0000899243-18-004083.txt : 20180214 0000899243-18-004083.hdr.sgml : 20180214 20180214215844 ACCESSION NUMBER: 0000899243-18-004083 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNER CHARLES A CENTRAL INDEX KEY: 0001217463 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37671 FILM NUMBER: 18616000 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forest City Realty Trust, Inc. CENTRAL INDEX KEY: 0001647509 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 474113168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE STREET 2: SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: (216) 621-6060 MAIL ADDRESS: STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE STREET 2: SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2017-12-31 1 0 0 0001647509 Forest City Realty Trust, Inc. FCEA 0001217463 RATNER CHARLES A 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 1 0 0 1 See Remarks Class A Common Stock 2017-03-03 5 G 0 30590 0.00 D 632837 D Class A Common Stock 2017-06-12 5 J 0 632837 A 632837 D Class A Common Stock 510211 I See footnote Class A Common Stock 337806 I See footnote Class A Common Stock 2017-06-12 5 J 0 7850 A 10086 I See footnote Class A Common Stock 2017-06-12 5 J 0 7850 A 16048 I See footnote Class A Common Stock 2017-06-12 5 J 0 7850 A 26529 I See footnote Class A Common Stock 2017-06-12 5 J 0 7850 A 13239 I See footnote Class A Common Stock 2948 I See footnote Class A Common Stock 2017-06-12 5 J 0 95735 A 193735 I See footnote Class A Common Stock 2017-06-12 5 J 0 495835 A 498062 I See footnote Class A Common Stock 2017-06-12 5 J 0 1179 A 1179 D Class B Common - Convertible 0.00 2017-06-12 5 J 0 56191 D 1988-08-08 1988-08-08 Common Stock 56191 0 I See footnote Class B Common - Convertible 0.00 2017-06-12 5 J 0 426891 D 1988-08-08 1988-08-08 Common Stock 426891 0 I See footnote Class B Common - Convertible 0.00 2017-06-12 5 J 0 5992 D 1988-08-08 1988-08-08 Common Stock 5992 0 I See footnote Class B Common - Convertible 0.00 2017-06-12 5 J 0 5992 D 1988-08-08 1988-08-08 Common Stock 5992 0 I See footnote Class B Common - Convertible 0.00 2017-06-12 5 J 0 5992 D 1988-08-08 1988-08-08 Common Stock 5992 0 I See footnote Class B Common - Convertible 0.00 2017-06-12 5 J 0 5992 D 1988-08-08 1988-08-08 Common Stock 5992 0 I See footnote Class B Common - Convertible 0.00 2017-06-12 5 J 0 73080 D 1988-08-08 1988-08-08 Common Stock 73080 0 I See footnote Class B Common - Convertible 0.00 2017-06-12 5 J 0 378500 D 1988-08-08 1988-08-08 Common Stock 378500 0 I See footnote Class B Common - Convertible 0.00 2017-06-12 5 J 0 900 D 1988-08-08 1988-08-08 Common Stock 900 0 I See footnote 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 40000 40000 D 2008 Stock Option Grant (right to buy) 36.38 2010-06-18 2018-06-18 Class A Common 19691 19691 D 2009 Stock Option Grant (right to buy) 7.80 2011-04-21 2019-04-21 Class A Common 24220 24220 D 2010 Stock Option Grant (right to buy) 15.89 2012-04-14 2020-04-14 Class A Common 40289 40289 D 2011 Stock Option Grant (right to buy) 17.72 2013-04-13 2021-04-13 Class A Common 26782 26782 D Charles Ratner Revocable Trust dated 7/17/1981. - 483,082 shares of Class B Common stock were reclassified and exchanged into 632,837 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 426,400 shares as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust. Illana Horowitz Ratner Trust - dated 12/29/92 (spouse). Shares from street account were moved to the trust. Charles Ratner 1986 Remainder Interest Trust - Albert Ratner is trustee; Charles Ratner retains an income interest for life. Beneficiaries are his children: Kevin, Rachel and Jonathan. Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. Max Ratner 1988 Grandchildren's Trust - for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest. Max Ratner 1999 Irrevocable Trust - 73,080 shares of Class B Common Stock were reclassified and exchanged into 95,735 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, the trust holds 193,735 shares of Class A Common Stock Directly. Shares are for the benefit of Adam Ratner (son). Charles Ratner disclaims any beneficial interest. Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son). 378,500 shares of Class B Stock were reclassified and exchanged into 495,835 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 328,000 shares are held as a direct limited partner of RMS, Ltd. and 170,062 shares of Class A Common Stock held directly. Charles Ratner disclaims any beneficial interest. General Partnership interest in RMS, Ltd. limited partnership. 900 shares of Class B Common Stock were reclassified and exchanged into 1,179 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, 1,179 shares of Class A Common Stock are held directly. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015. Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. Former Director and former 10% group member Mark R. Tepsich Attorney-in-Fact for Charles A. Ratner 2018-02-14 EX-24 2 attachment1.htm EX-24 DOCUMENT

SEC FORMS 4 & 5

POWER OF ATTORNEY


The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Mark R. Tepsich, with
full power of substitution and resubstitution, as attorney of the
undersigned, their name, place and stead, to sign and file under the
Securities Exchange Act of 1934, Section 16 Reporting Forms, any and
all amendments and apply for EDGAR Access Codes as required thereto,
to be filed with the Securities and Exchange Commission pertaining
to such filing, with full power and authority to do and perform any
and all acts and things whatsoever required and necessary to be done
in the premises, hereby ratifying and approving the act of said attorney
and any such substitute.

EFFECTIVE as of April 17, 2017.


By:     \s\ Charles A. Ratner
Charles A. Ratner