 4615 0 0 ROCKWELL COLLINS INC COM 774341101 862 11027 SH SOLE 11027 0 0 ROCKWELL MED INC COM 774374102 534 44534 SH SOLE 44534 0 0 ROSETTA GENOMICS LTD SHS NEW NIS 0.6 M82183126 185 43000 SH SOLE 43000 0 0 ROYCE MICRO-CAP TR INC COM 780915104 221 17540 SH SOLE 17540 0 0 ROYCE VALUE TR INC COM 780910105 590 36890 SH SOLE 36890 0 0 RSP PERMIAN INC COM 74978Q105 1384 42663 SH SOLE 42663 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1539 74043 SH DFND 1 74043 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1072 51575 SH SOLE 51575 0 0 SAFEWAY INC COM NEW 786514208 940 27376 SH DFND 1 27376 0 0 SAFEWAY INC COM NEW 786514208 107 3124 SH SOLE 3124 0 0 SALESFORCE COM INC COM 79466L302 1998 34400 SH Put SOLE 34400 0 0 SANCHEZ ENERGY CORP COM 79970Y105 20116 535142 SH SOLE 535142 0 0 SANDRIDGE ENERGY INC COM 80007P307 114 15989 SH SOLE 15989 0 0 SANDRIDGE ENERGY INC COM 80007P307 198 27661 SH DFND 2 27661 0 0 SANMINA CORPORATION COM 801056102 119 5229 SH SOLE 5229 0 0 SANMINA CORPORATION COM 801056102 207 9077 SH DFND 2 9077 0 0 SANOFI SPONSORED ADR 80105N105 213 4000 SH SOLE 4000 0 0 SARATOGA RES INC TEX COM 803521103 102 58000 SH SOLE 58000 0 0 SCHLUMBERGER LTD COM 806857108 1267 10745 SH SOLE 10745 0 0 SCHMITT INDS INC ORE COM NEW 806870200 334 119318 SH SOLE 119318 0 0 SCHNITZER STL INDS CL A 806882106 937 35952 SH DFND 1 35952 0 0 SCHNITZER STL INDS CL A 806882106 566 21717 SH SOLE 21717 0 0 SCHULMAN A INC COM 808194104 121 3118 SH SOLE 3118 0 0 SCHULMAN A INC COM 808194104 209 5399 SH DFND 2 5399 0 0 SCORPIO TANKERS INC SHS Y7542C106 937 92154 SH SOLE 92154 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1652 29066 SH DFND 1 29066 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1979 34831 SH SOLE 34831 0 0 SELECT COMFORT CORP COM 81616X103 794 38414 SH DFND 1 38414 0 0 SELECT COMFORT CORP COM 81616X103 74 3586 SH SOLE 3586 0 0 SEMGROUP CORP CL A 81663A105 315 4000 SH DFND 1 4000 0 0 SERVICENOW INC COM 81762P102 310 5000 SH Put SOLE 5000 0 0 SERVOTRONICS INC COM 817732100 213 30629 SH SOLE 30629 0 0 SIGMA DESIGNS INC COM 826565103 416 90887 SH SOLE 90887 0 0 SILGAN HOLDINGS INC COM 827048109 880 17317 SH DFND 1 17317 0 0 SILGAN HOLDINGS INC COM 827048109 1036 20395 SH SOLE 20395 0 0 SILVER STD RES INC COM 82823L106 83 9552 SH SOLE 9552 0 0 SILVER STD RES INC COM 82823L106 143 16495 SH DFND 2 16495 0 0 SILVER WHEATON CORP COM 828336107 851 32391 SH DFND 1 32391 0 0 SILVER WHEATON CORP COM 828336107 487 18545 SH SOLE 18545 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1565 45044 SH DFND 1 45044 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1130 32522 SH SOLE 32522 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 160 3417 SH SOLE 3417 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 278 5926 SH DFND 2 5926 0 0 SMTC CORP COM NEW 832682207 233 127994 SH SOLE 127994 0 0 SOLARCITY CORP COM 83416T100 1024 14500 SH Put SOLE 14500 0 0 SOLERA HOLDINGS INC COM 83421A104 107 1596 SH SOLE 1596 0 0 SOLERA HOLDINGS INC COM 83421A104 186 2770 SH DFND 2 2770 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 727 27240 SH DFND 1 27240 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 421 15781 SH SOLE 15781 0 0 SPARK NETWORKS INC COM 84651P100 294 51822 SH DFND 1 51822 0 0 SPARK NETWORKS INC COM 84651P100 35 6178 SH SOLE 6178 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1481 7569 SH SOLE 7569 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2055 10500 SH Put SOLE 10500 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 237 3100 SH SOLE 3100 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 1113 33024 SH DFND 1 33024 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 134 3976 SH SOLE 3976 0 0 SPS COMM INC COM 78463M107 314 4970 SH DFND 1 4970 0 0 SPS COMM INC COM 78463M107 33 530 SH SOLE 530 0 0 STONE ENERGY CORP COM 861642106 1404 30000 SH SOLE 30000 0 0 STRAYER ED INC COM 863236105 99 1879 SH SOLE 1879 0 0 STRAYER ED INC COM 863236105 171 3258 SH DFND 2 3258 0 0 STRYKER CORP COM 863667101 211 2499 SH SOLE 2499 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 91 8571 SH SOLE 8571 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 157 14719 SH DFND 2 14719 0 0 SUNCOR ENERGY INC NEW COM 867224107 85 2000 SH Call SOLE 2000 0 0 SUNCOR ENERGY INC NEW COM 867224107 376 8825 SH SOLE 8825 0 0 SUNCOR ENERGY INC NEW COM 867224107 207 4866 SH DFND 2 4866 0 0 SUNLINK HEALTH SYSTEMS INC COM 86737U102 484 396643 SH SOLE 396643 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 611 16900 SH SOLE 16900 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 238 21772 SH SOLE 21772 0 0 SUPREME INDS INC CL A 868607102 85 13003 SH SOLE 13003 0 0 SUTRON CORP COM 869380105 398 80057 SH SOLE 80057 0 0 SWIFT ENERGY CO COM 870738101 149 11500 SH SOLE 11500 0 0 SYMETRA FINL CORP COM 87151Q106 116 5112 SH SOLE 5112 0 0 SYMETRA FINL CORP COM 87151Q106 201 8820 SH DFND 2 8820 0 0 SYNACOR INC COM 871561106 70 27250 SH SOLE 27250 0 0 SYNERGETICS USA INC COM 87160G107 359 115658 SH SOLE 115658 0 0 SYPRIS SOLUTIONS INC COM 871655106 199 35575 SH SOLE 35575 0 0 TABLEAU SOFTWARE INC CL A 87336U105 321 4500 SH Put SOLE 4500 0 0 TAHOE RES INC COM 873868103 639 24375 SH DFND 1 24375 0 0 TAHOE RES INC COM 873868103 69 2625 SH SOLE 2625 0 0 TAMINCO CORP COM 87509U106 741 31864 SH DFND 1 31864 0 0 TAMINCO CORP COM 87509U106 404 17388 SH SOLE 17388 0 0 TANDEM DIABETES CARE INC COM 875372104 667 41022 SH SOLE 41022 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 912 29085 SH DFND 1 29085 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 91 2915 SH SOLE 2915 0 0 TE CONNECTIVITY LTD REG SHS H84989104 106 1716 SH SOLE 1716 0 0 TE CONNECTIVITY LTD REG SHS H84989104 182 2947 SH DFND 2 2947 0 0 TEEKAY TANKERS LTD CL A Y8565N102 89 20805 SH SOLE 20805 0 0 TEEKAY TANKERS LTD CL A Y8565N102 156 36367 SH DFND 2 36367 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 122 37128 SH SOLE 37128 0 0 TENGASCO INC COM NEW 88033R205 253 572566 SH SOLE 572566 0 0 TESLA MTRS INC COM 88160R101 336 1400 SH Put SOLE 1400 0 0 TGC INDS INC COM NEW 872417308 173 31678 SH SOLE 31678 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1494 12658 SH SOLE 12658 0 0 THOMPSON CREEK METALS CO INC COM 884768102 59 20000 SH Call SOLE 20000 0 0 TIDEWATER INC COM 886423102 202 3598 SH DFND 1 3598 0 0 TITAN INTL INC ILL COM 88830M102 267 15859 SH DFND 1 15859 0 0 TITAN INTL INC ILL COM 88830M102 41 2441 SH SOLE 2441 0 0 TITAN MACHY INC COM 88830R101 774 47017 SH DFND 1 47017 0 0 TITAN MACHY INC COM 88830R101 49 2983 SH SOLE 2983 0 0 TOR MINERALS INTL INC COM NEW 890878309 170 18149 SH SOLE 18149 0 0 TOWER INTL INC COM 891826109 549 14903 SH DFND 1 14903 0 0 TOWER INTL INC COM 891826109 44 1197 SH SOLE 1197 0 0 TOWERSTREAM CORP COM 892000100 26 13533 SH DFND 1 13533 0 0 TRANSCAT INC COM 893529107 181 17649 SH SOLE 17649 0 0 TRAVELERS COMPANIES INC COM 89417E109 1977 21016 SH SOLE 21016 0 0 TRC COS INC COM 872625108 196 31482 SH SOLE 31482 0 0 TRIANGLE PETE CORP COM NEW 89600B201 6792 578037 SH SOLE 578037 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1495 64917 SH DFND 1 64917 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1567 68053 SH SOLE 68053 0 0 TRINITY INDS INC COM 896522109 237 5420 SH SOLE 5420 0 0 TRINITY INDS INC COM 896522109 503 11516 SH DFND 2 11516 0 0 TRIO TECH INTL COM NEW 896712205 92 26643 SH SOLE 26643 0 0 TRIPADVISOR INC COM 896945201 489 4500 SH Put SOLE 4500 0 0 TRIUMPH GROUP INC NEW COM 896818101 3592 51453 SH DFND 1 51453 0 0 TRIUMPH GROUP INC NEW COM 896818101 1198 17163 SH SOLE 17163 0 0 TRONOX LTD SHS CL A Q9235V101 1915 71203 SH DFND 1 71203 0 0 TRONOX LTD SHS CL A Q9235V101 1662 61797 SH SOLE 61797 0 0 TSR INC COM NEW 872885207 114 38296 SH SOLE 38296 0 0 TURQUOISE HILL RES LTD COM 900435108 50 15000 SH Call SOLE 15000 0 0 TURQUOISE HILL RES LTD COM 900435108 33 10000 SH SOLE 10000 0 0 TWIN DISC INC COM 901476101 1020 30862 SH DFND 1 30862 0 0 TWIN DISC INC COM 901476101 59 1775 SH SOLE 1775 0 0 U.S. AUTO PARTS NETWORK INC COM 90343C100 149 41242 SH SOLE 41242 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 332 2400 SH Put SOLE 2400 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1207 133315 SH DFND 1 133315 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 649 71685 SH SOLE 71685 0 0 ULTRA PETROLEUM CORP COM 903914109 30 1000 SH Call SOLE 1000 0 0 ULTRA PETROLEUM CORP COM 903914109 113 3807 SH SOLE 3807 0 0 ULTRA PETROLEUM CORP COM 903914109 195 6562 SH DFND 2 6562 0 0 UNDER ARMOUR INC CL A 904311107 654 11000 SH Put SOLE 11000 0 0 UNITED INS HLDGS CORP COM 910710102 103 5972 SH SOLE 5972 0 0 UNITED INS HLDGS CORP COM 910710102 186 10758 SH DFND 2 10758 0 0 UNITED RENTALS INC COM 911363109 119 1137 SH SOLE 1137 0 0 UNITED RENTALS INC COM 911363109 207 1974 SH DFND 2 1974 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1023 12509 SH SOLE 12509 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 681 26500 SH DFND 1 26500 0 0 VALE S A ADR 91912E105 982 74200 SH SOLE 74200 0 0 VALERO ENERGY CORP NEW COM 91913Y100 104 2069 SH SOLE 2069 0 0 VALERO ENERGY CORP NEW COM 91913Y100 181 3603 SH DFND 2 3603 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 201 4000 SH DFND 1 4000 0 0 VANGUARD INDEX FDS REIT ETF 922908553 412 5510 SH SOLE 5510 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 780 7660 SH SOLE 7660 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 343 7950 SH SOLE 7950 0 0 VASCO DATA SEC INTL INC COM 92230Y104 109 9405 SH SOLE 9405 0 0 VASCO DATA SEC INTL INC COM 92230Y104 194 16727 SH DFND 2 16727 0 0 VENAXIS INC COM 92262A107 310 139000 SH SOLE 139000 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 304 3216 SH SOLE 3216 0 0 VICON INDS INC COM 925811101 148 58829 SH SOLE 58829 0 0 VIEWTRAN GROUP INC USD ORD SHS G9363W104 921 470061 SH DFND 1 470061 0 0 VIEWTRAN GROUP INC USD ORD SHS G9363W104 88 44939 SH SOLE 44939 0 0 VIRTUALSCOPICS INC COM NEW 928269208 266 56862 SH SOLE 56862 0 0 VSE CORP COM 918284100 140 1996 SH SOLE 1996 0 0 VSE CORP COM 918284100 242 3437 SH DFND 2 3437 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 70 50000 PRN DFND 1 50000 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 70 50000 PRN SOLE 50000 0 0 WABCO HLDGS INC COM 92927K102 1073 10048 SH DFND 1 10048 0 0 WABCO HLDGS INC COM 92927K102 102 952 SH SOLE 952 0 0 WAL-MART STORES INC COM 931142103 1809 24102 SH SOLE 24102 0 0 WALTER ENERGY INC COM 93317Q105 2422 444490 SH SOLE 444490 0 0 WELLPOINT INC COM 94973V107 1136 10553 SH SOLE 10553 0 0 WESTERN UN CO COM 959802109 646 37264 SH DFND 1 37264 0 0 WESTERN UN CO COM 959802109 712 41036 SH SOLE 41036 0 0 WET SEAL INC CL A 961840105 184 202541 SH SOLE 202541 0 0 WHITING PETE CORP NEW COM 966387102 21944 273446 SH SOLE 273446 0 0 WHITING PETE CORP NEW COM 966387102 203 2527 SH DFND 2 2527 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 78037 568077 SH SOLE 568077 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 179 1305 SH DFND 2 1305 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 776 17930 SH DFND 1 17930 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 68 1570 SH SOLE 1570 0 0 WORKDAY INC CL A 98138H101 485 5400 SH Put SOLE 5400 0 0 XYLEM INC COM 98419M100 880 22511 SH DFND 1 22511 0 0 XYLEM INC COM 98419M100 175 4489 SH SOLE 4489 0 0 YAMANA GOLD INC COM 98462Y100 41 5000 SH Call SOLE 5000 0 0 YAMANA GOLD INC COM 98462Y100 229 27838 SH SOLE 27838 0 0 ZAGG INC COM 98884U108 149 27400 SH SOLE 27400 0 0 ZIMMER HLDGS INC COM 98956P102 293 2822 SH DFND 1 2822 0 0 ZIMMER HLDGS INC COM 98956P102 663 6385 SH SOLE 6385 0 0