0001209191-23-050077.txt : 20230919
0001209191-23-050077.hdr.sgml : 20230919
20230919183434
ACCESSION NUMBER: 0001209191-23-050077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230915
FILED AS OF DATE: 20230919
DATE AS OF CHANGE: 20230919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABBO EDWARD Y
CENTRAL INDEX KEY: 0001218471
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39744
FILM NUMBER: 231264981
MAIL ADDRESS:
STREET 1: C/O C3.AI, INC.
STREET 2: 1400 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: C3.ai, Inc.
CENTRAL INDEX KEY: 0001577526
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 263999357
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1400 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-503-2200
MAIL ADDRESS:
STREET 1: 1400 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: C3 IoT, Inc.
DATE OF NAME CHANGE: 20180123
FORMER COMPANY:
FORMER CONFORMED NAME: C3, Inc.
DATE OF NAME CHANGE: 20130522
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-09-15
0
0001577526
C3.ai, Inc.
AI
0001218471
ABBO EDWARD Y
C/O C3.AI, INC.
1400 SEAPORT BLVD
REDWOOD CITY
CA
94063
0
1
0
0
Chief Technology Officer
0
Class A Common Stock
2023-09-15
4
M
0
83073
A
733850
D
Class A Common Stock
2023-09-15
4
F
0
44736
27.36
D
689847
D
Class A Common Stock
149577
I
See Footnote
Class A Common Stock
149578
I
See Footnote
Class A Common Stock
149578
I
See Footnote
Restricted Stock Units
2023-09-15
4
M
0
8073
0.00
D
Class A Common Stock
8073
24221
D
Restricted Stock Units
2023-09-15
4
M
0
75000
0.00
D
Class A Common Stock
75000
825000
D
Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
Includes 733 shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2023.
The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
/s/ Eric Jensen, Attorney-in-Fact
2023-09-19