0001209191-16-103380.txt : 20160229
0001209191-16-103380.hdr.sgml : 20160229
20160229162803
ACCESSION NUMBER: 0001209191-16-103380
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160225
FILED AS OF DATE: 20160229
DATE AS OF CHANGE: 20160229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnteroMedics Inc
CENTRAL INDEX KEY: 0001371217
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
MAIL ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEA GREGORY S
CENTRAL INDEX KEY: 0001218536
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33818
FILM NUMBER: 161468173
MAIL ADDRESS:
STREET 1: C/O PEMSTAR INC
STREET 2: 3535 TECHNOLOGY DR NW
CITY: ROCHESTER
STATE: MN
ZIP: 55901
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-25
0
0001371217
EnteroMedics Inc
ETRM
0001218536
LEA GREGORY S
2800 PATTON ROAD
ST. PAUL
MN
55113
0
1
0
0
CFO and CCO
Common Stock
184
D
Stock Option (right to buy)
28.50
2017-10-29
Common Stock
1114
1114
D
Stock Option (right to buy)
28.50
2017-10-29
Common Stock
260
260
D
Stock Option (right to buy)
28.50
2017-10-29
Common Stock
1074
1074
D
Stock Option (right to buy)
28.50
2017-10-29
Common Stock
973
973
D
Stock Option (right to buy)
56.70
2019-11-18
Common Stock
1111
1111
D
Warrant (common stock right to buy)
32.85
Common Stock
666
666
D
Stock Option (right to buy)
38.70
2021-02-16
Common Stock
13333
13333
D
Stock Option (right to buy)
40.05
2021-07-12
Common Stock
15000
15000
D
Stock Option (right to buy)
28.50
2021-12-14
Common Stock
8333
8333
D
Stock Option (right to buy)
50.25
2012-08-10
2022-07-10
Common Stock
57543
57543
D
Stock Option (right to buy)
19.65
2013-06-30
2023-05-31
Common Stock
66885
66885
D
Stock Option (right to buy)
16.65
2015-04-09
2025-03-09
Common Stock
11666
11666
D
Stock Option (right to buy)
1.07
2016-02-25
4
A
0
50000
0.00
A
2016-02-25
2026-02-25
Common Stock
50000
50000
D
On January 6, 2016, EnteroMedics Inc. effected a 1-for-15 reverse stock split of its issued and outstanding shares of common stock, par value $0.01 per share, resulting in a proportional decrease in the total shares of common stock beneficially owned by the reporting person. all previously reported exercise prices, option grants and similar instruments convertible into common stock were proportionally adjusted to reflect the reverse split.
Options currently 100% vested.
Warrant becomes exercisable 181 days from the date of issuance at close of offering.
Warrant expires five years from date it first becomes exercisable.
Vests in increments of 1/48th per month, beginning the date shown.
THIS FILING REFLECTS THE POST SPLIT NUMBERS OF ALL SHARES, OPTIONS AND SIMILAR INSTRUMENTS HELD BY THE REPORTING PERSON AS PREVIOUSLY REPORTED.
/s/ Greg S. Lea
2016-02-29