0001423774-19-000015.txt : 20190328 0001423774-19-000015.hdr.sgml : 20190328 20190328172059 ACCESSION NUMBER: 0001423774-19-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190326 FILED AS OF DATE: 20190328 DATE AS OF CHANGE: 20190328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN KENNETH A CENTRAL INDEX KEY: 0001218470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 19712980 MAIL ADDRESS: STREET 1: C/O YAHOO! INC. STREET 2: 701 FIRST AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 800-425-1281 MAIL ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wf-form4_155380803774142.xml FORM 4 X0306 4 2019-03-26 0 0001423774 ZUORA INC ZUO 0001218470 GOLDMAN KENNETH A C/O ZUORA, INC. 3050 SOUTH DELAWARE STREET, SUITE 301 SAN MATEO CA 94403 1 0 0 0 Class A Common Stock 2019-03-26 4 C 0 24000 0 A 35000 D Class A Common Stock 2019-03-26 4 S 0 35000 19.919 D 0 D Class A Common Stock 1058 I By Goldman-Valeriote Family Trust u/a/d 11/15/95 Class B Common Stock 2019-03-26 4 C 0 24000 0 D Class A Common Stock 24000.0 55000 D Represents the number of shares that were acquired by the Reporting Person upon conversion of the shares of Class B Common Stock into Class A Common Stock as described in Table II. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents the weighted average sale price. The lowest price at which shares were sold was $19.22 and the highest price at which shares were sold was $20.22. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein. Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date. /s/ Jennifer Pileggi as attorney-in-fact for Kenneth A. Goldman 2019-03-28