0001209191-23-040234.txt : 20230629
0001209191-23-040234.hdr.sgml : 20230629
20230629200900
ACCESSION NUMBER: 0001209191-23-040234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230627
FILED AS OF DATE: 20230629
DATE AS OF CHANGE: 20230629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABBO EDWARD Y
CENTRAL INDEX KEY: 0001218471
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39744
FILM NUMBER: 231059030
MAIL ADDRESS:
STREET 1: C/O C3.AI, INC.
STREET 2: 1400 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: C3.ai, Inc.
CENTRAL INDEX KEY: 0001577526
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 263999357
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1400 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-503-2200
MAIL ADDRESS:
STREET 1: 1400 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: C3 IoT, Inc.
DATE OF NAME CHANGE: 20180123
FORMER COMPANY:
FORMER CONFORMED NAME: C3, Inc.
DATE OF NAME CHANGE: 20130522
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-27
0
0001577526
C3.ai, Inc.
AI
0001218471
ABBO EDWARD Y
C/O C3.AI, INC.
1400 SEAPORT BLVD
REDWOOD CITY
CA
94063
0
1
0
0
Chief Technology Officer
1
Class A Common Stock
2023-06-27
4
M
0
179191
1.56
A
508301
D
Class A Common Stock
2023-06-27
4
M
0
107143
1.68
A
615444
D
Class A Common Stock
2023-06-27
4
M
0
250000
1.86
A
865444
D
Class A Common Stock
2023-06-27
4
M
0
47874
2.82
A
913318
D
Class A Common Stock
2023-06-27
4
M
0
114190
4.56
A
1027508
D
Class A Common Stock
2023-06-27
4
M
0
80854
4.56
A
1108362
D
Class A Common Stock
2023-06-27
4
S
0
457585
32.96
D
650777
D
Class A Common Stock
149577
I
See Footnote
Class A Common Stock
149578
I
See Footnote
Class A Common Stock
149578
I
See Footnote
Stock Option (Right to Buy)
1.56
2023-06-27
4
M
0
179191
0.00
D
2024-01-20
Class A Common Stock
179191
0
D
Stock Option (Right to Buy)
1.68
2023-06-27
4
M
0
107143
0.00
D
2026-07-12
Class A Common Stock
107143
0
D
Stock Option (Right to Buy)
1.86
2023-06-27
4
M
0
250000
0.00
D
2026-11-29
Class A Common Stock
250000
0
D
Stock Option (Right to Buy)
2.82
2023-06-27
4
M
0
47874
0.00
D
2028-05-22
Class A Common Stock
47874
0
D
Stock Option (Right to Buy)
4.56
2023-06-27
4
M
0
114190
0.00
D
2029-06-12
Class A Common Stock
114190
30548
D
Stock Option (Right to Buy)
4.56
2023-06-27
4
M
0
80854
0.00
D
2030-07-05
Class A Common Stock
80854
63884
D
Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.
Represents weighted average sales price. The shares were sold at prices ranging from $32.68 to $33.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
Fully vested.
Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that was not originally reported on the Reporting Person's Form 3
Twenty percent (20%) of the shares subject to the option grant vested on May 1, 2020, and the remaining eighty percent (80%) of such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.
Twenty percent (20%) of the shares subject to the option grant vested on May 1, 2021, and the remaining eighty percent (80%) of such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.
/s/ Eric C. Jensen, Attorney-in-Fact
2023-06-29