0001604643-21-000015.txt : 20210218 0001604643-21-000015.hdr.sgml : 20210218 20210218183013 ACCESSION NUMBER: 0001604643-21-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPPELINE GARY A CENTRAL INDEX KEY: 0001217372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 21651139 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-02-16 0 0001604643 Evoqua Water Technologies Corp. AQUA 0001217372 CAPPELINE GARY A EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 1 0 0 0 Common Stock 2021-02-16 4 A 0 4039 0 A 8266 D Common Stock 7893 I By Trust The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on February 16, 2022 and settle within 30 days thereafter. Shares held by the Gary Cappeline and Vicky Hu Joint Revocable Trust U/A dated 11/12/2018, of which Mr. Cappeline and Ms. Hu are the trustees and beneficiaries. /s/ John DiMascio, Attorney-in-Fact for Gary A. Cappeline 2021-02-18