Chief Compliance Officer

0001104659-20-095109.txt : 20200814 0001104659-20-095109.hdr.sgml : 20200814 20200814090011 ACCESSION NUMBER: 0001104659-20-095109 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 201101647 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 06-30-2020 06-30-2020 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best Chief Compliance Officer 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 08-14-2020 0 150 729070 INFORMATION TABLE 2 infotable.xml East Stone Acquisition Corp. COMMON G2911D108 1972 200000 SH SOLE 200000 0 0 East Stone Acquisition Corp. OPTION G2911D108 197 20000 SH Call SOLE 20000 0 0 East Stone Acquisition Corp. OPTION G2911D108 986 100000 SH Call SOLE 100000 0 0 Acamar Partners Acquisition Corp. COMMON 004285102 5963 581774 SH SOLE 581774 0 0 Alussa Energy Acquisition Corp COMMON G0232J101 985 100000 SH SOLE 100000 0 0 AMCI Acquisition Corp COMMON 00165R101 1684 164803 SH SOLE 164803 0 0 Amplitude Healthcare Acquisition Corporation COMMON 03212A105 2702 266900 SH SOLE 266900 0 0 Apex Technology Acquisition Co COMMON 03768F102 4096 400000 SH SOLE 400000 0 0 Apex Technology Acquisition Co OPTION 03768F102 1045 102047 SH Call SOLE 102047 0 0 Ares Capital Corporation CONVRT BOND 04010LAT0 23107 23484000 PRN SOLE 22274000 0 1210000 Ares Capital Corporation CONVRT BOND 04010LAW3 25021 25696000 PRN SOLE 15469000 0 10227000 Ares Capital Corporation COMMON 04010L103 2384 165000 SH SOLE 165000 0 0 ARYA Sciences Acquisition Corp. II UNIT G31655114 464 40000 SH SOLE 40000 0 0 Barings BDC Inc COMMON 06759L103 1522 191733 SH SOLE 191733 0 0 Bain Capital Specialty Finance, Inc COMMON 05684B107 1028 92750 SH SOLE 92750 0 0 BlackRock Capital Investment Corp CONVRT BOND 092533AC2 36480 41530000 PRN SOLE 33500000 0 8030000 BlackRock Capital Investment Corp COMMON 092533108 316 118223 SH SOLE 118223 0 0 Cardtronics, Inc. CONVRT BOND 14161HAG3 14890 15098000 PRN SOLE 14138000 0 960000 CITIC Capital Acquisition Corp. COMMON G21513109 3192 325000 SH SOLE 325000 0 0 CITIC Capital Acquisition Corp. OPTION G21513109 1596 162500 SH Call SOLE 162500 0 0 Crescent Capital BDC Inc COMMON 225655109 1017 80469 SH SOLE 80469 0 0 Churchill Capital Corp II COMMON 17143G106 5435 481000 SH SOLE 481000 0 0 Churchill Capital Corp III COMMON 17144C104 3540 328120 SH SOLE 328120 0 0 Churchill Capital Corp III OPTION 17144C104 885 82030 SH Call SOLE 82030 0 0 CF Finance Acquisition Corp. COMMON 12528N107 5202 479438 SH SOLE 479438 0 0 TCG BDC Inc COMMON 872280102 879 102600 SH SOLE 102600 0 0 Collective Growth Corp UNIT 19424L200 713 75000 SH SOLE 75000 0 0 Chardan Healthcare Acquisition 2 Corp UNIT 15957T206 1313 125000 SH SOLE 125000 0 0 CHP Merger Corp COMMON 12558Y106 3984 400000 SH SOLE 400000 0 0 CHP Merger Corp OPTION 12558Y106 548 55000 SH Call SOLE 55000 0 0 CIIG Merger Corp. COMMON 12559C103 2596 262205 SH SOLE 262205 0 0 CIIG Merger Corp. OPTION 12559C103 109 11053 SH Call SOLE 11053 0 0 Crescent Acquisition Corp COMMON 22564L105 2929 280000 SH SOLE 280000 0 0 Capital Southwest Corp COMMON 140501107 847 62800 SH SOLE 62800 0 0 LGL Systems Acquisition Corp COMMON 50201G106 3470 350000 SH SOLE 350000 0 0 LGL Systems Acquisition Corp OPTION 50201G106 1735 175000 SH Call SOLE 175000 0 0 DFP Healthcare Acquisitions Corp. COMMON 23343Q100 2513 250000 SH SOLE 250000 0 0 DFP Healthcare Acquisitions Corp. OPTION 23343Q100 628 62500 SH Call SOLE 62500 0 0 Dish Network Corporation CONVRT BOND 25470MAD1 4474 5000000 PRN SOLE 5000000 0 0 dMY Technology Group, Inc. COMMON 233253103 2674 266611 SH SOLE 266611 0 0 dMY Technology Group, Inc. OPTION 233253103 1323 131900 SH Call SOLE 131900 0 0 Diamond Peak Holdings Corp COMMON 25280H100 5151 500072 SH SOLE 500072 0 0 Experience Investment Corp COMMON 30217C109 4089 410124 SH SOLE 410124 0 0 Fidus Investment Corp COMMON 316500107 1197 132000 SH SOLE 132000 0 0 Flying Eagle Acquisition Corp. COMMON 34407Y103 4118 375000 SH SOLE 375000 0 0 Flying Eagle Acquisition Corp. OPTION 34407Y103 686 62500 SH Call SOLE 62500 0 0 FireEye, Inc. CONVRT BOND 31816QAD3 45627 48401000 PRN SOLE 43641000 0 4760000 FS KKR Capital Corporation COMMON 302635206 1033 73750 SH SOLE 73750 0 0 FS KKR Capital Corporation II COMMON 35952V303 129 10000 SH SOLE 10000 0 0 FinServ Acquisition Corp COMMON 318085107 3929 394898 SH SOLE 394898 0 0 FinServ Acquisition Corp OPTION 318085107 473 47550 SH Call SOLE 47550 0 0 FinTech Acquisition Corp III COMMON 31811A101 3529 316191 SH SOLE 316191 0 0 Fusion Acquisition Corp UNIT 36118H204 2032 200000 SH SOLE 200000 0 0 Fortress Value Acquisition Corp COMMON 34962V106 3512 352276 SH SOLE 352276 0 0 Fortress Value Acquisition Corp OPTION 34962V106 1163 116666 SH Call SOLE 116666 0 0 Golub Capital BDC Inc COMMON 38173M102 2063 177100 SH SOLE 177100 0 0 Gores Holdings IV, Inc. COMMON 382865103 1374 135501 SH SOLE 135501 0 0 Gores Holdings IV, Inc. OPTION 382865103 343 33875 SH Call SOLE 33875 0 0 GigCapital3, Inc UNIT 37519D206 1156 115188 SH SOLE 115188 0 0 GigCapital2 Inc COMMON 375036100 948 93516 SH SOLE 93516 0 0 Galileo Acquisition Corp. COMMON G3770A102 1558 157240 SH SOLE 157240 0 0 Gores Metropoulos Inc COMMON 382872109 6308 590100 SH SOLE 590100 0 0 GS Acquisition Holdings Corp UNIT 36258Q204 526 50000 SH SOLE 50000 0 0 Goldman Sachs BDC Inc. CONVRT BOND 38147UAB3 28276 28562000 PRN SOLE 21512000 0 7050000 Goldman Sachs BDC Inc. COMMON 38147U107 756 46593 SH SOLE 46593 0 0 GX Acquisition Corp COMMON 36251A107 1846 181000 SH SOLE 181000 0 0 GX Acquisition Corp OPTION 36251A107 255 25000 SH Call SOLE 25000 0 0 Hennessy Capital Acquisition COMMON 42589C104 7633 710000 SH SOLE 710000 0 0 Healthcare Merger Corp. COMMON 42227L102 4631 462180 SH SOLE 462180 0 0 Healthcare Merger Corp. OPTION 42227L102 1076 107390 SH Call SOLE 107390 0 0 Hudson Executive Investment Cop. UNIT 443761200 7175 700000 SH SOLE 700000 0 0 Hercules Capital, Inc. CONVRT BOND 427096AF9 18035 18511000 PRN SOLE 15781000 0 2730000 Hercules Capital, Inc. COMMON 427096508 1761 168200 SH SOLE 168200 0 0 Haymaker Acquisition Corp II COMMON 42087L101 5175 500000 SH SOLE 500000 0 0 Social Capital Hedosophia Holdings Corp. II COMMON G8250T109 1956 166465 SH SOLE 166465 0 0 Social Capital Hedosophia Holdings Corp. II OPTION G8250T109 652 55488 SH Call SOLE 55488 0 0 Social Capital Hedosophia Holdings Corp. III COMMON G8251K107 2236 200000 SH SOLE 200000 0 0 Social Capital Hedosophia Holdings Corp. III OPTION G8251K107 745 66666 SH Call SOLE 66666 0 0 Interprivate Acquisition Corp. COMMON 46064A103 2728 275000 SH SOLE 275000 0 0 Interprivate Acquisition Corp. OPTION 46064A103 1364 137500 SH Call SOLE 137500 0 0 Juniper Industrial Holdings, Inc. COMMON 48205G106 3062 307101 SH SOLE 307101 0 0 Juniper Industrial Holdings, Inc. OPTION 48205G106 531 53300 SH Call SOLE 53300 0 0 Jaws Acquisition Corp UNIT G50744120 7163 686731 SH SOLE 686731 0 0 Kensington Capital Acquisition Corp. UNIT 490073202 4008 400000 SH SOLE 400000 0 0 Union Acquisition Corp COMMON G9402Q100 1803 180304 SH SOLE 180304 0 0 Landcadia Holdings II Inc. COMMON 51476X105 164 10000 SH SOLE 10000 0 0 LF Capital Acquisition Corp. COMMON 50200K108 1878 175560 SH SOLE 175560 0 0 Longview Acquisition Corp. UNIT 543195200 2525 250000 SH SOLE 250000 0 0 Live Oak Acquisition Corp COMMON 53804F103 980 100000 SH SOLE 100000 0 0 Live Oak Acquisition Corp OPTION 53804F103 490 50000 SH Call SOLE 50000 0 0 Lifesci Acquisition Corp. COMMON 53228P109 333 32344 SH SOLE 32344 0 0 Lifesci Acquisition Corp. OPTION 53228P109 167 16172 SH Call SOLE 16172 0 0 Main Street Capital Corp COMMON 56035L104 716 23000 SH SOLE 23000 0 0 Merida Merger Corp I COMMON 58953M106 150 15337 SH SOLE 15337 0 0 Newborn Acquisition Corp. COMMON G6463T106 496 50000 SH SOLE 50000 0 0 Newborn Acquisition Corp. OPTION G6463T106 248 25000 SH Call SOLE 25000 0 0 Netfin Acquisition Corp COMMON G6455A107 1075 100000 SH SOLE 100000 0 0 New Mountain Finance Corporation CONVRT BOND 647551AC4 38437 41000000 PRN SOLE 26000000 0 15000000 New Mountain Finance Corporation COMMON 647551100 836 90000 SH SOLE 90000 0 0 Novus Capital Corporation UNIT 67012U207 173 16492 SH SOLE 16492 0 0 New Providence Acquisition Corp COMMON 64822P106 4069 403683 SH SOLE 403683 0 0 New Providence Acquisition Corp OPTION 64822P106 392 38855 SH Call SOLE 38855 0 0 Oaktree Acquisition Corp COMMON G67145105 854 83925 SH SOLE 83925 0 0 Oaktree Strategic Income Corp COMMON 67402D104 1000 157771 SH SOLE 157771 0 0 Oaktree Specialty Lending Co COMMON 67401P108 1465 327700 SH SOLE 327700 0 0 Owl Rock Capital Corporation COMMON 69121K104 2121 172000 SH SOLE 172000 0 0 CC Neuberger Principal Holdings I COMMON G1992Y114 2014 200000 SH SOLE 200000 0 0 CC Neuberger Principal Holdings I OPTION G1992Y114 671 66666 SH Call SOLE 66666 0 0 Pivotal Investment Corp II COMMON 72582K100 4956 488302 SH SOLE 488302 0 0 Pivotal Investment Corp II OPTION 72582K100 305 30026 SH Call SOLE 30026 0 0 Pennantpark Investment Corporation COMMON 708062104 491 140000 SH SOLE 140000 0 0 PROSPECT CAPITAL CORP CONVRT BOND 74348TAR3 45350 48106000 PRN SOLE 30196000 0 17910000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAT9 28532 29125000 PRN SOLE 16015000 0 13110000 Proptech Acquisition Corporation COMMON 74349F101 4568 450000 SH SOLE 450000 0 0 RMG Acquisition Corp COMMON 749641106 5115 500000 SH SOLE 500000 0 0 Replay Acquisition Corp COMMON G75130107 1624 159234 SH SOLE 159234 0 0 Software Acquisition Group Inc. COMMON 83406B101 1989 197900 SH SOLE 197900 0 0 Software Acquisition Group Inc. OPTION 83406B101 503 50000 SH Call SOLE 50000 0 0 Saratoga Investment Corp COMMON 80349A208 1027 65000 SH SOLE 65000 0 0 Switchback Energy Acquisition Corporation COMMON 87105M102 1840 183115 SH SOLE 183115 0 0 Switchback Energy Acquisition Corporation OPTION 87105M102 271 26977 SH Call SOLE 26977 0 0 Stellus Capital Investment Coporation COMMON 858568108 692 95000 SH SOLE 95000 0 0 SCVX Corp. COMMON G79448208 2988 300000 SH SOLE 300000 0 0 SCVX Corp. OPTION G79448208 872 87500 SH Call SOLE 87500 0 0 Osprey Technology Acquisition Corp. COMMON 68839R104 5073 505000 SH SOLE 505000 0 0 Osprey Technology Acquisition Corp. OPTION 68839R104 527 52500 SH Call SOLE 52500 0 0 Solar Capital Ltd COMMON 83413U100 1361 85000 SH SOLE 85000 0 0 South Mountain Merger Corp COMMON 838884104 1293 126914 SH SOLE 126914 0 0 Sustainable Opportunities Acquisition Corp UNIT G8598Y125 6619 655353 SH SOLE 655353 0 0 Spartan Energy Acquisition Corp. COMMON 846784106 5361 500062 SH SOLE 500062 0 0 Stable Road Acquisition Corp COMMON 85236Q109 1023 102800 SH SOLE 102800 0 0 Silver Spike Acquisition Corp. COMMON G8136L106 1957 193160 SH SOLE 193160 0 0 Solar Senior Capital Ltd COMMON 83416M105 1028 80094 SH SOLE 80094 0 0 Supernus Pharmaceuticals Inc CONVRT BOND 868459AD0 26252 29830000 PRN SOLE 29830000 0 0 Blackrock TCP Capital Corp CONVRT BOND 87238QAD5 30269 31044000 PRN SOLE 21384000 0 9660000 Blackrock TCP Capital Corp COMMON 09259E108 847 92700 SH SOLE 92700 0 0 TEVA PHARM FINANCE LLC CONVRT BOND 88163VAE9 29198 30151000 PRN SOLE 28381000 0 1770000 Thunder Bridge Acquisition II COMMON G8857S116 4545 450000 SH SOLE 450000 0 0 Tuscan Holdings Corp COMMON 90069K104 188 18340 SH SOLE 18340 0 0 TriplePoint Venture Growth BDC Corp. COMMON 89677Y100 1546 150368 SH SOLE 150368 0 0 Trebia Acquisition Corp UNIT G9027T125 2613 250000 SH SOLE 250000 0 0 Trine Acquisition Corp COMMON 89628U108 4675 447381 SH SOLE 447381 0 0 Trine Acquisition Corp OPTION 89628U108 449 42928 SH Call SOLE 42928 0 0 Sixth Street Specialty Lending CONVRT BOND 87265KAD4 15986 15900000 PRN SOLE 7280000 0 8620000 Sixth Street Specialty Lending COMMON 83012A109 1022 62000 SH SOLE 62000 0 0 Twitter, Inc. CONVRT BOND 90184LAD4 47709 48756000 PRN SOLE 43686000 0 5070000 Foley Trasimene Acquisition Corp UNIT 34431F203 5335 500000 SH SOLE 500000 0 0 Yunhong International COMMON G98882106 976 100000 SH SOLE 100000 0 0 Yunhong International OPTION G98882106 98 10000 SH Call SOLE 10000 0 0 Yunhong International OPTION G98882106 488 50000 SH Call SOLE 50000 0 0