0001209191-21-053025.txt : 20210823 0001209191-21-053025.hdr.sgml : 20210823 20210823190114 ACCESSION NUMBER: 0001209191-21-053025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210819 FILED AS OF DATE: 20210823 DATE AS OF CHANGE: 20210823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABBO EDWARD Y CENTRAL INDEX KEY: 0001218471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39744 FILM NUMBER: 211198139 MAIL ADDRESS: STREET 1: C/O C3.AI, INC. STREET 2: 1300 SEAPORT BLVD, SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: C3.ai, Inc. CENTRAL INDEX KEY: 0001577526 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 263999357 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1300 SEAPORT BLVD STREET 2: SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-503-2218 MAIL ADDRESS: STREET 1: 1300 SEAPORT BLVD STREET 2: SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: C3 IoT, Inc. DATE OF NAME CHANGE: 20180123 FORMER COMPANY: FORMER CONFORMED NAME: C3, Inc. DATE OF NAME CHANGE: 20130522 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-19 0 0001577526 C3.ai, Inc. AI 0001218471 ABBO EDWARD Y C/O C3.AI, INC. 1300 SEAPORT BLVD, SUITE 500 REDWOOD CITY CA 94063 0 1 0 0 Chief Technology Officer Class A Common Stock 2021-08-19 4 M 0 34707 1.56 A 434691 D Class A Common Stock 2021-08-19 4 S 0 33707 44.94 D 400984 D Class A Common Stock 2021-08-19 4 S 0 1000 45.55 D 399984 D Class A Common Stock 2021-08-21 4 A 0 100000 0.00 A 499984 D Class A Common Stock 54666 I See Footnote Class A Common Stock 123921 I See Footnote Stock Option (Right to Buy) 1.56 2021-08-19 4 M 0 34707 0.00 D 2024-01-20 Class A Common Stock 34707 200457 D Transaction pursuant to a previously established Rule 10b5-1 Plan. Represents weighted average sales price. The shares were sold at prices ranging from $44.48 to $45.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $45.48 to $45.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on September 15, 2022 so long as the Reporting Person continues to provide services through such vesting date. The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee. The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee. Fully vested. /s/ Brady Mickelsen, Attorney-in-Fact 2021-08-23