0001144204-18-008314.txt : 20180214 0001144204-18-008314.hdr.sgml : 20180214 20180214093016 ACCESSION NUMBER: 0001144204-18-008314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 18607829 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 12-31-2017 12-31-2017 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 02-14-2018 0 25 675375 INFORMATION TABLE 2 infotable.xml Ares Capital Corporation CONVRT BOND 04010LAJ2 36780 36716000 PRN SOLE 32336000 0 4380000 Ares Capital Corporation CONVRT BOND 04010LAM5 35717 34926000 PRN SOLE 22810000 0 12116000 BlackRock Capital Investment Corp CONVRT BOND 092533AC2 20769 20000000 PRN SOLE 12260000 0 7740000 Brookdale Senior Living Inc. CONVRT BOND 112463AA2 81201 81353000 PRN SOLE 68823000 0 12530000 CalAtlantic Group, Inc. CONVRT BOND 783764AS2 2017 2000000 PRN SOLE 2000000 0 0 Goldman Sachs BDC Inc. CONVRT BOND 38147UAB3 21779 21050000 PRN SOLE 10580000 0 10470000 Iconix Brand Group, Inc. CONVRT BOND 451055AF4 32708 39950000 PRN SOLE 37510000 0 2440000 Iconix Brand Group, Inc. COMMON 451055107 28 21700 SH SOLE 21700 0 0 Medallion Financial Corp COMMON 583928106 160 45430 SH SOLE 45430 0 0 NAVISTAR INTERNATIONAL CONVRT BOND 63934EAQ1 6889 6644000 PRN SOLE 5864000 0 780000 New Mountain Finance Corporation CONVRT BOND 647551AB6 47637 46234000 PRN SOLE 32494000 0 13740000 Oaktree Specialty Lending Corp COMMON 67401P108 124 25400 SH SOLE 25400 0 0 PDL BioPharma, Inc CONVRT BOND 69329YAF1 20907 20913000 PRN SOLE 17323000 0 3590000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAM4 74227 72503000 PRN SOLE 48077000 0 24426000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 32323 32148000 PRN SOLE 18368000 0 13780000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAR3 34954 35000000 PRN SOLE 22500000 0 12500000 Shutterfly, Inc. CONVRT BOND 82568PAB2 1292 1300000 PRN SOLE 1300000 0 0 Firsthand Technology Value Fund, Inc. COMMON 33766Y100 411 45844 SH SOLE 45844 0 0 TCP Capital Corp CONVRT BOND 87238QAB9 31144 29800000 PRN SOLE 18270000 0 11530000 TCP Capital Corp CONVRT BOND 87238QAD5 21287 20750000 PRN SOLE 11090000 0 9660000 TiVo Corporation CONVRT BOND 779376AD4 1149 1204000 PRN SOLE 1204000 0 0 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 19793 19210000 PRN SOLE 10980000 0 8230000 Twitter, Inc. CONVRT BOND 90184LAB8 108345 113255000 PRN SOLE 94735000 0 18520000 Twitter, Inc. CONVRT BOND 90184LAD4 13341 14309000 PRN SOLE 14309000 0 0 Web.com Group Inc CONVRT BOND 94733AAA2 30393 30723000 PRN SOLE 25733000 0 4990000