0000899243-18-016850.txt : 20180615 0000899243-18-016850.hdr.sgml : 20180615 20180615191950 ACCESSION NUMBER: 0000899243-18-016850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180615 FILED AS OF DATE: 20180615 DATE AS OF CHANGE: 20180615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN KENNETH A CENTRAL INDEX KEY: 0001218470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 18903411 MAIL ADDRESS: STREET 1: C/O YAHOO! INC. STREET 2: 701 FIRST AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 800-425-1281 MAIL ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-15 0 0001423774 ZUORA INC ZUO 0001218470 GOLDMAN KENNETH A C/O ZUORA, INC. 3050 SOUTH DELAWARE STREET, SUITE 301 SAN MATEO CA 94403 1 0 0 0 Restricted Stock Units (RSU)(Class A) 2018-06-15 4 A 0 4331 0.00 A 2028-06-15 Class A Common Stock 4331 4331 D Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. The RSUs shall fully vest on the earlier of (a) the date of the issuer's 2019 annual meeting of stockholders and (b) the date that is one year following the RSU grant date, in each case, so long as the reporting person continues to provide services to the issuer through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in the issuer's 2018 Equity Incentive Plan. Jennifer Pileggi, as attorney-in-fact for Kenneth A. Goldman 2018-06-15