X0303 4 2010-02-05 0001065865 JANUS CAPITAL GROUP INC JNS 0001217483 BEERY ROBIN C JANUS CAPITAL GROUP INC. 151 DETROIT STREET DENVER, CO 80206 0 1 0 0 EVP, Chief Marketing Officer Common Stock 2010-02-05 4 A 0 10318 0 A 109994 D Common Stock 8198.07 I Held by ESOP Stock Option (Right to Buy) 11.78 2010-02-05 4 A 0 18992 0 A 2017-02-05 Common Stock 18992 18992 D Stock Option (Right to Buy) 5.32 2016-01-30 Common Stock 57054 57054 D Common Stock 27.54 2015-01-31 Common Stock 21208 21208 D Common Stock 27.54 2015-01-31 Common Stock 99801 99801 D Stock Option (Right to Buy) 21.01 2014-02-01 Common Stock 26610 26610 D Stock Option (Right to Buy) 21.57 2009-02-02 2013-02-12 Common Stock 27380 27380 D Option (Right to Buy) and LSAR 16.24 2007-01-01 2014-02-03 Common Stock 1 1 D Option (Right to Buy) and LSAR 25.71 2007-01-29 2012-01-27 Common Stock 8204 8204 D This option award vests annually in four equal installments (within one share) beginning on February 1, 2011. This option award vests annually in four equal installments (within one share) beginning on February 1, 2010. This option award vests annually in three equal installments (within one share) beginning on February 1, 2009. This option award vests annually in four equal installments (within one share) beginning on February 1, 2009 and is subject to certain performance criteria being met. This option award vests annually in four equal installments (within one share) beginning on February 1, 2008. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change of control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs that were unvested as of January 1, 2005 have been terminated. Susan J. Armstrong, Attorney-in-Fact for Robin C. Beery 2010-02-09