0001218558-15-000004.txt : 20151111 0001218558-15-000004.hdr.sgml : 20151111 20151110164608 ACCESSION NUMBER: 0001218558-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151110 DATE AS OF CHANGE: 20151110 EFFECTIVENESS DATE: 20151110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRACE BROTHERS MANAGEMENT LLC CENTRAL INDEX KEY: 0001218558 IRS NUMBER: 364407165 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10359 FILM NUMBER: 151219470 BUSINESS ADDRESS: STREET 1: GRACE BROTHERS MANAGEMENT LLC STREET 2: 1560 SHERMAN AVENUE STE 900 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE. STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218558 XXXXXXXX 09-30-2015 09-30-2015 GRACE BROTHERS MANAGEMENT LLC

1560 SHERMAN AVE. SUITE 900 EVANSTON IL 60201

13F HOLDINGS REPORT 028-10359 N Michael Brailov 847-733-1230 Michael Brailov Evanston IL 11-10-2015 0 22 24413 false INFORMATION TABLE 2 Grace_Brothers_data20150930.xml FORM 13F ACTAVIS PLC PFD CONV SER A G0177J116 1415 1500 SH SOLE 1500 0 0 ACORDA THERAP NOTE 1.75% 6/15 00484MAA4 911 1000000 PRN SOLE 1000000 0 0 ALTRA HOLDINGS NOTE 2.75% 3/0 02208RAE6 1555 1500000 PRN SOLE 1500000 0 0 ANADARKO PETE CORP UNIT 032511107 744 20000 SH SOLE 20000 0 0 ANTHEM INC UNIT 5/1/2018 036752202 967 20000 SH SOLE 20000 0 0 APPLE INC COM 037833100 254 2300 SH SOLE 2300 0 0 ATLAS AIR WORLDWIDE HLDGS NOTE 2.25% 6/0 049164BH8 1094 1350000 PRN SOLE 1350000 0 0 CHENIERE ENERGY INC NOTE 4.25% 3/1 16411RAG4 938 1500000 PRN SOLE 1500000 0 0 CISCO SYS INC COM 17275R102 184 7000 SH SOLE 7000 0 0 GENERAL MTRS CO COM 37045V100 141 4700 SH SOLE 4700 0 0 INTEL CORP SDCV 3.25% 8/0 458140AF7 3018 2000000 PRN SOLE 2000000 0 0 NVIDIA CORP NOTE 1.0% 12/0 67066GAC8 1318 1000000 PRN SOLE 1000000 0 0 POWERSHARES QQ UNIT SER 1 73935A104 763 7500 SH SOLE 7500 0 0 PROOFPOINT INC NOTE 1.25% 12/1 743424AB9 1628 1000000 PRN SOLE 1000000 0 0 QUIDEL CORP NOTE 3.25% 12/1 74838JAA9 1162 1250000 PRN SOLE 1250000 0 0 SANDISK CORP NOTE 1.5% 8/1 80004CAD3 1241 1000000 PRN SOLE 1000000 0 0 SEACOR HOLDINGS INC NOTE 2.5% 12/1 811904AM3 1675 1750000 PRN SOLE 1750000 0 0 SUNEDISON INC COM 86732YAC3 72 10000 SH SOLE 10000 0 0 TESARO INC NOTE 3.0% 10/0 881569AA5 1390 1000000 PRN SOLE 1000000 0 0 TRINITY INDS INC NOTE 3.875% 6/1 896522AF6 1474 1250000 PRN SOLE 1250000 0 0 VIPSHOP HLDGS LT NOTE 1.5% 3/1 92763WAA1 1754 1600000 PRN SOLE 1600000 0 0 WPX ENERGY INC PFD 98212B202 715 20000 SH SOLE 20000 0 0