0001218558-15-000002.txt : 20150512 0001218558-15-000002.hdr.sgml : 20150512 20150512165010 ACCESSION NUMBER: 0001218558-15-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 EFFECTIVENESS DATE: 20150512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRACE BROTHERS MANAGEMENT LLC CENTRAL INDEX KEY: 0001218558 IRS NUMBER: 364407165 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10359 FILM NUMBER: 15855091 BUSINESS ADDRESS: STREET 1: GRACE BROTHERS MANAGEMENT LLC STREET 2: 1560 SHERMAN AVENUE STE 900 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE. STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218558 XXXXXXXX 03-31-2015 03-31-2015 GRACE BROTHERS MANAGEMENT LLC

1560 SHERMAN AVE. SUITE 900 EVANSTON IL 60201

13F HOLDINGS REPORT 028-10359 N Michael Brailov 847-733-1230 Michael Brailov Evanston IL 05-12-2015 0 38 84273 false INFORMATION TABLE 2 Grace_Brothers_data20150331a.xml FORM 13F ACTAVIS PLC PFD CONV SER A G0083B116 1546 1500 SH SOLE 1500 0 0 AMAG PHARMACEUTICALS INC NOTE 2.5% 2/1 00163UAA4 4158 2000000 PRN SOLE 2000000 0 0 ACORDA THERAP NOTE 1.75% 6/15 00484MAA4 2043 2000000 PRN SOLE 2000000 0 0 ALTRA HOLDINGS NOTE 2.75% 3/0 02208RAE6 1740 1500000 PRN SOLE 1500000 0 0 APPLE INC COM 037833100 305 2450 SH SOLE 2450 0 0 BOTTOMLINE TEC NOTE 1.5% 12/0 101388AA4 1216 1100000 PRN SOLE 1100000 0 0 CHENIERE ENERGY INC NOTE 4.25% 3/1 16411RAG4 1243 1500000 PRN SOLE 1500000 0 0 CHESAPEAKE ENE PFD CONV 165167784 1128 1300 SH SOLE 1300 0 0 CISCO SYS INC COM 17275R102 193 7000 SH SOLE 7000 0 0 DEALERTRACK TEC NOTE 1.5% 3/1 242309AB8 3266 2750000 PRN SOLE 2750000 0 0 ENVESTNET INC NOTE 1.75% 12/1 29404KAA4 969 865000 PRN SOLE 865000 0 0 GREEN PLAINES INC NOTE 3.25% 10/0 393222AD6 1495 1000000 PRN SOLE 1000000 0 0 HEALTHWAYS INC NOTE 1.5% 7/0 422245AB6 1166 1000000 PRN SOLE 1000000 0 0 ICONIX BRAND GR NOTE 2.5% 6/0 451055AF4 2689 2250000 PRN SOLE 2250000 0 0 INTEL CORP SDCV 3.25% 8/0 458140AF7 3164 2000000 PRN SOLE 2000000 0 0 JARDEN CORP NOTE 1.875% 9/1 471109AH1 1713 1000000 PRN SOLE 1000000 0 0 MICRON TECHNOL NOTE 2.375% 5/0 595112AW3 2398 850000 PRN SOLE 850000 0 0 MYLAN INC NOTE 3.75% 9/1 628530AJ6 8885 2000000 PRN SOLE 2000000 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 3590 1750000 PRN SOLE 1750000 0 0 NVIDIA CORP NOTE 1.0% 12/0 67066GAC8 1179 1000000 PRN SOLE 1000000 0 0 POWERSHARES QQ UNIT SER 1 73935A104 1257 11900 SH SOLE 12800 0 0 PROOFPOINT INC NOTE 1.25% 12/1 743424AB9 1595 1000000 PRN SOLE 1000000 0 0 QUIDEL CORP NOTE 3.25% 12/1 74838JAA9 1361 1250000 PRN SOLE 1250000 0 0 RADIAN GROUP I NOTE 3.0% 11/1 750236AN1 2485 1550000 PRN SOLE 1550000 0 0 SANDISK CORP NOTE 1.5% 8/1 80004CAD3 5109 3750000 PRN SOLE 3750000 0 0 SEACOR HOLDINGS NOTE 2.5% 12/1 811904AM3 1795 1750000 PRN SOLE 1750000 0 0 SPECTRANETICS CO MTNF 2.625% 6/0 84760CAA5 1942 1500000 PRN SOLE 1500000 0 0 SUNEDISON INC NOTE 2.0% 10/0 86732YAC3 3440 2000000 PRN SOLE 2000000 0 0 SOUTHWESTERN EN DEP SHS 1/20 B 845467208 1008 20000 SH SOLE 20000 0 0 TESLA MTRS INC NOTE 1.5% 6/0 88160RAA9 3209 2000000 PRN SOLE 2000000 0 0 TESLA MTRS INC NOTE 1.25% 3/0 88160RAC5 758 900000 PRN SOLE 900000 0 0 TRINITY INDS INC NOTE 3.875% 6/1 896522AF6 2338 1500000 PRN SOLE 1500000 0 0 TYSON FOODS INC UNIT 902494301 1790 37000 SH SOLE 37000 0 0 TESARO INC NOTE 3.0% 10/0 881569AA5 1782 1000000 PRN SOLE 1000000 0 0 VIPSHOP HLDGS LT NOTE 1.5% 3/1 92763WAA1 2496 1600000 PRN SOLE 1600000 0 0 VERISIGN INC NOTE 3.25% 8/1 92343EAD4 2978 1500000 PRN SOLE 1500000 0 0 WEB COM GROUP NOTE 1.0% 8/1 94733AAA2 923 1000000 PRN SOLE 1000000 0 0 ANTHEM INC NOTE 2.75% 10/15 94973VBG1 3921 1900000 PRN SOLE 1900000 0 0